0001327087-21-000004.txt : 20210216
0001327087-21-000004.hdr.sgml : 20210216
20210216125246
ACCESSION NUMBER: 0001327087-21-000004
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201208
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAPER TIMOTHY C
CENTRAL INDEX KEY: 0001074910
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21635154
MAIL ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fisher John H N
CENTRAL INDEX KEY: 0001304934
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21635155
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund VIII L P
CENTRAL INDEX KEY: 0001312964
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21635156
BUSINESS ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-233-9000
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAPER ASSOCIATES L P
CENTRAL INDEX KEY: 0001106255
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21635157
BUSINESS ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
BUSINESS PHONE: 650-234-8541
MAIL ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund III, LLC
CENTRAL INDEX KEY: 0001565224
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21635158
BUSINESS ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
BUSINESS PHONE: 650-234-8541
MAIL ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund II, LLC
CENTRAL INDEX KEY: 0001565284
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21635159
BUSINESS ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
BUSINESS PHONE: 650-234-8541
MAIL ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAPER FISHER JURVETSON PARTNERS VIII LLC
CENTRAL INDEX KEY: 0001327087
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21635160
BUSINESS ADDRESS:
STREET 1: 2882 SAND HILL ROAD
STREET 2: SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6502339000
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD
STREET 2: SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
3
1
wf-form3_161349795162780.xml
FORM 3
X0206
3
2020-12-08
0
0001422930
PubMatic, Inc.
PUBM
0001327087
DRAPER FISHER JURVETSON PARTNERS VIII LLC
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001565284
Draper Associates Riskmasters Fund II, LLC
55 EAST 3RD AVENUE
SAN MATEO
CA
94401
0
0
1
0
0001565224
Draper Associates Riskmasters Fund III, LLC
55 EAST 3RD AVENUE
SAN MATEO
CA
94401
0
0
1
0
0001106255
DRAPER ASSOCIATES L P
55 EAST 3RD AVENUE
SAN MATEO
CA
94401
0
0
1
0
0001312964
Draper Fisher Jurvetson Fund VIII L P
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001304934
Fisher John H N
C/O DFJ
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001074910
DRAPER TIMOTHY C
C/O DFJ
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
Series A Preferred Stock
Class B Common Stock
112472.0
I
By Draper Associates, L.P.
Series B Preferred Stock
Class B Common Stock
113390.0
I
By Draper Associates, L.P.
Series C Preferred Stock
Class B Common Stock
95467.0
I
By Draper Associates, L.P.
Series A Preferred Stock
Class B Common Stock
1265306.0
I
By Draper Fisher Jurvetson Fund VIII, L.P.
Series B Preferred Stock
Class B Common Stock
1275640.0
I
By Draper Fisher Jurvetson Fund VIII, L.P.
Series C Preferred Stock
Class B Common Stock
1074005.0
I
By Draper Fisher Jurvetson Fund VIII, L.P.
Series D Prime Preferred Stock
Class B Common Stock
46664.0
I
By Draper Fisher Jurvetson Fund VIII, L.P.
Series D Preferred Stock
Class B Common Stock
55231.0
I
By Draper Fisher Jurvetson Fund VIII, L.P.
Series A Preferred Stock
Class B Common Stock
28118.0
I
By Draper Fisher Jurvetson Partners VIII, LLC
Series B Preferred Stock
Class B Common Stock
28348.0
I
By Draper Fisher Jurvetson Partners VIII, LLC
Series C Preferred Stock
Class B Common Stock
23867.0
I
By Draper Fisher Jurvetson Partners VIII, LLC
Series D Prime Preferred Stock
Class B Common Stock
1037.0
I
By Draper Fisher Jurvetson Partners VIII, LLC
Series D Preferred Stock
Class B Common Stock
1227.0
I
By Draper Fisher Jurvetson Partners VIII, LLC
Series D Preferred Stock
Class B Common Stock
4909.0
I
By Draper Associates Riskmasters Fund II, LLC
Series D Prime Preferred Stock
Class B Common Stock
4148.0
I
By Draper Associates Riskmasters Fund III, LLC
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock will automatically convert into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date.
After closing of the Issuer's initial public offering, each outstanding share of Class B Common Stock will be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The general partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Draper Fisher Jurvetson Partners VIII, LLC
By: /s/ John H.N. Fisher
Name: John H.N. Fisher
Title: Managing Member
2021-02-10
Draper Associates Riskmasters Fund II, LLC
By: /s/ Timothy C. Draper
Name: Timothy C. Draper
Title: Managing Member
2021-02-10
Draper Associates Riskmasters Fund III, LLC
By: /s/ Timothy C. Draper
Name: Timothy C. Draper
Title: Managing Member
2021-02-10
Draper Associates, L.P.
By: Draper Management Company, LLC (General Partner)
By: /s/ Timothy C. Draper
Name: Timothy C. Draper
Title: Managing Member
2021-02-10
Draper Fisher Jurvetson Fund VIII, L.P.
By: Draper Fisher Jurvetson Fund VIII Partners, L.P. (general partner)
By: DFJ Fund VIII, Ltd., its general partner
By: /s/ John H.N. Fisher
Name: John H. N. Fisher
Title: Managing Director
2021-02-10
/s/ John H.N. Fisher
John H.N. Fisher
2021-02-10
/s/ Timothy C. Draper
Timothy C. Draper
2021-02-10