0001415889-24-019246.txt : 20240703 0001415889-24-019246.hdr.sgml : 20240703 20240703173041 ACCESSION NUMBER: 0001415889-24-019246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240701 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woods Andrew CENTRAL INDEX KEY: 0001966530 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 241101045 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] ORGANIZATION NAME: 06 Technology IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 form4-07032024_090738.xml X0508 4 2024-07-01 0001422930 PubMatic, Inc. PUBM 0001966530 Woods Andrew C/O PUBMATIC, INC. 601 MARSHALL STREET REDWOOD CITY CA 94063 false true false false GENERAL COUNSEL & SECRETARY 0 Class A Common Stock 2024-07-01 4 M 0 8687 0 A 31336 D Class A Common Stock 2024-07-02 4 S 0 3266 20.4143 D 28070 D Restricted Stock Unit 0 2024-07-01 4 M 0 4039 0 D Class A Common Stock 4039 36351 D Restricted Stock Unit 0 2024-07-01 4 M 0 1251 0 D Class A Common Stock 1251 12509 D Restricted Stock Unit 0 2024-07-01 4 M 0 3397 0 D Class A Common Stock 3397 47554 D Includes 1,496 shares of Class A Common Stock acquired on May 31, 2024 pursuant to the Issuer's employee stock purchase plan. The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $20.12 to $20.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade. Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. RSUs do not expire; they either vest or are canceled prior to the vesting date. The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. /s/ Andrew Woods 2024-07-03