0001833508-21-000006.txt : 20210628 0001833508-21-000006.hdr.sgml : 20210628 20210628164644 ACCESSION NUMBER: 0001833508-21-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210628 DATE AS OF CHANGE: 20210628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Amar K. CENTRAL INDEX KEY: 0001833508 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 211054099 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 wf-form4_162491318569318.xml FORM 4 X0306 4 2021-03-30 0 0001422930 PubMatic, Inc. PUBM 0001833508 Goel Amar K. C/O PUBMATIC, INC. 3 LAGOON DRIVE, SUITE 180 REDWOOD CITY CA 94065 1 1 1 0 Chief Innovation Officer Class A Common Stock 2021-06-24 4 C 0 8000 0 A 8000 I By Birchwood Trust Class A Common Stock 2021-06-24 4 S 0 8000 40 D 0 I By Birchwood Trust Class A Common Stock 2021-06-24 4 C 0 5000 0 A 5000 I By Tuscan Irrevocable Trust Class A Common Stock 2021-06-24 4 S 0 5000 40 D 0 I By Tuscan Irrevocable Trust Class A Common Stock 2021-06-24 4 C 0 5000 0 A 5000 I By Marais Irrevocable Trust Class A Common Stock 2021-06-24 4 S 0 5000 40 D 0 I By Marais Irrevocable Trust Class A Common Stock 2021-06-24 4 C 0 2000 0 A 2000 I By RAJN Trust - A Class A Common Stock 2021-06-24 4 S 0 2000 40 D 0 I By RAJN Trust - A Class A Common Stock 2021-06-24 4 C 0 2000 0 A 2000 I By RAJN Trust - N Class A Common Stock 2021-06-24 4 S 0 2000 40 D 0 I By RAJN Trust - N Class B Common Stock 2021-06-24 4 C 0 8000 0 D Class A Common Stock 8000.0 1442836 I By Birchwood Trust Class B Common Stock 2021-06-24 4 C 0 5000 0 D Class A Common Stock 5000.0 995000 I By Tuscan Irrevocable Trust Class B Common Stock 2021-06-24 4 C 0 5000 0 D Class A Common Stock 5000.0 995000 I By Marais Irrevocable Trust Class B Common Stock 2021-03-30 4 J 0 1321304 0 D Class A Common Stock 1321304.0 0 I By RAJN Trust Class B Common Stock 2021-03-30 4 J 0 660652 0 A Class A Common Stock 660652.0 660652 I By RAJN Trust - A Class B Common Stock 2021-03-30 4 J 0 660652 0 A Class A Common Stock 660652.0 660652 I By RAJN Trust - N Class B Common Stock 2021-06-24 4 C 0 2000 0 D Class A Common Stock 2000.0 658652 I By RAJN Trust - A Class B Common Stock 2021-06-24 4 C 0 2000 0 D Class A Common Stock 2000.0 658652 I By RAJN Trust - N These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on March 4, 2021. These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on March 4, 2021. These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on March 4, 2021. These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A on March 4, 2021. These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N on March 4, 2021. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. On March 30, 2021, the RAJN Trust distributed 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-A and 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-N. These shares were held by the RAJN Trust, of which the Reporting Person's children were beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ Thomas Chow, Attorney-in-Fact 2021-06-28