0001833511-21-000009.txt : 20210903
0001833511-21-000009.hdr.sgml : 20210903
20210903134917
ACCESSION NUMBER: 0001833511-21-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210902
FILED AS OF DATE: 20210903
DATE AS OF CHANGE: 20210903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goel Rajeev K.
CENTRAL INDEX KEY: 0001833511
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 211235990
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
wf-form4_163069133956249.xml
FORM 4
X0306
4
2021-09-02
0
0001422930
PubMatic, Inc.
PUBM
0001833511
Goel Rajeev K.
C/O PUBMATIC, INC.
3 LAGOON DRIVE, SUITE 180
REDWOOD CITY
CA
94065
1
1
1
0
Chief Executive Officer
Class A Common Stock
2021-09-02
4
C
0
15000
0
A
15000
I
By The Goel Family Trust
Class A Common Stock
2021-09-02
4
S
0
12329
29.20
D
2671
I
By The Goel Family Trust
Class A Common Stock
2021-09-02
4
S
0
2671
29.71
D
0
I
By The Goel Family Trust
Class B Common Stock
2021-09-02
4
C
0
15000
0
D
Class A Common Stock
15000.0
750835
I
By The Goel Family Trust
These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.58 to $29.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.58 to $29.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
/s/ Thomas Chow, Attorney-in-Fact
2021-09-03