0001844595-21-000016.txt : 20211227 0001844595-21-000016.hdr.sgml : 20211227 20211227205222 ACCESSION NUMBER: 0001844595-21-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211223 FILED AS OF DATE: 20211227 DATE AS OF CHANGE: 20211227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: van der Zweep Michael CENTRAL INDEX KEY: 0001844595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 211521926 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 wf-form4_164065632887293.xml FORM 4 X0306 4 2021-12-23 0 0001422930 PubMatic, Inc. PUBM 0001844595 van der Zweep Michael C/O PUBMATIC, INC. 601 MARSHALL ST. REDWOOD CITY CA 94063 0 1 0 0 Controller Stock Option (Right to buy Class B Common Stock) 2.97 2021-12-23 4 M 0 3646 0 D 2029-09-26 Class B Common Stock 3646.0 7656 D Stock Option (Right to buy Class B Common Stock) 5.29 2021-12-23 4 M 0 10416 0 D 2030-10-09 Class B Common Stock 10416.0 35417 D Class B Common Stock 2021-12-23 4 M 0 14062 0 A Class A Common Stock 14062.0 51192 D The option vested as to 1/48 of the total shares on October 1, 2019, and 1/48 of the total shares vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vestingdate. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. The option vested as to 1/48 of the total shares on November 1, 2020, and 1/48 of the total shares vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vestingdate. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. /s/ Thomas Chow, Attorney-in-Fact 2021-12-24