0001833508-22-000004.txt : 20220113
0001833508-22-000004.hdr.sgml : 20220113
20220113202505
ACCESSION NUMBER: 0001833508-22-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220112
FILED AS OF DATE: 20220113
DATE AS OF CHANGE: 20220113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goel Amar K.
CENTRAL INDEX KEY: 0001833508
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 22530225
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
wf-form4_164212348804982.xml
FORM 4
X0306
4
2022-01-12
0
0001422930
PubMatic, Inc.
PUBM
0001833508
Goel Amar K.
C/O PUBMATIC, INC.
601 MARSHALL ST.
REDWOOD CITY
CA
94063
1
1
1
0
Chief Innovation Officer
Class A Common Stock
2022-01-12
4
C
0
8000
0
A
8000
I
By Birchwood Trust
Class A Common Stock
2022-01-12
4
S
0
7200
28.06
D
800
I
By Birchwood Trust
Class A Common Stock
2022-01-12
4
S
0
800
28.65
D
0
I
By Birchwood Trust
Class A Common Stock
2022-01-12
4
C
0
5000
0
A
5000
I
By Marais Irrevocable Trust
Class A Common Stock
2022-01-12
4
S
0
4300
28.03
D
700
I
By Marais Irrevocable Trust
Class A Common Stock
2022-01-12
4
S
0
700
28.61
D
0
I
By Marais Irrevocable Trust
Class A Common Stock
2022-01-12
4
C
0
5000
0
A
5000
I
By Tuscan Irrevocable Trust
Class A Common Stock
2022-01-12
4
S
0
4500
28.05
D
500
I
By Tuscan Irrevocable Trust
Class A Common Stock
2022-01-12
4
S
0
500
28.61
D
0
I
By Tuscan Irrevocable Trust
Class A Common Stock
2022-01-12
4
C
0
3000
0
A
3000
I
By RAJN Trust - A
Class A Common Stock
2022-01-12
4
S
0
2600
28.03
D
400
I
By RAJN Trust - A
Class A Common Stock
2022-01-12
4
S
0
400
28.73
D
0
I
By RAJN Trust - A
Class A Common Stock
2022-01-12
4
C
0
3000
0
A
3000
I
By RAJN Trust - N
Class A Common Stock
2022-01-12
4
S
0
2700
28.06
D
300
I
By RAJN Trust - N
Class A Common Stock
2022-01-12
4
S
0
300
28.76
D
0
I
By RAJN Trust - N
Class B Common Stock
2022-01-12
4
C
0
8000
0
D
Class A Common Stock
8000.0
1383636
I
By Birchwood Trust
Class B Common Stock
2022-01-12
4
C
0
5000
0
D
Class A Common Stock
5000.0
885000
I
By Marais Irrevocable Trust
Class B Common Stock
2022-01-12
4
C
0
5000
0
D
Class A Common Stock
5000.0
885000
I
By Tuscan Irrevocable Trust
Class B Common Stock
2022-01-12
4
C
0
3000
0
D
Class A Common Stock
3000.0
641652
I
By RAJN Trust - A
Class B Common Stock
2022-01-12
4
C
0
3000
0
D
Class A Common Stock
3000.0
641652
I
By RAJN Trust - N
These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.53 to $28.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.53 to $29.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.
These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.51 to $28.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 7 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.51 to $28.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 8 to this Form 4.
These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.56 to $28.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 11 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.58 to $28.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 12 to this Form 4.
These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.52 to $28.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 15 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 16 to this Form 4.
These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.60 to $28.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 19 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 20 to this Form 4.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
/s/ Thomas Chow, Attorney-in-Fact
2022-01-13