0001209191-20-062743.txt : 20201210 0001209191-20-062743.hdr.sgml : 20201210 20201210170315 ACCESSION NUMBER: 0001209191-20-062743 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201208 FILED AS OF DATE: 20201210 DATE AS OF CHANGE: 20201210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hirsch Jeffrey K. CENTRAL INDEX KEY: 0001834185 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 201381326 MAIL ADDRESS: STREET 1: C/O PUBMATIC, INC. STREET 2: 3 LAGOON DRIVE, SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2020-12-08 2020-12-08 0 0001422930 PubMatic, Inc. PUBM 0001834185 Hirsch Jeffrey K. C/O PUBMATIC, INC. 3 LAGOON DRIVE, SUITE 180 REDWOOD CITY CA 94065 0 1 0 0 Chief Commercial Officer Stock Option (Right to buy Class B Common Stock) 1.11 2026-08-15 Class B Common Stock 175000 D Stock Option (Right to buy Class B Common Stock) 3.89 2028-03-13 Class B Common Stock 70000 D Stock Option (Right to buy Class B Common Stock) 2.97 2029-05-20 Class B Common Stock 70000 D Stock Option (Right to buy Class B Common Stock) 2.16 2030-07-28 Class B Common Stock 100000 D The options are fully vested. This amendment to Form 3 filed on December 8, 2020 reflects a correction to the stock option expiration date. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. The option vests as to 1/48 of the total shares on February 1, 2018, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option vests as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. /s/ Thomas Chow, Attorney-in-Fact 2020-12-10