0001833465-21-000012.txt : 20211008 0001833465-21-000012.hdr.sgml : 20211008 20211008103217 ACCESSION NUMBER: 0001833465-21-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211006 FILED AS OF DATE: 20211008 DATE AS OF CHANGE: 20211008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pantelick Steven CENTRAL INDEX KEY: 0001833465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 211314266 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 wf-form4_163370352056813.xml FORM 4 X0306 4 2021-10-06 0 0001422930 PubMatic, Inc. PUBM 0001833465 Pantelick Steven C/O PUBMATIC, INC. 3 LAGOON DRIVE, SUITE 180 REDWOOD CITY CA 94065 0 1 0 0 Chief Financial Officer Stock Option (Right to buy Class B Common Stock) 2.15 2021-10-06 4 M 0 171654 0 D 2027-05-01 Class B Common Stock 171654.0 0 D Class B Common Stock 0.0 2021-10-06 4 M 0 171654 0 A Class A Common Stock 171654.0 438318 D Stock Option (Right to buy Class B Common Stock) 1.11 2021-10-06 4 M 0 28410 0 D 2026-07-07 Class B Common Stock 28410.0 0 D Class B Common Stock 0.0 2021-10-06 4 M 0 28410 0 A Class A Common Stock 28410.0 466728 D The options are fully vested. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. /s/ Thomas Chow, Attorney-in-Fact 2021-10-07