0001181431-11-042686.txt : 20110727
0001181431-11-042686.hdr.sgml : 20110727
20110727194327
ACCESSION NUMBER: 0001181431-11-042686
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110725
FILED AS OF DATE: 20110727
DATE AS OF CHANGE: 20110727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEARL JEFF
CENTRAL INDEX KEY: 0001521855
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35240
FILM NUMBER: 11991336
MAIL ADDRESS:
STREET 1: C/O SKULLCANDY, INC.
STREET 2: 1441 WEST UTE BLVD., SUITE 250
CITY: PARK CITY
STATE: UT
ZIP: 84908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SKULLCANDY, INC.
CENTRAL INDEX KEY: 0001423542
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 562362196
BUSINESS ADDRESS:
STREET 1: 1441 West Ute Blvd
STREET 2: SUITE 250
CITY: park City
STATE: ut
ZIP: 84098
BUSINESS PHONE: 435-940-1545
MAIL ADDRESS:
STREET 1: 1441 West Ute Blvd
STREET 2: SUITE 250
CITY: park City
STATE: ut
ZIP: 84098
FORMER COMPANY:
FORMER CONFORMED NAME: Skullcandy Inc
DATE OF NAME CHANGE: 20080110
4
1
rrd317902.xml
KEARL F4
X0303
4
2011-07-25
0
0001423542
SKULLCANDY, INC.
SKUL
0001521855
KEARL JEFF
C/O SKULLCANDY, INC.
1441 WEST UTE BOULEVARD, SUITE 250
PARK CITY
UT
84098
1
0
1
0
COMMON STOCK
2011-07-25
4
M
0
39620
.37
A
39620
D
COMMON STOCK
2011-07-25
4
S
0
39620
18.60
D
0
D
COMMON STOCK
2011-07-25
4
S
0
27560
18.60
D
790
I
By Pura Vida
COMMON STOCK
13650
I
By Monarch Partners
STOCK OPTION (RIGHT TO BUY)
.37
2011-07-25
4
M
0
39260
.37
D
2017-08-27
COMMON STOCK
39620
45318
D
STOCK OPTION (RIGHT TO BUY)
19.99
2011-07-27
4
A
0
28000
0.0
A
2021-07-27
COMMON STOCK
28000
28000
D
The Reporting Person is the manager of Pura Vida Investment Capital ("Pura Vida") and holds voting and dispositive power of the shares and the options held by Pura Vida. The Reporting Person may be deemed to indirectly beneficially own the shares and options held by Pura Vida, but disclaims beneficial ownership of such shares and options except to extent of his pecuniary interest therein.
The Reporting Person is the manager of Monarch Partners and holds voting and dispositive power of the shares and the options held by Monarch Partners. The Reporting Person may be deemed to indirectly beneficially own the shares and options held by Monarch Partners, but disclaims beneficial ownership of such shares and options except to extent of his pecuniary interest therein.
The shares are fully vested and exercisable.
Represents the public offering price of $20.00 per common share less the underwriter's discount of $1.40 per common share.
The option vests (i) with respect to 33% of the shares underlying the option, on July 27, 2012; and (ii) with respect to the remaining 67% of the shares underlying the option, in twenty-four substantially equal installments on each monthly anniversary thereafter.
The Reporting Person separately reports under Section 16 forms filed by Ptarmigan, LLC ("Ptarmigan") and The Alden Irrevocable Trust (the "Alden Trust"), beneficial ownership of ten percent or greater of the shares of the Issuer by those entities. The sole member of Ptarmigan is The Alden Trust. The Reporting Person serves as manager of Ptarmigan and, as such, holds voting and dispositive power of the shares held by Ptarmigan and thus may be deemed to be the owner of the shares held by Ptarmigan. The Reporting Person has no pecuniary interest in the shares held by Ptarmigan or in the Alden Trust, and thus no shares held by Ptarmigan or in the Alden Trust are reflected as owned by the Reporting Person.
/s/ MITCH EDWARDS, ATTORNEY-IN-FACT FOR JEFF KEARL
2011-07-27