0001181431-12-044693.txt : 20120809
0001181431-12-044693.hdr.sgml : 20120809
20120809161853
ACCESSION NUMBER: 0001181431-12-044693
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120807
FILED AS OF DATE: 20120809
DATE AS OF CHANGE: 20120809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARNOCK GREG
CENTRAL INDEX KEY: 0001522008
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35240
FILM NUMBER: 121020605
MAIL ADDRESS:
STREET 1: C/O SKULLCANDY, INC.
STREET 2: 1441 WEST UTE BLVD., SUITE 250
CITY: PARK CITY
STATE: UT
ZIP: 84098
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SKULLCANDY, INC.
CENTRAL INDEX KEY: 0001423542
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 562362196
BUSINESS ADDRESS:
STREET 1: 1441 West Ute Blvd
STREET 2: SUITE 250
CITY: park City
STATE: ut
ZIP: 84098
BUSINESS PHONE: 435-940-1545
MAIL ADDRESS:
STREET 1: 1441 West Ute Blvd
STREET 2: SUITE 250
CITY: park City
STATE: ut
ZIP: 84098
FORMER COMPANY:
FORMER CONFORMED NAME: Skullcandy Inc
DATE OF NAME CHANGE: 20080110
4
1
rrd352825.xml
WARNOCK F4
X0306
4
2012-08-07
0
0001423542
SKULLCANDY, INC.
SKUL
0001522008
WARNOCK GREG
C/O SKULLCANDY, INC.
1441 WEST UTE BOULEVARD, SUITE 250
PARK CITY
UT
84098
1
0
0
0
COMMON STOCK
2012-08-07
4
S
0
7877
15.5461
D
149169
D
COMMON STOCK
2012-08-07
4
J
0
8863
0
D
221859
I
by Mercato Partners, LLC
COMMON STOCK
2012-08-07
4
S
0
221859
15.5913
D
0
I
By Mercato Partners, LLC
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.20 to $15.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Reflects the amount of securities directly owned by the Reporting Person following the reported transaction and pro rata distribution (as noted in footnote 3) of 878,534 shares of the Issuer's common stock from Mercato Partners QP, L.P. ("Mercato QP") and Mercato Partners L.P. ("Mercato LP" and together with Mercato QP, the "Mercato Entities") to the Reporting Person in his capacity as a limited partner of the Mercato Entities.
The Reporting Person is a managing director of the General Partner of the Mercato Entities and has voting and dispositive power over the shares of Issuer common stock held by the Mercato Entities. Mercato Partners, LLC (the "General Partner") is the general partner of the Mercato Entities and is owned 50% each by the Reporting Person and one other person. On August 7, 2012, the General Partner directed the distribution of the 1,109,256 shares of Issuer common stock held by the Mercato Entities, 878,534 of which were distributed to the limited partners of the Mercato Entities and 230,722 of which were distributed to the General Partner (as a return on capital and carried interest). Of these 230,772 shares, 221,859 shares were sold by the General Partner with 50% of the proceeds distributed to the Reporting Person, and the remaining 8,863 shares were distributed by the General Partner to certain individuals other than the Reporting Person as compensation for their past services.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.20 to $15.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
/S/ DAVID GEORGE, ATTORNEY-IN-FACT FOR GREG WARNOCK
2012-08-09