0001423065-17-000005.txt : 20170811
0001423065-17-000005.hdr.sgml : 20170811
20170811111355
ACCESSION NUMBER: 0001423065-17-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170811
DATE AS OF CHANGE: 20170811
EFFECTIVENESS DATE: 20170811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ativo Capital Management LLC
CENTRAL INDEX KEY: 0001423065
IRS NUMBER: 383662028
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13337
FILM NUMBER: 171023618
BUSINESS ADDRESS:
STREET 1: 120 N LASALLE STREET
STREET 2: SUITE 2150
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 312-263-7600
MAIL ADDRESS:
STREET 1: 120 N LASALLE STREET
STREET 2: SUITE 2150
CITY: CHICAGO
STATE: IL
ZIP: 60602
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001423065
XXXXXXXX
06-30-2017
06-30-2017
Ativo Capital Management LLC
120 N LASALLE STREET
SUITE 2150
CHICAGO
IL
60602
13F HOLDINGS REPORT
028-13337
N
Patrick Cunningham
Operations Manager
312-229-5207
Patrick Cunningham
Chicago
IL
08-11-2017
0
218
366222
false
INFORMATION TABLE
2
inftable.xml
06-30-17
Access National Corp
COM
004337101
1188
44809
SH
SOLE
9
0
44800
ACNB Corp
COM
000868109
915
30008
SH
SOLE
8
0
30000
Addus Homecare Corp
COM
006739106
1087
29208
SH
SOLE
8
0
29200
Adobe Systems Inc
COM
00724f101
1419
10030
SH
SOLE
3330
0
6700
Allegion Pub Ltd Co
COM
g0176j109
1469
18110
SH
SOLE
6010
0
12100
Allied Motion Technologies Inc
COM
019330109
1074
39457
SH
SOLE
10
0
39447
Almost Family Inc
COM
020409108
1375
22306
SH
SOLE
6
0
22300
American Software Inc Cl A
COM
029683109
924
89759
SH
SOLE
25
0
89734
Ametek Inc
COM
031100100
1369
22600
SH
SOLE
7600
0
15000
Amphenol Corp Cl A
COM
032095101
2541
34424
SH
SOLE
19724
0
14700
Ani Pharmaceuticals Inc
COM
00182c103
1217
26005
SH
SOLE
5
0
26000
Anika Therapeutics Inc
COM
035255108
964
19545
SH
SOLE
5
0
19540
AON PLC Cl A
COM
g0408v102
2358
17732
SH
SOLE
10232
0
7500
Apple Inc
COM
037833100
2455
17046
SH
SOLE
10146
0
6900
Applied Genetic Technology Cor
COM
03820j100
439
86019
SH
SOLE
19
0
86000
Argan Inc
COM
04010e109
1357
22609
SH
SOLE
52
0
22557
Ari Network Services Inc
COM
001930205
1347
191042
SH
SOLE
42
0
191000
Arrow Electronics Inc
COM
042735100
1610
20525
SH
SOLE
7025
0
13500
AT&T Inc
COM
00206r102
726
19229
SH
SOLE
19229
0
0
AV Homes Inc
COM
00234p102
982
49000
SH
SOLE
0
0
49000
Avid Technology Inc
COM
05367p100
1112
211355
SH
SOLE
55
0
211300
B Riley Financial Inc
COM
05580m108
1243
67013
SH
SOLE
13
0
67000
Bank of Marin Bancorp
COM
063425102
1054
17129
SH
SOLE
5
0
17124
BioSpecifics Technologies Corp
COM
090931106
970
19592
SH
SOLE
6
0
19586
Blue Cap Reins Holdings Ltd
COM
g1190f107
879
48017
SH
SOLE
8
0
48009
Boeing Co
COM
097023105
1427
7218
SH
SOLE
2418
0
4800
Bryn Mawr Bank Corp
COM
117665109
1191
28023
SH
SOLE
8
0
28015
CAE Inc
COM
124765108
2479
143804
SH
SOLE
143804
0
0
Canadian Imperial Bank Comm To
COM
136069101
2136
26322
SH
SOLE
26322
0
0
CBIZ Inc
COM
124805102
1493
99552
SH
SOLE
26
0
99526
Century Communities Inc
COM
156504300
1201
48411
SH
SOLE
11
0
48400
Chase Corp
COM
16150r104
1556
14587
SH
SOLE
4
0
14583
Cisco Systems Inc
COM
17275r102
2173
69420
SH
SOLE
41020
0
28400
City Holding Co
COM
177835105
834
12656
SH
SOLE
45
0
12611
Civista Bancshares Inc
COM
178867107
1211
58018
SH
SOLE
18
0
58000
Comcast Corp Cl A
COM
20030n101
2407
61846
SH
SOLE
34646
0
27200
Consolidated Tomoka Land Co
COM
210226106
1253
22005
SH
SOLE
5
0
22000
CRH Medical Corp
COM
12626f105
872
153035
SH
SOLE
35
0
153000
Crown Crafts Inc
COM
228309100
838
120628
SH
SOLE
28
0
120600
Crown Holdings Inc
COM
228368106
2315
38802
SH
SOLE
23102
0
15700
Danaher Corp
COM
235851102
2134
25292
SH
SOLE
14892
0
10400
Diamond Hill Investment Group
COM
25264r207
858
4301
SH
SOLE
1
0
4300
Discover Financial Services
COM
254709108
551
8863
SH
SOLE
8863
0
0
Disney Walt Co Disney
COM
254687106
1911
17984
SH
SOLE
10484
0
7500
Donegal Group Inc Cl A
COM
257701201
859
54013
SH
SOLE
13
0
54000
Douglas Dynamics Inc
COM
25960r105
1270
38610
SH
SOLE
10
0
38600
Eastman Chem Co
COM
277432100
1050
12501
SH
SOLE
1401
0
11100
Ecolab Inc
COM
278865100
1540
11600
SH
SOLE
3900
0
7700
Ellington Residential Mtg REIT
COM
288578107
1202
82019
SH
SOLE
19
0
82000
EMC Ins Group Inc
COM
268664109
921
33171
SH
SOLE
11
0
33160
Entercom Communications Corp C
COM
293639100
1022
98730
SH
SOLE
22
0
98708
Enterprise Financial Services
COM
293712105
1061
26007
SH
SOLE
7
0
26000
ePlus Inc
COM
294268107
1290
17405
SH
SOLE
5
0
17400
Equifax Inc
COM
294429105
2170
15789
SH
SOLE
9189
0
6600
Exelon Corp
COM
30161n101
2166
60058
SH
SOLE
36258
0
23800
Exxon Mobile Corp
COM
30231g102
746
9235
SH
SOLE
9235
0
0
F5 Networks Inc
COM
315616102
1175
9250
SH
SOLE
3050
0
6200
Facebook Inc Cl A
COM
30303m102
2216
14676
SH
SOLE
8576
0
6100
FedEx Corp
COM
31428x106
2300
10585
SH
SOLE
6285
0
4300
Fidus Inv Corp
COM
316500107
993
59016
SH
SOLE
16
0
59000
Financial Instns Inc
COM
317585404
919
30835
SH
SOLE
9
0
30826
Fiserv Inc
COM
337738108
2414
19732
SH
SOLE
11632
0
8100
Fonar Corp
COM
344437405
1615
58181
SH
SOLE
15
0
58166
Fortive Corp
COM
34959j108
1181
18650
SH
SOLE
6250
0
12400
Gartner Inc
COM
366651107
1536
12436
SH
SOLE
4136
0
8300
General Dynamics Corp
COM
369550108
2210
11158
SH
SOLE
6558
0
4600
Globalscape Inc Com
COM
37940g109
1159
219166
SH
SOLE
41
0
219125
Goldfield Corp
COM
381370105
1051
191021
SH
SOLE
21
0
191000
GP Strategies Corp
COM
36225v104
858
32485
SH
SOLE
10
0
32475
Gray Television Inc
COM
389375106
1082
78998
SH
SOLE
17
0
78981
Great Ajax Corp
COM
38983d300
1214
86824
SH
SOLE
24
0
86800
Great Southern Bancorp Inc
COM
390905107
953
17805
SH
SOLE
5
0
17800
Hackett Group Inc
COM
404609109
1301
83904
SH
SOLE
21
0
83883
Hawkins Inc
COM
420261109
788
17000
SH
SOLE
0
0
17000
Hennessy Advisors Inc
COM
425885100
918
60485
SH
SOLE
14
0
60471
Hingham Inst Savings MA
COM
433323102
1193
6556
SH
SOLE
2
0
6554
Honeywell Intl Inc
COM
438516106
1453
10900
SH
SOLE
3700
0
7200
Ichor Holdings
COM
g4740b105
1028
51007
SH
SOLE
7
0
51000
IHS Markit Ltd
COM
g47567105
1254
28470
SH
SOLE
9470
0
19000
Illinois Tool Works Inc
COM
452308109
2306
16098
SH
SOLE
9248
0
6850
Ingersoll-Rand PLC
COM
g47791101
1554
17001
SH
SOLE
5501
0
11500
Insteel Industries Inc
COM
45774w108
1022
31008
SH
SOLE
8
0
31000
Insurance Holdings Inc
COM
91359v107
1378
54698
SH
SOLE
173
0
54525
Itau Unibanco Holding SA Sp AD
COM
465562106
2368
214327
SH
SOLE
214327
0
0
Johnson & Johnson
COM
478160104
2358
17821
SH
SOLE
10521
0
7300
Kadant Inc
COM
48282t104
1505
20010
SH
SOLE
5
0
20005
Kforce Inc
COM
493732101
845
43108
SH
SOLE
9
0
43099
Kingstone Cos Inc
COM
496719105
1313
85828
SH
SOLE
25
0
85803
Lam Research Corp
COM
512807108
2349
16606
SH
SOLE
9606
0
7000
Landmark Bancorp Inc
COM
51504l107
1060
35347
SH
SOLE
10
0
35337
Lantheus Holdings Inc
COM
516544103
1448
82028
SH
SOLE
28
0
82000
Lear Corp
COM
521865204
2424
17060
SH
SOLE
9760
0
7300
LHC Group Inc
COM
50187a107
1372
20206
SH
SOLE
6
0
20200
Magna Intl Inc
COM
559222401
2040
44041
SH
SOLE
44041
0
0
MainSource Financial Group Inc
COM
56062y102
1106
33011
SH
SOLE
11
0
33000
MasterCard Inc Cl A
COM
57636q104
2561
21088
SH
SOLE
12288
0
8800
Mcbc Holdings Inc
COM
55276f107
1617
82718
SH
SOLE
18
0
82700
Medifast Inc
COM
58470h101
1286
31008
SH
SOLE
8
0
31000
Meet Group Inc
COM
58513u101
1126
223048
SH
SOLE
48
0
223000
Merck & Co Inc
COM
58933y105
1326
20684
SH
SOLE
6984
0
13700
Mesa Laboratories Inc
COM
59064r109
1149
8020
SH
SOLE
2
0
8018
Mettler Toledo International
COM
592688105
2604
4425
SH
SOLE
2525
0
1900
Monroe Cap Corp
COM
610335101
1005
66013
SH
SOLE
13
0
66000
Moodys Corp
COM
615369105
2370
19474
SH
SOLE
11674
0
7800
Nanometrics Inc
COM
630077105
860
34007
SH
SOLE
7
0
34000
Nathans Famous Inc
COM
632347100
1436
22787
SH
SOLE
7
0
22780
National Presto Industries Inc
COM
637215104
1061
9603
SH
SOLE
3
0
9600
Natural Health Trends Corp
COM
63888p406
1227
44066
SH
SOLE
12
0
44054
New York Mtg Tr Inc
COM
649604501
816
131138
SH
SOLE
39
0
131099
Nv5 Global Inc
COM
62945v109
1234
29026
SH
SOLE
8
0
29018
Omega Flex Inc
COM
682095104
1400
21740
SH
SOLE
6
0
21734
Omega Protein Corp
COM
68210p107
947
52914
SH
SOLE
14
0
52900
Omnicom Group Inc
COM
681919106
2130
25696
SH
SOLE
14296
0
11400
One Liberty Properties Inc
COM
682406103
1078
46012
SH
SOLE
12
0
46000
Oracle Corp
COM
68389x105
1598
31861
SH
SOLE
10661
0
21200
Penns Woods Bancorp Inc
COM
708430103
704
17085
SH
SOLE
5
0
17080
PepsiCo Inc
COM
713448108
2319
20080
SH
SOLE
11580
0
8500
Perficient Inc
COM
71375u101
1083
58116
SH
SOLE
16
0
58100
PetMed Express Inc
COM
716382106
1460
35957
SH
SOLE
12
0
35945
Pfizer Inc
COM
717081103
2061
61370
SH
SOLE
36870
0
24500
PPG Industries Inc
COM
693506107
1440
13100
SH
SOLE
4300
0
8800
Priceline Group Inc
COM
741503403
1425
762
SH
SOLE
252
0
510
Psychemedics Corp
COM
744375205
1423
57015
SH
SOLE
15
0
57000
Quanex Building Products Corp
COM
747619104
1058
50011
SH
SOLE
11
0
50000
Quintiles Transnatio Holdings
COM
74876y101
2296
25649
SH
SOLE
14349
0
11300
RadNet Inc
COM
750491102
961
124014
SH
SOLE
14
0
124000
Raytheon Co
COM
755111507
2181
13505
SH
SOLE
8005
0
5500
Roper Technologies Inc
COM
776696106
1498
6470
SH
SOLE
2170
0
4300
RPX Corp
COM
74972g103
1242
89018
SH
SOLE
18
0
89000
S&P Global Inc
COM
78409v104
1752
12000
SH
SOLE
3900
0
8100
Schein Henry Inc
COM
806407102
1320
7210
SH
SOLE
2410
0
4800
Scripps Networks Interact Inc
COM
811065101
822
12027
SH
SOLE
1427
0
10600
Silicom Ltd
COM
m84116108
657
14804
SH
SOLE
4
0
14800
Sirius XM Holdings Inc
COM
82968b103
2351
429884
SH
SOLE
253884
0
176000
Spark Energy Inc Cl A
COM
846511103
1429
76021
SH
SOLE
21
0
76000
Spectrum Brands Holdings Inc
COM
84763r101
805
6442
SH
SOLE
6442
0
0
Stanley Black & Decker Inc
COM
854502101
2356
16740
SH
SOLE
9840
0
6900
State Natl Cos Inc
COM
85711t305
1287
70018
SH
SOLE
18
0
70000
Stock Yds Bancorp Inc
COM
861025104
916
23557
SH
SOLE
7
0
23550
Stonegate Bank Ft Lauderdale F
COM
861811107
1201
26007
SH
SOLE
7
0
26000
Stoneridge Inc
COM
86183p102
969
62859
SH
SOLE
13
0
62846
Stryker Corp
COM
863667101
2248
16199
SH
SOLE
8599
0
7600
Sucampo Pharmaceuticals Inc Cl
COM
864909106
1449
138032
SH
SOLE
32
0
138000
Supreme Industries Inc Cl A
COM
868607102
823
50010
SH
SOLE
10
0
50000
Synopsys Inc
COM
871607107
2540
34828
SH
SOLE
20428
0
14400
Texas Instruments Inc
COM
882508104
1428
18567
SH
SOLE
6267
0
12300
Thermo Fisher Scientific Inc
COM
883556102
1464
8390
SH
SOLE
2790
0
5600
Transcat Inc
COM
893529107
956
78685
SH
SOLE
21
0
78664
Trico Bancshares
COM
896095106
1090
31022
SH
SOLE
10
0
31012
UGI Corp
COM
902681105
1334
27557
SH
SOLE
9257
0
18300
UnitedHealth Group Inc
COM
91324p102
2632
14193
SH
SOLE
7893
0
6300
Unitil Corp
COM
913259107
1111
23004
SH
SOLE
4
0
23000
Unity Bancorp Inc
COM
913290102
1205
70054
SH
SOLE
17
0
70037
Univest Corp PA
COM
915271100
1141
38113
SH
SOLE
13
0
38100
US Bancorp Del
COM
902973304
606
11668
SH
SOLE
11668
0
0
US Physical Therapy Inc
COM
90337l108
1041
17227
SH
SOLE
20
0
17207
Utah Med Prods Inc
COM
917488108
1196
16525
SH
SOLE
4
0
16521
Vantiv Inc Cl A
COM
92210h105
1433
22629
SH
SOLE
7629
0
15000
Vectrus Inc
COM
92242t101
1316
40708
SH
SOLE
8
0
40700
Verisk Analytics Inc
COM
92345y106
2204
26127
SH
SOLE
15427
0
10700
Visa Inc Cl A
COM
92826c839
1496
15951
SH
SOLE
5051
0
10900
VSE Corp
COM
918284100
855
19000
SH
SOLE
0
0
19000
Washington Tr Bancorp
COM
940610108
1078
20905
SH
SOLE
5
0
20900
Wayside Technology Group Inc
COM
946760105
1266
65449
SH
SOLE
16
0
65433
Wells Fargo & Co
COM
949746101
647
11675
SH
SOLE
11675
0
0
West Bancorporation Inc Cap St
COM
95123p106
1048
44322
SH
SOLE
12
0
44310
Whitehorse Fin Inc
COM
96524v106
1097
82021
SH
SOLE
21
0
82000
Willdan Group Inc
COM
96924n100
947
31005
SH
SOLE
5
0
31000
Winmark Corp
COM
974250102
1685
13071
SH
SOLE
4
0
13067
Wyndham Worldwide Corp
COM
98310w108
1607
16000
SH
SOLE
5300
0
10700
Xerium Technologies Inc
COM
98416j118
956
133032
SH
SOLE
32
0
133000
ABB Ltd Sp ADR
ADR
000375204
2192
88025
SH
SOLE
88025
0
0
Accenture PLC Ireland Class A
ADR
g1151c101
4460
36058
SH
SOLE
28358
0
7700
Advanced Semiconductor Engr Sp
ADR
00756m404
676
107182
SH
SOLE
59952
0
47230
Alibaba Group Holding Ltd Sp A
ADR
01609w102
10219
72526
SH
SOLE
57479
0
15047
AstraZeneca PLC Sp ADR
ADR
046353108
269
7900
SH
SOLE
7900
0
0
Banco de Chile Sp ADR
ADR
059520106
556
7129
SH
SOLE
3141
0
3988
Banco Macro SA Sp ADR B
ADR
05961w105
1261
13676
SH
SOLE
10410
0
3266
Banco Santander Chile Sp ADR
ADR
05965x109
317
12480
SH
SOLE
40
0
12440
British American Tobacco PLC S
ADR
110448107
2064
30118
SH
SOLE
30118
0
0
Broadcom Ltd
ADR
y09827109
3322
14253
SH
SOLE
10253
0
4000
Brookfield Asset Mgmt Inc Cl A
ADR
112585104
280
7150
SH
SOLE
7150
0
0
Check Point Software Tech Ltd
ADR
m22465104
2234
20478
SH
SOLE
20478
0
0
China Biologic Prods Inc
ADR
16938c106
7682
67922
SH
SOLE
36039
0
31883
Chunghwa Telecom Co Ltd Sp ADR
ADR
17133q502
1747
49589
SH
SOLE
41009
0
8580
Colliers Intl Group Inc
ADR
194693107
282
5000
SH
SOLE
5000
0
0
Companhia de Saneamento Basico
ADR
20441a102
2126
223296
SH
SOLE
192146
0
31150
Credicorp Ltd
ADR
g2519y108
1430
7973
SH
SOLE
6170
0
1803
Delphi Automotive PLC
ADR
g27823106
3404
38841
SH
SOLE
27841
0
11000
Descartes Systems Group Inc
ADR
249906108
2332
95789
SH
SOLE
11399
0
84390
Diageo PLC Sp ADR
ADR
25243q205
2178
18176
SH
SOLE
18176
0
0
Everest Reinsurance Group Ltd
ADR
g3223r108
1469
5770
SH
SOLE
1870
0
3900
Fresenius Med Care AG & Co KGA
ADR
358029106
2238
46315
SH
SOLE
46315
0
0
Globant SA
ADR
l44385109
1133
26089
SH
SOLE
8
0
26081
Groupe CGI Inc Cl A
ADR
39945c109
2639
51683
SH
SOLE
51683
0
0
HDFC Bank Ltd ADR Reps 3
ADR
40415f101
765
8800
SH
SOLE
2780
0
6020
Icon PLC
ADR
g4705a100
2275
23264
SH
SOLE
23264
0
0
Infosys Ltd Sp ADR
ADR
456788108
530
35284
SH
SOLE
15924
0
19360
ING Groep NV Sp ADR
ADR
456837103
249
14300
SH
SOLE
14300
0
0
KB Financial Group Inc Sp ADR
ADR
48241a105
281
5561
SH
SOLE
5561
0
0
KT Corp Sp ADR
ADR
48268k101
1958
117675
SH
SOLE
87515
0
30160
LyondellBasell Industries NV A
ADR
n53745100
1951
23120
SH
SOLE
23120
0
0
Netease Inc Sp ADR
ADR
64110w102
11376
37842
SH
SOLE
26290
0
11552
Nova Measuring Instruments Ltd
ADR
m7516k103
2076
93989
SH
SOLE
11818
0
82171
Novanta Inc
ADR
67000b104
1551
43089
SH
SOLE
89
0
43000
NTT Docomo Inc Sp ADR
ADR
62942m201
1836
77629
SH
SOLE
77629
0
0
P T Telekomunikasi Indonesia S
ADR
715684106
1407
41779
SH
SOLE
32725
0
9054
Relx NV Sp ADR
ADR
75955b102
2737
132331
SH
SOLE
132331
0
0
Royal Bank of Canada Montreal
ADR
780087102
1980
27297
SH
SOLE
27297
0
0
Sap SE Sp ADR
ADR
803054204
17272
165011
SH
SOLE
75124
0
89887
Silicon Motion Technology Corp
ADR
82706c108
2628
54480
SH
SOLE
30180
0
24300
Taiwan Semiconductor Mfg Ltd S
ADR
874039100
8604
246111
SH
SOLE
154656
0
91455
Tata Motors Ltd Sp ADR
ADR
876568502
1007
30505
SH
SOLE
18305
0
12200
TE Connectivity Ltd Reg
ADR
h84989104
3638
46235
SH
SOLE
33935
0
12300
Toyota Motor Corp Sp ADR 2
ADR
892331307
2758
26261
SH
SOLE
26261
0
0
WNS Holdings Ltd Sp ADR
ADR
92932m101
1460
42501
SH
SOLE
33421
0
9080
Xinyuan Real Estate Co Ltd Sp
ADR
98417p105
881
170045
SH
SOLE
45
0
170000
Jernigan Cap Inc
COM
476405105
1276
58011
SH
SOLE
11
0
58000