0001062993-23-007044.txt : 20230316 0001062993-23-007044.hdr.sgml : 20230316 20230316162822 ACCESSION NUMBER: 0001062993-23-007044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230315 FILED AS OF DATE: 20230316 DATE AS OF CHANGE: 20230316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kain Gary D CENTRAL INDEX KEY: 0001434805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34057 FILM NUMBER: 23739190 MAIL ADDRESS: STREET 1: AMERICAN CAPITAL, LTD. STREET 2: 2 BETHESDA METRO CENTER, 12TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AGNC Investment Corp. CENTRAL INDEX KEY: 0001423689 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 261701984 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 BETHESDA METRO CENTER 12TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301 968 9300 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER 12TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: American Capital Agency Corp DATE OF NAME CHANGE: 20080111 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-03-15 0001423689 AGNC Investment Corp. AGNC 0001434805 Kain Gary D AGNC INVESTMENT CORP. 2 BETHESDA METRO CENTER, 12TH FLOOR BETHESDA MD 20814 1 1 0 0 Director, Executive Chair Common Stock 2023-03-15 4 F 0 58359 9.89 D 2133661.101 D Series D Preferred Stock 10900 D Common Stock 667920 I By family trust Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings. Includes 11,151 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Gary Kain 2023-03-16