0001209191-20-062740.txt : 20201210
0001209191-20-062740.hdr.sgml : 20201210
20201210170153
ACCESSION NUMBER: 0001209191-20-062740
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201208
FILED AS OF DATE: 20201210
DATE AS OF CHANGE: 20201210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goel Rajeev K.
CENTRAL INDEX KEY: 0001833511
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 201381309
MAIL ADDRESS:
STREET 1: C/O PUBMATIC, INC.
STREET 2: 3 LAGOON DRIVE, SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2020-12-08
2020-12-08
0
0001422930
PubMatic, Inc.
PUBM
0001833511
Goel Rajeev K.
C/O PUBMATIC, INC.
3 LAGOON DRIVE, SUITE 180
REDWOOD CITY
CA
94065
1
1
1
0
Chief Executive Officer
Class B Common Stock
0.00
Class A Common Stock
210984
D
Class B Common Stock
0.00
Class A Common Stock
1230835
I
See footnote
Class B Common Stock
0.00
Class A Common Stock
581260
I
See footnote
Class B Common Stock
0.00
Class A Common Stock
400000
I
See footnote
Class B Common Stock
0.00
Class A Common Stock
68616
I
See footnote
Class B Common Stock
0.00
Class A Common Stock
308775
I
See footnote
Class B Common Stock
0.00
Class A Common Stock
308775
I
See footnote
Stock Option (Right to buy Class B Common Stock)
1.11
2026-07-07
Class B Common Stock
451915
D
Stock Option (Right to buy Class B Common Stock)
1.11
2026-07-07
Class B Common Stock
730745
D
Stock Option (Right to buy Class B Common Stock)
1.11
2026-07-07
Class B Common Stock
15782
D
Stock Option (Right to buy Class B Common Stock)
2.15
2027-05-01
Class B Common Stock
400000
D
Stock Option (Right to buy Class B Common Stock)
3.89
2028-03-13
Class B Common Stock
350000
D
Stock Option (Right to buy Class B Common Stock)
2.97
2029-05-20
Class B Common Stock
250000
D
Stock Option (Right to buy Class B Common Stock)
2.16
2030-07-28
Class B Common Stock
600000
D
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are trustees and beneficiaries.
These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.
These securities are held by The Goel Heritage Trust, of which the Reporting Person's children are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are held by The Goel Family Gift Trust, of which family members and certain other individuals are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are held by a trust for the benefit of the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The options are fully vested.
The option vests as to 1/48 of the total shares on March 1, 2017, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option is early exercisable with respect to 223,907 shares.
The option vests as to 1/48 of the total shares on February 1, 2018, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option is early exercisable with respect to 326,213 shares.
The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option is early exercisable with respect to 220,673 shares.
The option vests as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
This amendment to Form 3 filed on December 8, 2020 reflects a correction to the stock option expiration date.
/s/ Thomas Chow, Attorney-in-Fact
2020-12-10