0001209191-22-058279.txt : 20221121 0001209191-22-058279.hdr.sgml : 20221121 20221121193834 ACCESSION NUMBER: 0001209191-22-058279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221117 FILED AS OF DATE: 20221121 DATE AS OF CHANGE: 20221121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Amar K. CENTRAL INDEX KEY: 0001833508 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 221407158 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 601 MARSHALL STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-17 0 0001422930 PubMatic, Inc. PUBM 0001833508 Goel Amar K. C/O PUBMATIC, INC. 601 MARSHALL STREET REDWOOD CITY CA 94063 1 1 1 0 Chairman, Chief Growth Officer Class A Common Stock 2022-11-17 4 C 0 8000 0.00 A 8000 I By Birchwood Trust Class A Common Stock 2022-11-17 4 S 0 8000 15.1267 D 0 I By Birchwood Trust Class A Common Stock 2022-11-17 4 C 0 8000 0.00 A 8000 I By Marais Irrevocable Trust Class A Common Stock 2022-11-17 4 S 0 8000 15.1315 D 0 I By Marais Irrevocable Trust Class A Common Stock 2022-11-17 4 C 0 8000 0.00 A 8000 I By Tuscan Irrevocable Trust Class A Common Stock 2022-11-17 4 S 0 8000 15.1287 D 0 I By Tuscan Irrevocable Trust Class A Common Stock 2022-11-17 4 C 0 8000 0.00 A 8000 I By RAJN Trust - A Class A Common Stock 2022-11-17 4 S 0 8000 15.1239 D 0 I By RAJN Trust - A Class A Common Stock 2022-11-17 4 C 0 5000 0.00 A 8000 I By RAJN Trust - N Class A Common Stock 2022-11-17 4 S 0 8000 15.1309 D 0 I By RAJN Trust - N Class A Common Stock 2022-11-18 4 C 0 8000 0.00 A 8000 I By Birchwood Trust Class A Common Stock 2022-11-18 4 S 0 8000 15.1212 D 0 I By Birchwood Trust Class A Common Stock 2022-11-18 4 C 0 8000 0.00 A 8000 I By Marais Irrevocable Trust Class A Common Stock 2022-11-18 4 S 0 8000 15.1199 D 0 I By Marais Irrevocable Trust Class A Common Stock 2022-11-18 4 C 0 8000 0.00 A 8000 I By Tuscan Irrevocable Trust Class A Common Stock 2022-11-18 4 S 0 8000 15.1217 D 0 I By Tuscan Irrevocable Trust Class A Common Stock 2022-11-18 4 C 0 8000 0.00 A 8000 I By RAJN Trust - A Class A Common Stock 2022-11-18 4 S 0 8000 15.1211 D 0 I By RAJN Trust - A Class A Common Stock 2022-11-18 4 C 0 8000 0.00 A 8000 I By RAJN Trust - N Class A Common Stock 2022-11-18 4 S 0 8000 15.1261 D 0 I By RAJN Trust - N Class B Common Stock 2022-11-17 4 C 0 8000 0.00 D Class A Common Stock 8000 1279636 I By Birchwood Trust Class B Common Stock 2022-11-17 4 C 0 8000 0.00 D Class A Common Stock 8000 799000 I By Marais Irrevocable Trust Class B Common Stock 2022-11-17 4 C 0 8000 0.00 D Class A Common Stock 8000 799000 I By Tuscan Irrevocable Trust Class B Common Stock 2022-11-17 4 C 0 8000 0.00 D Class A Common Stock 8000 567652 I By RAJN Trust-A Trust Class B Common Stock 2022-11-17 4 C 0 5000 0.00 D Class A Common Stock 5000 567652 I By RAJN Trust-N Class B Common Stock 2022-11-18 4 C 0 8000 0.00 D Class A Common Stock 8000 1271636 I By Birchwood Trust Class B Common Stock 2022-11-18 4 C 0 8000 0.00 D Class A Common Stock 8000 791000 I By Marais Irrevocable Trust Class B Common Stock 2022-11-18 4 C 0 8000 0.00 D Class A Common Stock 8000 791000 I By Tuscan Irrevocable Trust Class B Common Stock 2022-11-18 4 C 0 8000 0.00 D Class A Common Stock 8000 559652 I By RAJN Trust-A Trust Class B Common Stock 2022-11-18 4 C 0 8000 0.00 D Class A Common Stock 8000 559652 I By RAJN Trust-N Class B Common Stock Class A Common Stock 443414 443414 I See footnote These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust. These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust. These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A. These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.46 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act. /s/ Andrew Woods, Attorney-in-Fact 2022-11-21