0001209191-22-034270.txt : 20220603 0001209191-22-034270.hdr.sgml : 20220603 20220603174540 ACCESSION NUMBER: 0001209191-22-034270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chow Thomas C. CENTRAL INDEX KEY: 0001834012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 22995979 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-01 0 0001422930 PubMatic, Inc. PUBM 0001834012 Chow Thomas C. C/O PUBMATIC, INC. 601 MARSHALL STREET REDWOOD CITY CA 94063 0 1 0 0 General Counsel and Secretary Class A Common Stock 2022-06-01 4 M 0 646 3.89 A 4697 D Class A Common Stock 2022-06-01 4 M 0 944 2.97 A 5641 D Class A Common Stock 2022-06-01 4 M 0 4166 2.16 A 9807 D Class A Common Stock 2022-06-01 4 S 0 1250 20.50 D 8557 D Class A Common Stock 2022-06-01 4 S 0 5756 20.2795 D 2801 D Stock Option (Right to buy Class B Common Stock) 3.89 2022-06-01 4 M 0 646 0.00 D 2028-08-20 Class B Common Stock 646 15487 D Stock Option (Right to buy Class B Common Stock) 2.97 2022-06-01 4 M 0 944 0.00 D 2029-05-20 Class B Common Stock 944 8958 D Stock Option (Right to buy Class B Common Stock) 2.16 2022-06-01 4 M 0 4166 0.00 D 2030-07-28 Class B Common Stock 4166 22922 D Includes 1,250 shares of Class A Common Stock that were acquired by the Reporting Person on May 31, 2022 pursuant to the Issuer's employee stock purchase plan. These securities were acquired by the Reporting Person on May 31, 2021 pursuant to the Issuer's employee stock purchase plan. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.385 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. The option vested as to 25% of the total shares on July 10, 2019, and 1/4 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. /s/ Thomas Chow 2022-06-03