0001209191-22-052601.txt : 20221004
0001209191-22-052601.hdr.sgml : 20221004
20221004220644
ACCESSION NUMBER: 0001209191-22-052601
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pantelick Steven
CENTRAL INDEX KEY: 0001833465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 221294444
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 601 MARSHALL STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-09-30
0
0001422930
PubMatic, Inc.
PUBM
0001833465
Pantelick Steven
C/O PUBMATIC, INC.
601 MARSHALL STREET
REDWOOD CITY
CA
94063
0
1
0
0
Chief Financial Officer
Class A Common Stock
2022-09-30
4
M
0
2261
0.00
A
26062
D
Class A Common Stock
2022-10-01
4
M
0
5056
0.00
A
31118
D
Restricted Stock Unit
0.00
2022-09-30
4
M
0
2261
0.00
D
Class A Common Stock
2261
20348
D
Restricted Stock Unit
0.00
2022-10-01
4
M
0
5056
0.00
D
Class A Common Stock
5056
65734
D
Class B Common Stock
0.00
Class A Common Stock
467360
467360
D
Class B Common Stock
0.00
Class A Common Stock
115000
115000
I
By spouse
Includes 2,500 and 1,250 shares of the Issuer's Class A common stock issued to the Reporting Person pursuant to the Issuer's employee stock purchase plan on May 28, 2021 and May 31, 2022, respectively.
Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
RSUs do not expire; they either vest or are canceled prior to the vesting date.
The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
/s/ Thomas Chow, Attorney-in-Fact
2022-10-04