0001209191-20-062743.txt : 20201210
0001209191-20-062743.hdr.sgml : 20201210
20201210170315
ACCESSION NUMBER: 0001209191-20-062743
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201208
FILED AS OF DATE: 20201210
DATE AS OF CHANGE: 20201210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hirsch Jeffrey K.
CENTRAL INDEX KEY: 0001834185
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 201381326
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2020-12-08
2020-12-08
0
0001422930
PubMatic, Inc.
PUBM
0001834185
Hirsch Jeffrey K.
C/O PUBMATIC, INC.
3 LAGOON DRIVE, SUITE 180
REDWOOD CITY
CA
94065
0
1
0
0
Chief Commercial Officer
Stock Option (Right to buy Class B Common Stock)
1.11
2026-08-15
Class B Common Stock
175000
D
Stock Option (Right to buy Class B Common Stock)
3.89
2028-03-13
Class B Common Stock
70000
D
Stock Option (Right to buy Class B Common Stock)
2.97
2029-05-20
Class B Common Stock
70000
D
Stock Option (Right to buy Class B Common Stock)
2.16
2030-07-28
Class B Common Stock
100000
D
The options are fully vested.
This amendment to Form 3 filed on December 8, 2020 reflects a correction to the stock option expiration date.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
The option vests as to 1/48 of the total shares on February 1, 2018, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
The option vests as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
/s/ Thomas Chow, Attorney-in-Fact
2020-12-10