CEO

0001423296-23-000002.txt : 20230215 0001423296-23-000002.hdr.sgml : 20230215 20230215123930 ACCESSION NUMBER: 0001423296-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230215 DATE AS OF CHANGE: 20230215 EFFECTIVENESS DATE: 20230215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Zuckerman Investment Group, LLC CENTRAL INDEX KEY: 0001423296 IRS NUMBER: 371877552 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12893 FILM NUMBER: 23634616 BUSINESS ADDRESS: STREET 1: 155 NORTH WACKER DRIVE STREET 2: SUITE 1700 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-948-8000 MAIL ADDRESS: STREET 1: 155 NORTH WACKER DRIVE STREET 2: SUITE 1700 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Asset Management Investors, LLC DATE OF NAME CHANGE: 20080109 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001423296 XXXXXXXX 12-31-2022 12-31-2022 Zuckerman Investment Group, LLC

155 NORTH WACKER DRIVE SUITE 1700 CHICAGO IL 60606

13F HOLDINGS REPORT 028-12893 N Daniel Zuckerman CEO 3129488000 Daniel Zuckerman Chicago IL 02-15-2023 0 133 633027827 false INFORMATION TABLE 2 inftable.xml 3M Co. COM 88579Y101 431712 3600 SH SOLE 3600 0 0 Abbott Laboratories COM 002824100 7723068 70344 SH SOLE 70344 0 0 AbbVie Inc. COM 00287Y109 11965120 74037 SH SOLE 74037 0 0 Activision Blizzard Inc. COM 00507V109 5604914 73219 SH SOLE 73219 0 0 AdvisorShares Pure US Cannabis PURE US CANNABIS 00768Y453 6920498 990057 SH SOLE 988657 0 1400 Alphabet Inc. Class A CAP STK CL A 02079K305 10569689 119797 SH SOLE 119697 0 100 Alphabet Inc. Class C CAP STK CL C 02079K107 440101 4960 SH SOLE 4960 0 0 Amazon.com Inc. COM 023135106 6737052 80203 SH SOLE 80203 0 0 Apple Inc. COM 037833100 11904836 91625 SH SOLE 91625 0 0 Ares Capital Corp. COM 04010L103 369400 20000 SH SOLE 20000 0 0 Ark Innovation ETF INNOVATION ETF 00214Q104 493123 15785 SH SOLE 15785 0 0 Avantor, Inc. COM 05352A100 10436513 494856 SH SOLE 494856 0 0 Babcock & Wilcox Enterprises I COM 05614L209 571230 99000 SH SOLE 99000 0 0 Baker Hughes Co. CL A 05722G100 419178 14195 SH SOLE 14195 0 0 Bank of America Corp. COM 060505104 7313327 220813 SH SOLE 220393 0 420 Berkshire Hathaway Inc. Class CL A 084670108 9842930 21 SH SOLE 21 0 0 Berkshire Hathaway Inc. Class CL B NEW 084670702 19072104 61742 SH SOLE 61742 0 0 Bird Global, Inc. COM CL A 09077J107 464916 2580000 SH SOLE 2580000 0 0 Bristol-Myers Squibb Co. COM 110122108 1084358 15071 SH SOLE 15071 0 0 C3ai Inc. CL A 12468P104 395007 35300 SH SOLE 35300 0 0 Capital Southwest Corp. COM 140501107 10816098 632520 SH SOLE 632520 0 0 Carter's Inc. COM 146229109 16470157 220750 SH SOLE 220350 0 400 Cboe Global Markets, Inc. COM 12503M108 1055830 8415 SH SOLE 8415 0 0 CDW Corp. COM 12514G108 10910702 61097 SH SOLE 61097 0 0 Cisco Systems Inc. COM 17275R102 555530 11661 SH SOLE 11661 0 0 Citigroup Inc. COM NEW 172967424 5199686 114961 SH SOLE 114811 0 150 Citizens Financial Group COM 174610105 246141 6252 SH SOLE 6252 0 0 Cleveland Cliffs Inc. COM 185899101 1353240 84000 SH SOLE 84000 0 0 CME Group Inc. COM 12572Q105 4982244 29628 SH SOLE 29628 0 0 Coca-Cola Co. COM 191216100 344448 5415 SH SOLE 5415 0 0 Constellation Energy Corp COM 21037T109 409066 4745 SH SOLE 4745 0 0 Coterra Energy Inc COM 127097103 258476 10520 SH SOLE 10520 0 0 CSW Industrials Inc. COM 126402106 10807342 93223 SH SOLE 93223 0 0 Diageo PLC Sponsored ADR SPON ADR NEW 25243Q205 455275 2555 SH SOLE 2555 0 0 Dick's Sporting Goods Inc. COM 253393102 20909169 173823 SH SOLE 173823 0 0 Draftkings Inc. COM CL A 26142V105 235203 20650 SH SOLE 20650 0 0 Eli Lilly & Co. COM 532457108 377913 1033 SH SOLE 1033 0 0 Empire State Realty Trust Inc. CL A 292104106 202200 30000 SH SOLE 30000 0 0 Exelon Corp. COM 30161N101 226957 5250 SH SOLE 5250 0 0 Exxon Mobil Corp. COM 30231G102 394543 3577 SH SOLE 3577 0 0 Financial Select Sector SPDR F FINANCIAL 81369Y605 6532884 191020 SH SOLE 190695 0 325 Ford Motor Company COM 345370860 273305 23500 SH SOLE 23500 0 0 Goldman Sachs BDC Inc. SHS 38147U107 205800 15000 SH SOLE 15000 0 0 Goldman Sachs Group Inc. COM 38141G104 221823 646 SH SOLE 646 0 0 Hamilton Beach Brand Class A COM CL A 40701T104 635495 51291 SH SOLE 51291 0 0 Hancock Whitney Corp. COM 410120109 234595 4848 SH SOLE 4848 0 0 Henry Schein Inc. COM 806407102 20771312 260064 SH SOLE 260064 0 0 Hillman Solutions Corp. COM 431636109 3703258 513628 SH SOLE 513628 0 0 Home Depot Inc. COM 437076102 618138 1957 SH SOLE 1957 0 0 HP Inc. COM 40434L105 333188 12400 SH SOLE 12400 0 0 Int'l Business Machines Corp. COM 459200101 1678000 11910 SH SOLE 11910 0 0 Intel Corp. COM 458140100 519957 19673 SH SOLE 19473 0 200 Jacobs Solutions Inc. COM 46982L108 567931 4730 SH SOLE 4730 0 0 Johnson & Johnson COM 478160104 1475027 8350 SH SOLE 8350 0 0 Johnson Controls Int'l PLC SHS G51502105 18065152 282268 SH SOLE 282268 0 0 JP Morgan Chase & Co. COM 46625H100 8060215 60106 SH SOLE 60006 0 100 KAR Auction Services Inc. COM 48238T109 23432110 1795564 SH SOLE 1794394 0 1170 KeyCorp COM 493267108 296140 17000 SH SOLE 17000 0 0 Kins Technology Group Inc *W EXP 10/14/202 49714K117 6622 220000 SH SOLE 220000 0 0 KKR & Co. LP COM 48251W104 9826232 211681 SH SOLE 211366 0 315 Mastercard Inc. CL A 57636Q104 614439 1767 SH SOLE 1767 0 0 Materials Select SPDR ETF SBI MATERIALS 81369Y100 1297334 16701 SH SOLE 16701 0 0 McKesson Corp. COM 58155Q103 23733092 63268 SH SOLE 63268 0 0 Merck & Co. Inc. COM 58933Y105 7390379 66610 SH SOLE 66475 0 135 Meta Platforms Inc. CL A 30303M102 6074282 50476 SH SOLE 50476 0 0 Microsoft Corp. COM 594918104 14565407 60735 SH SOLE 60735 0 0 Molina Healthcare Inc COM 60855R100 703369 2130 SH SOLE 2130 0 0 New Vista Acquisition Corp *W EXP 02/01/202 G6529L121 5139 89068 SH SOLE 89068 0 0 Newmark Group Inc. CL A 65158N102 288912 36250 SH SOLE 36250 0 0 Novo-Nordisk A/S ADR 670100205 374215 2765 SH SOLE 2765 0 0 Nutrien Ltd. COM 67077M108 639743 8760 SH SOLE 8760 0 0 Oracle Corp. COM 68389X105 643866 7877 SH SOLE 7877 0 0 Palantir Technologies Inc. CL A 69608A108 1121381 174670 SH SOLE 174670 0 0 Paramount Global CLASS B COM 92556H206 829736 49155 SH SOLE 49155 0 0 Pentair PLC SHS G7S00T104 17331019 385305 SH SOLE 384715 0 590 PepsiCo Inc. COM 713448108 316697 1753 SH SOLE 1753 0 0 Pfizer Inc. COM 717081103 1555851 30364 SH SOLE 30364 0 0 Porch Group Inc. COM 733245104 133638 71084 SH SOLE 71084 0 0 Portillo's Inc. COM CL A 73642K106 6635418 406582 SH SOLE 405782 0 800 Praxis Precision Medicines Inc COM 74006W108 24940 10479 SH SOLE 10479 0 0 Procter & Gamble Co. COM 742718109 388297 2562 SH SOLE 2562 0 0 Progressive Corp. COM 743315103 12345928 95181 SH SOLE 94941 0 240 Qualcomm Inc. COM 747525103 201630 1834 SH SOLE 1834 0 0 Qurate Retail, Inc. COM SER A 74915M100 21084 12935 SH SOLE 12935 0 0 Raytheon Technologies Corp. COM 75513E101 254621 2523 SH SOLE 2523 0 0 Real Estate Select SPDR RL EST SEL SEC 81369Y860 960845 26018 SH SOLE 26018 0 0 Rush Street Interactive, Inc. COM 782011100 51157 14250 SH SOLE 14250 0 0 Safeguard Scientifics Inc. COM NEW 786449207 46081 14865 SH SOLE 10500 0 4365 Schlumberger NV COM STK 806857108 332628 6222 SH SOLE 6222 0 0 Shyft Group Inc. COM 825698103 25852262 1039914 SH SOLE 1039189 0 725 Sonder Holdings Inc CLASS A COM 83542D102 353400 285000 SH SOLE 285000 0 0 Sonder Holdings Inc. *W EXP 01/18/202 83542D110 11022 136417 SH SOLE 136417 0 0 SPDR S&P Biotech ETF S&P BIOTECH 78464A870 665826 8022 SH SOLE 8022 0 0 Starbucks Corp. COM 855244109 6631222 66847 SH SOLE 66847 0 0 Telos Corporation COM 87969B101 318125 62500 SH SOLE 62500 0 0 Tesla Inc. COM 88160R101 523515 4250 SH SOLE 4250 0 0 Teva Pharmaceutical Ind. Ltd. SPONSORED ADS 881624209 514423 56406 SH SOLE 56406 0 0 The Brinks Co. COM 109696104 25965803 483444 SH SOLE 483134 0 310 The Howard Hughes Corp. COM 44267D107 218179 2855 SH SOLE 2855 0 0 thredUP, Inc. Class A CL A 88556E102 15362 11727 SH SOLE 11727 0 0 Ulta Beauty Inc. COM 90384S303 30315056 64628 SH SOLE 64628 0 0 UnitedHealth Group Inc. COM 91324P102 557749 1052 SH SOLE 1052 0 0 Utilities Select Sector SBI INT-UTILS 81369Y886 1044669 14818 SH SOLE 14818 0 0 VanEck Vectors Oil Services ET OIL SERVICES ETF 92189H607 14463050 47568 SH SOLE 47483 0 85 Vanguard Energy ETF ENERGY ETF 92204A306 14253311 117524 SH SOLE 117274 0 250 Verizon Communications Inc. COM 92343V104 915774 23243 SH SOLE 23243 0 0 Vertiv Holdings Co. COM CL A 92537N108 31884899 2334180 SH SOLE 2330610 0 3570 Viatris Inc. COM 92556V106 423786 38076 SH SOLE 38076 0 0 Visa Inc. COM CL A 92826C839 616008 2965 SH SOLE 2965 0 0 Walt Disney Company COM 254687106 1454024 16736 SH SOLE 16686 0 50 Warner Bros Discovery Inc. COM SER A 934423104 800008 84389 SH SOLE 84298 0 91 Wells Fargo & Co. COM 949746101 411579 9968 SH SOLE 9968 0 0 Yum China Holdings Inc. COM 98850P109 6757910 123658 SH SOLE 123658 0 0 Zebra Technologies Class A CL A 989207105 217948 850 SH SOLE 850 0 0 ZEROFOX HLDGS INC COM 98955G103 94122 18900 SH SOLE 18900 0 0 USHG Acquisition Corp. EXP 02/ *W EXP 02/24/202 91748P118 310 258433 SH SOLE 258433 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 2595967 9749 SH SOLE 9749 0 0 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 301609 785 SH SOLE 785 0 0 iShares Core S&P U.S. Value CORE S&P US VLU 464287663 2226823 31528 SH SOLE 31528 0 0 iShares Russell 1000 Growth In RUS 1000 GRW ETF 464287614 2260446 10551 SH SOLE 10551 0 0 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 222309 1275 SH SOLE 1275 0 0 iShares S&P MidCap 400 CORE S&P MCP ETF 464287507 229070 947 SH SOLE 947 0 0 Vanguard High Dividend Yield F HIGH DIV YLD 921946406 362071 3346 SH SOLE 3346 0 0 Vanguard Mid-Cap ETF MID CAP ETF 922908629 3159463 15502 SH SOLE 15502 0 0 Vanguard Russell 2000 ETF VNG RUS2000IDX 92206C664 2249025 31960 SH SOLE 31960 0 0 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 4907166 13967 SH SOLE 13967 0 0 iShares Core MSCI Emerging ETF CORE MSCI EMKT 46434G103 9757218 208934 SH SOLE 208414 0 520 Vanguard FTSE Developed ETF VAN FTSE DEV MKT 921943858 7258082 172935 SH SOLE 172295 0 640 Vanguard FTSE Emerging Mkts ET FTSE EMR MKT ETF 922042858 304122 7802 SH SOLE 7802 0 0 Alteryx Inc. NOTE 0.500% 8/0 02156bad5 15209205 16588000 PRN SOLE 16588000 0 0 DocuSign Inc. NOTE 1/1 256163ad8 14387640 15306000 PRN SOLE 15306000 0 0 Greenbrier Cos Inc. NOTE 2.875% 2/0 393657ak7 910497 965000 PRN SOLE 965000 0 0 Illumina Inc NOTE 8/1 452327AK5 6100164 6315000 PRN SOLE 6315000 0 0