0001209191-20-062385.txt : 20201208 0001209191-20-062385.hdr.sgml : 20201208 20201208203919 ACCESSION NUMBER: 0001209191-20-062385 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201208 FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helion Venture Partners LLC CENTRAL INDEX KEY: 0001396792 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 201376679 BUSINESS ADDRESS: STREET 1: 4th Fl Les Cascades Edith Cavell Street CITY: Port Louis STATE: MA ZIP: 00000 BUSINESS PHONE: 2302129800 MAIL ADDRESS: STREET 1: 4th Fl Les Cascades Edith Cavell Street CITY: Port Louis STATE: MA ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-12-08 0 0001422930 PubMatic, Inc. PUBM 0001396792 Helion Venture Partners LLC C/O IQ EQ FUND SERVICES (MAURITIUS) LTD. 33 EDITH CAVELL STREET PORT LOUIS O4 MAURITIUS 0 0 1 0 Series A Preferred Stock Class B Common Stock 1405896 D Series B Preferred Stock Class B Common Stock 1417378 D Series C Preferred Stock Class B Common Stock 5000657 D Series D Preferred Stock Class B Common Stock 637251 D Series D Prime Preferred Stock Class B Common Stock 41479 D Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock will automatically convert into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Consists of 8,502,661 shares held by Helion Venture Partners, LLC (HVP LLC). The General Partners of HVP LLC are Ashish Gupta and Sanjeev Aggarwal. The Investment Manager of HVP LLC is Helion Investment Management LLC, of which SA Holdings Global Ltd. (SA Holdings), and the Gupta Goyal Revocable Trust (Goyal Trust) are members. Sanjeev Aggarwal has sole voting and investment power with respect to the shares held by SA Holdings. Ashish Gupta and Nita Goyal share voting and investment power with respect to the shares held by the Goyal Trust. Ashish Gupta is a Director on the Boards of HVP LLC and the Issuer. Accordingly, Sanjeev Aggarwal, Ashish Gupta, and Nita Goyal may be deemed to share voting and investment power over these shares. /s/ Dourvesh Kumar Chumun, Director 2020-12-08