0001415889-24-021397.txt : 20240815 0001415889-24-021397.hdr.sgml : 20240815 20240815183113 ACCESSION NUMBER: 0001415889-24-021397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240813 FILED AS OF DATE: 20240815 DATE AS OF CHANGE: 20240815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pantelick Steven CENTRAL INDEX KEY: 0001833465 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 241213694 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] ORGANIZATION NAME: 06 Technology IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 form4-08152024_100810.xml X0508 4 2024-08-13 0001422930 PubMatic, Inc. PUBM 0001833465 Pantelick Steven C/O PUBMATIC, INC. 601 MARSHALL STREET REDWOOD CITY CA 94063 false true false false CHIEF FINANCIAL OFFICER 1 Class A Common Stock 2024-08-13 4 C 0 4000 0 A 26506 D Class A Common Stock 2024-08-13 4 S 0 4000 14.0293 D 22506 D Class B Common Stock 2024-08-13 4 C 0 4000 0 D Class A Common Stock 4000 285860 D Stock Option (Right to buy Class B Common Stock) 2.16 2024-08-14 4 M 0 25000 0 D 2030-07-28 Class B Common Stock 25000 174999 D Class B Common Stock 2024-08-14 4 M 0 25000 2.16 A Class A Common Stock 25000 310860 D Class B Common Stock Class A Common Stock 73464 73464 I By spouse Class B Common Stock Class A Common Stock 41536 41536 I By PSLT DE LLC Class B Common Stock Class A Common Stock 115000 115000 I By SMP DE LLC Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. The sales reported in this Form 4 were effected pursuant to a May 9, 2024. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.89 to $14.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The Reporting Person and his children are beneficiaries of PSLT DE LLC. The Reporting Person's spouse and his children are beneficiaries of SMP DE LLC. /s/ Andrew Woods, Attorney-in-Fact 2024-08-15