0001415889-24-015461.txt : 20240604 0001415889-24-015461.hdr.sgml : 20240604 20240604183340 ACCESSION NUMBER: 0001415889-24-015461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240531 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Amar K. CENTRAL INDEX KEY: 0001833508 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 241020021 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] ORGANIZATION NAME: 06 Technology IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 form4-06042024_100636.xml X0508 4 2024-05-31 0001422930 PubMatic, Inc. PUBM 0001833508 Goel Amar K. C/O PUBMATIC, INC. 601 MARSHALL STREET REDWOOD CITY CA 94063 true true false false CHAIRMAN, CHIEF INNOVATION OFF 1 Class A Common Stock 2024-05-31 4 C 0 2150 0 A 2150 I By Birchwood Trust Class A Common Stock 2024-06-04 4 G 0 2150 0 D 0 I By Birchwood Trust Class A Common Stock 2640 D Class B Common Stock 2024-05-31 4 C 0 2150 0 D Class A Common Stock 2150 1231585 I By Birchwood Trust Class B Common Stock Class A Common Stock 755584 755584 I By Tuscan Irrevocable Trust Class B Common Stock Class A Common Stock 755314 755314 I By Marais Irrevocable Trust Class B Common Stock Class A Common Stock 524162 524162 I By RAJN Trust-A Class B Common Stock Class A Common Stock 524247 524247 I By RAJN Trust-N Class B Common Stock Class A Common Stock 443414 443414 I See footnote Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act. /s/ Andrew Woods, Attorney-in-Fact 2024-06-04