0001415889-24-012775.txt : 20240509
0001415889-24-012775.hdr.sgml : 20240509
20240509191318
ACCESSION NUMBER: 0001415889-24-012775
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240507
FILED AS OF DATE: 20240509
DATE AS OF CHANGE: 20240509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goel Amar K.
CENTRAL INDEX KEY: 0001833508
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 24932437
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
form4-05092024_110510.xml
X0508
4
2024-05-07
0001422930
PubMatic, Inc.
PUBM
0001833508
Goel Amar K.
C/O PUBMATIC, INC.
601 MARSHALL STREET
REDWOOD CITY
CA
94063
true
true
false
false
CHAIRMAN, CHIEF INNOVATION OFF
1
Class A Common Stock
2024-05-07
4
C
0
400
0
A
400
I
By Birchwood Trust
Class A Common Stock
2024-05-07
4
S
0
400
24.50
D
0
I
By Birchwood Trust
Class A Common Stock
2024-05-07
4
C
0
400
0
A
400
I
By Tuscan Irrevocable Trust
Class A Common Stock
2024-05-07
4
S
0
400
24.50
D
0
I
By Tuscan Irrevocable Trust
Class A Common Stock
2024-05-07
4
C
0
600
0
A
600
I
By Marais Irrevocable Trust
Class A Common Stock
2024-05-07
4
S
0
600
24.5067
D
0
I
By Marais Irrevocable Trust
Class A Common Stock
2024-05-07
4
C
0
400
0
A
400
I
By RAJN Trust - A
Class A Common Stock
2024-05-07
4
S
0
400
24.50
D
0
I
By RAJN Trust - A
Class A Common Stock
2024-05-07
4
C
0
400
0
A
400
I
By RAJN Trust - N
Class A Common Stock
2024-05-07
4
S
0
400
24.50
D
0
I
By RAJN Trust - N
Class A Common Stock
2024-05-08
4
C
0
1564
0
A
1564
I
By Birchwood Trust
Class A Common Stock
2024-05-08
4
S
0
1564
24.6313
D
0
I
By Birchwood Trust
Class A Common Stock
2024-05-08
4
C
0
1516
0
A
1516
I
By Tuscan Irrevocable Trust
Class A Common Stock
2024-05-08
4
S
0
1516
24.6911
D
0
I
By Tuscan Irrevocable Trust
Class A Common Stock
2024-05-08
4
C
0
1620
0
A
1620
I
By Marais Irrevocable Trust
Class A Common Stock
2024-05-08
4
S
0
1620
24.6522
D
0
I
By Marais Irrevocable Trust
Class A Common Stock
2024-05-08
4
C
0
1590
0
A
1590
I
By RAJN Trust-A
Class A Common Stock
2024-05-08
4
S
0
1590
24.6973
D
0
I
By RAJN Trust-A
Class A Common Stock
2024-05-08
4
C
0
1525
0
A
1525
I
By RAJN Trust-N
Class A Common Stock
2024-05-08
4
S
0
1525
24.6842
D
0
I
By RAJN Trust-N
Class A Common Stock
2640
D
Class B Common Stock
2024-05-07
4
C
0
400
0
D
Class A Common Stock
400
1235699
I
By Birchwood Trust
Class B Common Stock
2024-05-07
4
C
0
400
0
D
Class A Common Stock
400
757500
I
By Tuscan Irrevocable Trust
Class B Common Stock
2024-05-07
4
C
0
600
0
D
Class A Common Stock
600
757334
I
By Marais Irrevocable Trust
Class B Common Stock
2024-05-07
4
C
0
400
0
D
Class A Common Stock
400
526152
I
By RAJN Trust-A
Class B Common Stock
2024-05-07
4
C
0
400
0
D
Class A Common Stock
400
526172
I
By RAJN Trust-N
Class B Common Stock
2024-05-08
4
C
0
1564
0
D
Class A Common Stock
1564
1234135
I
By Birchwood Trust
Class B Common Stock
2024-05-08
4
C
0
1516
0
D
Class A Common Stock
1516
755984
I
By Tuscan Irrevocable Trust
Class B Common Stock
2024-05-08
4
C
0
1620
0
D
Class A Common Stock
1620
755714
I
By Marais Irrevocable Trust
Class B Common Stock
2024-05-08
4
C
0
1590
0
D
Class A Common Stock
1590
524562
I
By RAJN Trust-A
Class B Common Stock
2024-05-08
4
C
0
1525
0
D
Class A Common Stock
1525
524647
I
By RAJN Trust-N
Class B Common Stock
Class A Common Stock
443414
443414
I
See footnote
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on December 5, 2023.
These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on December 5, 2023.
These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on December 5, 2023.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - A on December 5, 2023.
These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - N on December 5, 2023.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.
/s/ Andrew Woods, Attorney-in-Fact
2024-05-09