The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ATLAS AIR WORLDWIDE HOLDINGS - COMMON STOCK | COM | 049164205 | 12 | 200 | SH | SOLE | 200 | 0 | 0 | ||
BARRICK GOLD CORP. | COM | 067901108 | 3 | 200 | SH | SOLE | 200 | 0 | 0 | ||
BLACKROCK MUNIYIELD FUND, INC. COMMON STOCK | COM | 09253W104 | 5 | 315 | SH | SOLE | 315 | 0 | 0 | ||
BLACKROCK MUNIYIELD INSURED FUND, INC. COMMON STOCK | COM | 09253W104 | 154 | 11,150 | SH | SOLE | 11,150 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CORPORATION | COM | 110122108 | 12 | 200 | SH | SOLE | 200 | 0 | 0 | ||
COSTCO WHOLESALE CORP | COM | 22160K105 | 56 | 300 | SH | SOLE | 300 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNERSHIP INT NEW | COM | 226344208 | 1 | 44 | SH | SOLE | 44 | 0 | 0 | ||
DELEK US HOLDINGS INC NEW COM | COM | 24665A103 | 7 | 200 | SH | SOLE | 200 | 0 | 0 | ||
DELTA AIRLINES INC COM NEW | COM | 247361702 | 15 | 269 | SH | SOLE | 269 | 0 | 0 | ||
DIREXION SHS ETF TR DAILY S&P 500 BULL 3X SHS | COM | 25459W862 | 18 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ETFS GOLD TR SH | COM | 26922Y105 | 5 | 40 | SH | SOLE | 40 | 0 | 0 | ||
FIRST TRUST DJ INTERNET IND | COM | 33733E302 | 1,880 | 17,108 | SH | SOLE | 17,108 | 0 | 0 | ||
FUELCELL ENERGY INC COM NEW | COM | 35952H502 | 0 | 33 | SH | SOLE | 33 | 0 | 0 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 3 | 170 | SH | SOLE | 170 | 0 | 0 | ||
GRANITE POINT MORTGAGE TRUST INC | COM | 38741L107 | 1 | 36 | SH | SOLE | 36 | 0 | 0 | ||
GUGGENHEIM S&P 500 PURE VALU | COM | 78355W304 | 126 | 1,903 | SH | SOLE | 1,903 | 0 | 0 | ||
ISHARES 20 YEAR TREASURY BO | COM | 464287432 | 3,700 | 29,165 | SH | SOLE | 29,165 | 0 | 0 | ||
iShares Core MSCI Emerging Markets ETF | COM | 46434G103 | 114 | 1,918 | SH | SOLE | 1,918 | 0 | 0 | ||
iShares Core S&P 500 | COM | 464287200 | 491 | 1,767 | SH | SOLE | 1,767 | 0 | 0 | ||
iShares Core S&P Mid-Cap | COM | 464287507 | 52 | 266 | SH | SOLE | 266 | 0 | 0 | ||
iShares Core S&P Small-Cap | COM | 464287804 | 111 | 1,398 | SH | SOLE | 1,398 | 0 | 0 | ||
ISHARES FLOATING RATE BOND ETF | COM | 46429B655 | 5 | 95 | SH | SOLE | 95 | 0 | 0 | ||
ISHARES JP MORGAN USD EMERGING MKTS BD ETF | COM | 464288281 | 7 | 56 | SH | SOLE | 56 | 0 | 0 | ||
ISHARES MSCI ACWI ETF | COM | 464288257 | 129 | 1,790 | SH | SOLE | 1,790 | 0 | 0 | ||
ISHARES MSCI ALL PERU CAPPED | COM | 464289842 | 65 | 1,594 | SH | SOLE | 1,594 | 0 | 0 | ||
ISHARES MSCI CHILE CAPPED ET | COM | 464286640 | 195 | 3,739 | SH | SOLE | 3,739 | 0 | 0 | ||
ISHARES MSCI EAFE ETF | COM | 464287465 | 1,847 | 26,273 | SH | SOLE | 26,273 | 0 | 0 | ||
iShares MSCI Eurozone | COM | 464286608 | 114 | 2,530 | SH | SOLE | 2,530 | 0 | 0 | ||
iShares MSCI Japan | COM | 46434G822 | 63 | 1,002 | SH | SOLE | 1,002 | 0 | 0 | ||
ISHARES MSCI THAILAND CAPPED | COM | 464286624 | 65 | 700 | SH | SOLE | 700 | 0 | 0 | ||
ISHARES RUSSELL 1000 GROWTH | COM | 464287614 | 65 | 480 | SH | SOLE | 480 | 0 | 0 | ||
iShares Russell 2000 | COM | 464287655 | 14 | 89 | SH | SOLE | 89 | 0 | 0 | ||
ISHARES SELECT DIVIDEND ETF | COM | 464287168 | 62 | 633 | SH | SOLE | 633 | 0 | 0 | ||
ISHARES TIPS BOND ETF | COM | 464287176 | 2 | 21 | SH | SOLE | 21 | 0 | 0 | ||
ISHARES TR BARCLAYS 20 YR TREAS BD ETF | COM | 464287432 | 4 | 31 | SH | SOLE | 31 | 0 | 0 | ||
ISHARES TR IBOXX $ HIGH YIELD CORP BD ETF | COM | 464288513 | 5 | 53 | SH | SOLE | 53 | 0 | 0 | ||
ISHARES TRANSPORTATION AVERA | COM | 464287192 | 65 | 340 | SH | SOLE | 340 | 0 | 0 | ||
ISHARES US REAL ESTATE ETF | COM | 464287739 | 64 | 796 | SH | SOLE | 796 | 0 | 0 | ||
KKR & CO LP DEL COM UNITS | COM | 48248M102 | 4 | 204 | SH | SOLE | 204 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
OAKTREE SPECIALTY LENDING CORP | COM | 67401P108 | 2 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ORANGE SPONSORED ADR | COM | 684060106 | 7 | 400 | SH | SOLE | 400 | 0 | 0 | ||
PIMCO ENHANCED SHORT MATURIT | COM | 72201R833 | 10,421 | 205,210 | SH | SOLE | 205,210 | 0 | 0 | ||
POWERSHARES EM MKT SOVR DEBT | COM | 73936T573 | 129 | 4,376 | SH | SOLE | 4,376 | 0 | 0 | ||
POWERSHARES QQQ NASDAQ 100 | COM | 73935A104 | 8,895 | 114,216 | SH | SOLE | 114,216 | 0 | 0 | ||
PROSHARES SHORT MSCI EMR MKT | COM | 74347R396 | 720 | 40,122 | SH | SOLE | 40,122 | 0 | 0 | ||
PROSHARES SHORT RUSSELL2000 | COM | 74348A210 | 723 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
PROSHARES ULTRA QQQ | COM | 74347R206 | 4,307 | 58,728 | SH | SOLE | 58,728 | 0 | 0 | ||
PROSHARES ULTRA RUSSELL2000 | COM | 74347R842 | 258 | 3,655 | SH | SOLE | 3,655 | 0 | 0 | ||
PROSHARES ULTRA S&P500 | COM | 74347R107 | 6,173 | 56,406 | SH | SOLE | 56,406 | 0 | 0 | ||
PROSHARES ULTRAPRO QQQ | COM | 74347X831 | 212 | 1,526 | SH | SOLE | 1,526 | 0 | 0 | ||
PROSHARES ULTRAPRO S&P 500 | COM | 74347X864 | 196 | 1,401 | SH | SOLE | 1,401 | 0 | 0 | ||
SEARS HOMETOWN & OUTLET STORES INC COM | COM | 812362101 | 1 | 200 | SH | SOLE | 200 | 0 | 0 | ||
SHORT S&P 500 PROSHARES | COM | 74347B425 | 45 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
SILICON MOTION TECHNOLOGY CORPORATION - AMERICAN DEPOSITARY SHARES | COM | 82706C108 | 11 | 200 | SH | SOLE | 200 | 0 | 0 | ||
SPDR BBG BARC 1-3 MONTH TBIL | COM | 78468R663 | 1,800 | 19,691 | SH | SOLE | 19,691 | 0 | 0 | ||
SPDR BBG BARC HIGH YIELD BND | COM | 78464A417 | 3,689 | 100,455 | SH | SOLE | 100,455 | 0 | 0 | ||
SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | COM | 78464A359 | 2 | 47 | SH | SOLE | 47 | 0 | 0 | ||
SPDR S&P BIOTECH ETF | COM | 78464A870 | 1,872 | 22,058 | SH | SOLE | 22,058 | 0 | 0 | ||
SPDR S&P DIVIDEND ETF | COM | 78464A763 | 60 | 639 | SH | SOLE | 639 | 0 | 0 | ||
SPDR S&P 500 ETF | COM | 78462F103 | 14 | 102 | SH | SOLE | 102 | 0 | 0 | ||
SPDR S&P MidCap 400 ETF | COM | 78467Y107 | 65 | 183 | SH | SOLE | 183 | 0 | 0 | ||
TWO HARBORS INVESTMENT CORP | COM | 90187B408 | 3 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Vanguard FTSE Developed Markets ETF | COM | 921943858 | 135 | 2,906 | SH | SOLE | 2,906 | 0 | 0 | ||
Vanguard FTSE Emerging Markets ETF | COM | 922042858 | 89 | 1,865 | SH | SOLE | 1,865 | 0 | 0 | ||
VANGUARD FTSE EUROPE ETF | COM | 922042874 | 388 | 6,700 | SH | SOLE | 6,700 | 0 | 0 | ||
Vanguard Growth ETF | COM | 922908736 | 13 | 180 | SH | SOLE | 180 | 0 | 0 | ||
VANGUARD HIGH DVD YIELD ETF | COM | 921946406 | 63 | 731 | SH | SOLE | 731 | 0 | 0 | ||
Vanguard Intermediate-Term Bond ETF | COM | 921937819 | 4 | 46 | SH | SOLE | 46 | 0 | 0 | ||
Vanguard Long-Term Bond ETF | COM | 921937793 | 3 | 37 | SH | SOLE | 37 | 0 | 0 | ||
Vanguard Mortgage-Backed Secs ETF | COM | 92206C771 | 4 | 82 | SH | SOLE | 82 | 0 | 0 | ||
Vanguard Short-Term Bond ETF | COM | 921937827 | 8 | 98 | SH | SOLE | 98 | 0 | 0 | ||
Vanguard Small-Cap ETF | COM | 922908751 | 30 | 199 | SH | SOLE | 199 | 0 | 0 | ||
Vanguard Total International Bond ETF | COM | 92203J407 | 9 | 159 | SH | SOLE | 159 | 0 | 0 | ||
Vanguard Total World Stock ETF | COM | 922042742 | 60 | 782 | SH | SOLE | 782 | 0 | 0 | ||
Vanguard Value ETF | COM | 922908744 | 107 | 977 | SH | SOLE | 977 | 0 | 0 | ||
WESTERN ASSET INTERMEDIATE MUNI FUND INC | COM | 958435109 | 17 | 1,812 | SH | SOLE | 1,812 | 0 | 0 |