0001415889-24-021397.txt : 20240815
0001415889-24-021397.hdr.sgml : 20240815
20240815183113
ACCESSION NUMBER: 0001415889-24-021397
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240813
FILED AS OF DATE: 20240815
DATE AS OF CHANGE: 20240815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pantelick Steven
CENTRAL INDEX KEY: 0001833465
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 241213694
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
form4-08152024_100810.xml
X0508
4
2024-08-13
0001422930
PubMatic, Inc.
PUBM
0001833465
Pantelick Steven
C/O PUBMATIC, INC.
601 MARSHALL STREET
REDWOOD CITY
CA
94063
false
true
false
false
CHIEF FINANCIAL OFFICER
1
Class A Common Stock
2024-08-13
4
C
0
4000
0
A
26506
D
Class A Common Stock
2024-08-13
4
S
0
4000
14.0293
D
22506
D
Class B Common Stock
2024-08-13
4
C
0
4000
0
D
Class A Common Stock
4000
285860
D
Stock Option (Right to buy Class B Common Stock)
2.16
2024-08-14
4
M
0
25000
0
D
2030-07-28
Class B Common Stock
25000
174999
D
Class B Common Stock
2024-08-14
4
M
0
25000
2.16
A
Class A Common Stock
25000
310860
D
Class B Common Stock
Class A Common Stock
73464
73464
I
By spouse
Class B Common Stock
Class A Common Stock
41536
41536
I
By PSLT DE LLC
Class B Common Stock
Class A Common Stock
115000
115000
I
By SMP DE LLC
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
The sales reported in this Form 4 were effected pursuant to a May 9, 2024.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.89 to $14.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
The Reporting Person and his children are beneficiaries of PSLT DE LLC.
The Reporting Person's spouse and his children are beneficiaries of SMP DE LLC.
/s/ Andrew Woods, Attorney-in-Fact
2024-08-15