0001209191-20-062385.txt : 20201208
0001209191-20-062385.hdr.sgml : 20201208
20201208203919
ACCESSION NUMBER: 0001209191-20-062385
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201208
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Helion Venture Partners LLC
CENTRAL INDEX KEY: 0001396792
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 201376679
BUSINESS ADDRESS:
STREET 1: 4th Fl Les Cascades Edith Cavell Street
CITY: Port Louis
STATE: MA
ZIP: 00000
BUSINESS PHONE: 2302129800
MAIL ADDRESS:
STREET 1: 4th Fl Les Cascades Edith Cavell Street
CITY: Port Louis
STATE: MA
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-12-08
0
0001422930
PubMatic, Inc.
PUBM
0001396792
Helion Venture Partners LLC
C/O IQ EQ FUND SERVICES (MAURITIUS) LTD.
33 EDITH CAVELL STREET
PORT LOUIS
O4
MAURITIUS
0
0
1
0
Series A Preferred Stock
Class B Common Stock
1405896
D
Series B Preferred Stock
Class B Common Stock
1417378
D
Series C Preferred Stock
Class B Common Stock
5000657
D
Series D Preferred Stock
Class B Common Stock
637251
D
Series D Prime Preferred Stock
Class B Common Stock
41479
D
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock will automatically convert into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
Consists of 8,502,661 shares held by Helion Venture Partners, LLC (HVP LLC). The General Partners of HVP LLC are Ashish Gupta and Sanjeev Aggarwal. The Investment Manager of HVP LLC is Helion Investment Management LLC, of which SA Holdings Global Ltd. (SA Holdings), and the Gupta Goyal Revocable Trust (Goyal Trust) are members. Sanjeev Aggarwal has sole voting and investment power with respect to the shares held by SA Holdings. Ashish Gupta and Nita Goyal share voting and investment power with respect to the shares held by the Goyal Trust. Ashish Gupta is a Director on the Boards of HVP LLC and the Issuer. Accordingly, Sanjeev Aggarwal, Ashish Gupta, and Nita Goyal may be deemed to share voting and investment power over these shares.
/s/ Dourvesh Kumar Chumun, Director
2020-12-08