0001209191-22-058279.txt : 20221121
0001209191-22-058279.hdr.sgml : 20221121
20221121193834
ACCESSION NUMBER: 0001209191-22-058279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221117
FILED AS OF DATE: 20221121
DATE AS OF CHANGE: 20221121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goel Amar K.
CENTRAL INDEX KEY: 0001833508
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 221407158
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-17
0
0001422930
PubMatic, Inc.
PUBM
0001833508
Goel Amar K.
C/O PUBMATIC, INC.
601 MARSHALL STREET
REDWOOD CITY
CA
94063
1
1
1
0
Chairman, Chief Growth Officer
Class A Common Stock
2022-11-17
4
C
0
8000
0.00
A
8000
I
By Birchwood Trust
Class A Common Stock
2022-11-17
4
S
0
8000
15.1267
D
0
I
By Birchwood Trust
Class A Common Stock
2022-11-17
4
C
0
8000
0.00
A
8000
I
By Marais Irrevocable Trust
Class A Common Stock
2022-11-17
4
S
0
8000
15.1315
D
0
I
By Marais Irrevocable Trust
Class A Common Stock
2022-11-17
4
C
0
8000
0.00
A
8000
I
By Tuscan Irrevocable Trust
Class A Common Stock
2022-11-17
4
S
0
8000
15.1287
D
0
I
By Tuscan Irrevocable Trust
Class A Common Stock
2022-11-17
4
C
0
8000
0.00
A
8000
I
By RAJN Trust - A
Class A Common Stock
2022-11-17
4
S
0
8000
15.1239
D
0
I
By RAJN Trust - A
Class A Common Stock
2022-11-17
4
C
0
5000
0.00
A
8000
I
By RAJN Trust - N
Class A Common Stock
2022-11-17
4
S
0
8000
15.1309
D
0
I
By RAJN Trust - N
Class A Common Stock
2022-11-18
4
C
0
8000
0.00
A
8000
I
By Birchwood Trust
Class A Common Stock
2022-11-18
4
S
0
8000
15.1212
D
0
I
By Birchwood Trust
Class A Common Stock
2022-11-18
4
C
0
8000
0.00
A
8000
I
By Marais Irrevocable Trust
Class A Common Stock
2022-11-18
4
S
0
8000
15.1199
D
0
I
By Marais Irrevocable Trust
Class A Common Stock
2022-11-18
4
C
0
8000
0.00
A
8000
I
By Tuscan Irrevocable Trust
Class A Common Stock
2022-11-18
4
S
0
8000
15.1217
D
0
I
By Tuscan Irrevocable Trust
Class A Common Stock
2022-11-18
4
C
0
8000
0.00
A
8000
I
By RAJN Trust - A
Class A Common Stock
2022-11-18
4
S
0
8000
15.1211
D
0
I
By RAJN Trust - A
Class A Common Stock
2022-11-18
4
C
0
8000
0.00
A
8000
I
By RAJN Trust - N
Class A Common Stock
2022-11-18
4
S
0
8000
15.1261
D
0
I
By RAJN Trust - N
Class B Common Stock
2022-11-17
4
C
0
8000
0.00
D
Class A Common Stock
8000
1279636
I
By Birchwood Trust
Class B Common Stock
2022-11-17
4
C
0
8000
0.00
D
Class A Common Stock
8000
799000
I
By Marais Irrevocable Trust
Class B Common Stock
2022-11-17
4
C
0
8000
0.00
D
Class A Common Stock
8000
799000
I
By Tuscan Irrevocable Trust
Class B Common Stock
2022-11-17
4
C
0
8000
0.00
D
Class A Common Stock
8000
567652
I
By RAJN Trust-A Trust
Class B Common Stock
2022-11-17
4
C
0
5000
0.00
D
Class A Common Stock
5000
567652
I
By RAJN Trust-N
Class B Common Stock
2022-11-18
4
C
0
8000
0.00
D
Class A Common Stock
8000
1271636
I
By Birchwood Trust
Class B Common Stock
2022-11-18
4
C
0
8000
0.00
D
Class A Common Stock
8000
791000
I
By Marais Irrevocable Trust
Class B Common Stock
2022-11-18
4
C
0
8000
0.00
D
Class A Common Stock
8000
791000
I
By Tuscan Irrevocable Trust
Class B Common Stock
2022-11-18
4
C
0
8000
0.00
D
Class A Common Stock
8000
559652
I
By RAJN Trust-A Trust
Class B Common Stock
2022-11-18
4
C
0
8000
0.00
D
Class A Common Stock
8000
559652
I
By RAJN Trust-N
Class B Common Stock
Class A Common Stock
443414
443414
I
See footnote
These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.
These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.
These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A.
These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.46 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.
/s/ Andrew Woods, Attorney-in-Fact
2022-11-21