0001209191-23-022694.txt : 20230404 0001209191-23-022694.hdr.sgml : 20230404 20230404161901 ACCESSION NUMBER: 0001209191-23-022694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pantelick Steven CENTRAL INDEX KEY: 0001833465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 23797887 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-31 0 0001422930 PubMatic, Inc. PUBM 0001833465 Pantelick Steven C/O PUBMATIC, INC. 601 MARSHALL STREET REDWOOD CITY CA 94063 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2023-03-31 4 M 0 2261 0.00 A 13562 D Class A Common Stock 2023-04-01 4 M 0 5056 0.00 A 18618 D Class A Common Stock 2023-04-01 4 M 0 9546 0.00 A 28164 D Class A Common Stock 2023-04-03 4 S 0 6049 13.7007 D 22115 D Restricted Stock Unit 0.00 2023-03-31 4 M 0 2261 0.00 D Class A Common Stock 2261 15826 D Restricted Stock Unit 0.00 2023-04-01 4 M 0 5056 0.00 D Class A Common Stock 5056 55621 D Restricted Stock Unit 0.00 2023-04-01 4 M 0 9546 0.00 D Class A Common Stock 9546 143193 D Class B Common Stock 0.00 Class A Common Stock 419860 419860 D Class B Common Stock 0.00 Class A Common Stock 115000 115000 I By spouse The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.48 to $13.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. RSUs do not expire; they either vest or are canceled prior to the vesting date. The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The RSUs vest as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. /s/ Andrew Woods, Attorney-in-Fact 2023-04-04