0001209191-21-053478.txt : 20210826 0001209191-21-053478.hdr.sgml : 20210826 20210826163455 ACCESSION NUMBER: 0001209191-21-053478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210824 FILED AS OF DATE: 20210826 DATE AS OF CHANGE: 20210826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hornik David CENTRAL INDEX KEY: 0001547378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 211212833 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: August Capital Strategic Partners V, L.P. CENTRAL INDEX KEY: 0001464232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 211212834 BUSINESS ADDRESS: STREET 1: 2480 SAND HILL RD., SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-234-9900 MAIL ADDRESS: STREET 1: 2480 SAND HILL RD., SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartenbaum Howard CENTRAL INDEX KEY: 0001547424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 211212832 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: August Capital Management V, L.L.C. CENTRAL INDEX KEY: 0001547399 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 211212835 BUSINESS ADDRESS: STREET 1: PMB #456, 660 4TH STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 650.234.9900 MAIL ADDRESS: STREET 1: PMB #456, 660 4TH STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-24 0 0001422930 PubMatic, Inc. PUBM 0001547399 August Capital Management V, L.L.C. C/O AUGUST CAPITAL PMB #456, 660 4TH STREET SAN FRANCISCO CA 94017 0 0 1 0 0001464232 August Capital Strategic Partners V, L.P. C/O AUGUST CAPITAL PMB #456, 660 4TH STREET SAN FRANCISCO CA 94017 0 0 1 0 0001547378 Hornik David C/O AUGUST CAPITAL PMB #456, 660 4TH STREET SAN FRANCISCO CA 94017 0 0 1 0 0001547424 Hartenbaum Howard C/O AUGUST CAPITAL PMB #456, 660 4TH STREET SAN FRANCISCO CA 94017 0 0 1 0 Class A common stock 2021-08-24 4 S 0 39568 27.80 D 39874 D Class A common stock 2021-08-25 4 S 0 12712 28.01 D 40000 D Class A common stock 389237 I See footnote The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.52 to $28.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held directly by David M. Hornik. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held directly by Howard Hartenbaum. These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. /s/ Abigail Hipps, Attorney-in-Fact for August Capital entities 2021-08-26 /s/ Abigail Hipps, Attorney-in-Fact for David M. Hornik 2021-08-26 /s/ Abigail Hipps, Attorney-in-Fact for Howard Hartenbaum 2021-08-26