0001415889-24-014911.txt : 20240530
0001415889-24-014911.hdr.sgml : 20240530
20240530174901
ACCESSION NUMBER: 0001415889-24-014911
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240528
FILED AS OF DATE: 20240530
DATE AS OF CHANGE: 20240530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goel Amar K.
CENTRAL INDEX KEY: 0001833508
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 241006927
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
form4-05302024_090556.xml
X0508
4
2024-05-28
0001422930
PubMatic, Inc.
PUBM
0001833508
Goel Amar K.
C/O PUBMATIC, INC.
601 MARSHALL STREET
REDWOOD CITY
CA
94063
true
true
false
false
CHAIRMAN, CHIEF INNOVATION OFF
1
Class A Common Stock
2024-05-28
4
C
0
400
0
A
400
I
By Birchwood Trust
Class A Common Stock
2024-05-28
4
S
0
400
24.50
D
0
I
By Birchwood Trust
Class A Common Stock
2024-05-28
4
C
0
400
0
A
400
I
By Tuscan Irrevocable Trust
Class A Common Stock
2024-05-28
4
S
0
400
24.50
D
0
I
By Tuscan Irrevocable Trust
Class A Common Stock
2024-05-28
4
C
0
400
0
A
1620
I
By Marais Irrevocable Trust
Class A Common Stock
2024-05-28
4
S
0
400
24.50
D
0
I
By Marais Irrevocable Trust
Class A Common Stock
2024-05-28
4
C
0
400
0
A
400
I
By RAJN Trust-A
Class A Common Stock
2024-05-28
4
S
0
400
24.50
D
0
I
By RAJN Trust-A
Class A Common Stock
2024-05-28
4
C
0
400
0
A
400
I
By RAJN Trust-N
Class A Common Stock
2024-05-28
4
S
0
400
24.50
D
0
I
By RAJN Trust-N
Class A Common Stock
2640
D
Class B Common Stock
2024-05-28
4
C
0
400
0
D
Class A Common Stock
400
1233735
I
By Birchwood Trust
Class B Common Stock
2024-05-28
4
C
0
400
0
D
Class A Common Stock
400
755584
I
By Tuscan Irrevocable Trust
Class B Common Stock
2024-05-28
4
C
0
400
0
D
Class A Common Stock
400
755314
I
By Marais Irrevocable Trust
Class B Common Stock
2024-05-28
4
C
0
400
0
D
Class A Common Stock
400
524162
I
By RAJN Trust-A
Class B Common Stock
2024-05-28
4
C
0
400
0
D
Class A Common Stock
400
524247
I
By RAJN Trust-N
Class B Common Stock
Class A Common Stock
443414
443414
I
See footnote
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on December 5, 2023.
These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on December 5, 2023.
These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on December 5, 2023.
These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - A on December 5, 2023.
These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - N on December 5, 2023.
These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.
/s/ Andrew Woods, Attorney-in-Fact
2024-05-30