0001833508-21-000014.txt : 20211020 0001833508-21-000014.hdr.sgml : 20211020 20211020160712 ACCESSION NUMBER: 0001833508-21-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211018 FILED AS OF DATE: 20211020 DATE AS OF CHANGE: 20211020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Amar K. CENTRAL INDEX KEY: 0001833508 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 211334123 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 wf-form4_163476041762645.xml FORM 4 X0306 4 2021-10-18 0 0001422930 PubMatic, Inc. PUBM 0001833508 Goel Amar K. C/O PUBMATIC, INC. 3 LAGOON DRIVE, SUITE 180 REDWOOD CITY CA 94065 1 1 1 0 Chief Innovation Officer Class A Common Stock 2021-10-18 4 C 0 2300 0 A 2300 I By Tuscan Irrevocable Trust Class A Common Stock 2021-10-18 4 S 0 2300 30 D 0 I By Tuscan Irrevocable Trust Class A Common Stock 2021-10-18 4 C 0 407 0 A 407 I By Marais Irrevocable Trust Class A Common Stock 2021-10-18 4 S 0 407 30 D 0 I By Marais Irrevocable Trust Class A Common Stock 2021-10-18 4 C 0 700 0 A 700 I By RAJN Trust - A Class A Common Stock 2021-10-18 4 S 0 700 30 D 0 I By RAJN Trust - A Class B Common Stock 2021-10-18 4 C 0 2300 0 D Class A Common Stock 2300.0 987700 I By Tuscan Irrevocable Trust Class B Common Stock 2021-10-18 4 C 0 407 0 D Class A Common Stock 407.0 989593 I By Marais Irrevocable Trust Class B Common Stock 2021-10-18 4 C 0 700 0 D Class A Common Stock 700.0 655952 I By RAJN Trust - A These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. /s/ Thomas Chow, Attorney-in-Fact 2021-10-20