0001181431-12-043026.txt : 20120801 0001181431-12-043026.hdr.sgml : 20120801 20120801171340 ACCESSION NUMBER: 0001181431-12-043026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120730 FILED AS OF DATE: 20120801 DATE AS OF CHANGE: 20120801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARNOCK GREG CENTRAL INDEX KEY: 0001522008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35240 FILM NUMBER: 121000896 MAIL ADDRESS: STREET 1: C/O SKULLCANDY, INC. STREET 2: 1441 WEST UTE BLVD., SUITE 250 CITY: PARK CITY STATE: UT ZIP: 84098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SKULLCANDY, INC. CENTRAL INDEX KEY: 0001423542 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 562362196 BUSINESS ADDRESS: STREET 1: 1441 West Ute Blvd STREET 2: SUITE 250 CITY: park City STATE: ut ZIP: 84098 BUSINESS PHONE: 435-940-1545 MAIL ADDRESS: STREET 1: 1441 West Ute Blvd STREET 2: SUITE 250 CITY: park City STATE: ut ZIP: 84098 FORMER COMPANY: FORMER CONFORMED NAME: Skullcandy Inc DATE OF NAME CHANGE: 20080110 4 1 rrd351376.xml WARNOCK F4 X0306 4 2012-07-30 0 0001423542 SKULLCANDY, INC. SKUL 0001522008 WARNOCK GREG C/O SKULLCANDY, INC. 1441 WEST UTE BOULEVARD, SUITE 250 PARK CITY UT 84098 1 0 0 0 COMMON STOCK 2012-07-30 4 A 0 6319 0 A 149169 D COMMON STOCK 394295 I By Mercato QP COMMON STOCK 714961 I By Mercato LP Represents 6,319 Restricted Stock Units ("RSUs") granted to the Reporting Person on July 30, 2012 under the Issuer's Amended and Restated 2011 Incentive Award Plan (the "Plan"), which RSUs vest upon the earlier of (1) June 15, 2013 or (2) the next annual meeting at which one or members of the Board of Directors ("Board") are standing for re-election, subject in either case to the Reporting Person's continued service on the Board through such date. Represents shares held by Mercato Partners QP, L.P. ("Mercato QP"). Represents shares held by Mercato Partners L.P. ("Mercato LP"). The Reporting Person is a director of the Issuer. The Reporting Person is a managing director of Mercato LP and Mercato QP and has voting and dispositive power over the common stock held by Mercato LP and Mercato QP (reported on Table I). The Reporting Person disclaims beneficial ownership of the shares held by Mercato LP and Mercato QP except to the extent of his pecuniary interest therein. /S/ DAVID GEORGE, ATTORNEY-IN-FACT FOR GREG WARNOCK 2012-08-01