0001833508-21-000006.txt : 20210628
0001833508-21-000006.hdr.sgml : 20210628
20210628164644
ACCESSION NUMBER: 0001833508-21-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210330
FILED AS OF DATE: 20210628
DATE AS OF CHANGE: 20210628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goel Amar K.
CENTRAL INDEX KEY: 0001833508
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 211054099
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
wf-form4_162491318569318.xml
FORM 4
X0306
4
2021-03-30
0
0001422930
PubMatic, Inc.
PUBM
0001833508
Goel Amar K.
C/O PUBMATIC, INC.
3 LAGOON DRIVE, SUITE 180
REDWOOD CITY
CA
94065
1
1
1
0
Chief Innovation Officer
Class A Common Stock
2021-06-24
4
C
0
8000
0
A
8000
I
By Birchwood Trust
Class A Common Stock
2021-06-24
4
S
0
8000
40
D
0
I
By Birchwood Trust
Class A Common Stock
2021-06-24
4
C
0
5000
0
A
5000
I
By Tuscan Irrevocable Trust
Class A Common Stock
2021-06-24
4
S
0
5000
40
D
0
I
By Tuscan Irrevocable Trust
Class A Common Stock
2021-06-24
4
C
0
5000
0
A
5000
I
By Marais Irrevocable Trust
Class A Common Stock
2021-06-24
4
S
0
5000
40
D
0
I
By Marais Irrevocable Trust
Class A Common Stock
2021-06-24
4
C
0
2000
0
A
2000
I
By RAJN Trust - A
Class A Common Stock
2021-06-24
4
S
0
2000
40
D
0
I
By RAJN Trust - A
Class A Common Stock
2021-06-24
4
C
0
2000
0
A
2000
I
By RAJN Trust - N
Class A Common Stock
2021-06-24
4
S
0
2000
40
D
0
I
By RAJN Trust - N
Class B Common Stock
2021-06-24
4
C
0
8000
0
D
Class A Common Stock
8000.0
1442836
I
By Birchwood Trust
Class B Common Stock
2021-06-24
4
C
0
5000
0
D
Class A Common Stock
5000.0
995000
I
By Tuscan Irrevocable Trust
Class B Common Stock
2021-06-24
4
C
0
5000
0
D
Class A Common Stock
5000.0
995000
I
By Marais Irrevocable Trust
Class B Common Stock
2021-03-30
4
J
0
1321304
0
D
Class A Common Stock
1321304.0
0
I
By RAJN Trust
Class B Common Stock
2021-03-30
4
J
0
660652
0
A
Class A Common Stock
660652.0
660652
I
By RAJN Trust - A
Class B Common Stock
2021-03-30
4
J
0
660652
0
A
Class A Common Stock
660652.0
660652
I
By RAJN Trust - N
Class B Common Stock
2021-06-24
4
C
0
2000
0
D
Class A Common Stock
2000.0
658652
I
By RAJN Trust - A
Class B Common Stock
2021-06-24
4
C
0
2000
0
D
Class A Common Stock
2000.0
658652
I
By RAJN Trust - N
These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on March 4, 2021.
These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on March 4, 2021.
These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on March 4, 2021.
These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A on March 4, 2021.
These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N on March 4, 2021.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
On March 30, 2021, the RAJN Trust distributed 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-A and 660,652 shares of the Issuer's Class B common stock to the RAJN Trust-N.
These shares were held by the RAJN Trust, of which the Reporting Person's children were beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ Thomas Chow, Attorney-in-Fact
2021-06-28