0001833508-21-000014.txt : 20211020
0001833508-21-000014.hdr.sgml : 20211020
20211020160712
ACCESSION NUMBER: 0001833508-21-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211018
FILED AS OF DATE: 20211020
DATE AS OF CHANGE: 20211020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goel Amar K.
CENTRAL INDEX KEY: 0001833508
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 211334123
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
wf-form4_163476041762645.xml
FORM 4
X0306
4
2021-10-18
0
0001422930
PubMatic, Inc.
PUBM
0001833508
Goel Amar K.
C/O PUBMATIC, INC.
3 LAGOON DRIVE, SUITE 180
REDWOOD CITY
CA
94065
1
1
1
0
Chief Innovation Officer
Class A Common Stock
2021-10-18
4
C
0
2300
0
A
2300
I
By Tuscan Irrevocable Trust
Class A Common Stock
2021-10-18
4
S
0
2300
30
D
0
I
By Tuscan Irrevocable Trust
Class A Common Stock
2021-10-18
4
C
0
407
0
A
407
I
By Marais Irrevocable Trust
Class A Common Stock
2021-10-18
4
S
0
407
30
D
0
I
By Marais Irrevocable Trust
Class A Common Stock
2021-10-18
4
C
0
700
0
A
700
I
By RAJN Trust - A
Class A Common Stock
2021-10-18
4
S
0
700
30
D
0
I
By RAJN Trust - A
Class B Common Stock
2021-10-18
4
C
0
2300
0
D
Class A Common Stock
2300.0
987700
I
By Tuscan Irrevocable Trust
Class B Common Stock
2021-10-18
4
C
0
407
0
D
Class A Common Stock
407.0
989593
I
By Marais Irrevocable Trust
Class B Common Stock
2021-10-18
4
C
0
700
0
D
Class A Common Stock
700.0
655952
I
By RAJN Trust - A
These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.
These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.
These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
/s/ Thomas Chow, Attorney-in-Fact
2021-10-20