0001179110-19-002635.txt : 20190226
0001179110-19-002635.hdr.sgml : 20190226
20190226170503
ACCESSION NUMBER: 0001179110-19-002635
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190224
FILED AS OF DATE: 20190226
DATE AS OF CHANGE: 20190226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Evans Hugh M
CENTRAL INDEX KEY: 0001686408
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 19634361
MAIL ADDRESS:
STREET 1: C/O AQUAVENTURE HOLDINGS LIMITED
STREET 2: 14400 CARLSON CIRCLE
CITY: TAMPA
STATE: FL
ZIP: 33626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaVenture Holdings Ltd
CENTRAL INDEX KEY: 0001422841
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
BUSINESS ADDRESS:
STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1
STREET 2: P.O. BOX 3140, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 813-855-8636
MAIL ADDRESS:
STREET 1: 14400 CARLSON CIRCLE
CITY: TAMPA
STATE: FL
ZIP: 33626
FORMER COMPANY:
FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC
DATE OF NAME CHANGE: 20080104
4
1
edgar.xml
FORM 4 -
X0306
4
2019-02-24
0
0001422841
AquaVenture Holdings Ltd
WAAS
0001686408
Evans Hugh M
C/O CONYERS CORP. SERVICES (B.V.I.) LTD.
COMMERCE HOUSE, WICKHAMS CAY 1
ROAD TOWN
D8
VG1110
VIRGIN ISLANDS, BRITISH
1
0
0
0
Ordinary Shares
49776
D
Deferred Compensation - Phantom Share Unit
2019-02-24
4
A
0
5540
0
A
Ordinary Share
5540
5540
D
Each phantom share unit (which is in the form of a deferred compensation share unit) is the economic equivalent of one ordinary share of the Issuer.
Represents the number of phantom share units credited to the reporting person's deferred account pursuant to the Issuer's Independent Directors' Deferred Compensation Program (the "Program") which was established under the Issuer's 2016 Share Option and Incentive Plan (the "Plan"). The number of whole and fractional phantom share units credited to the reporting person's deferred account is equal to the number of Restricted Share Units that would otherwise be granted on such date.
100% of the phantom share units granted shall vest on February 24, 2020. Once vested, the phantom share units credited to the reporting person's deferred account shall be settled in ordinary shares upon the earlier of the reporting person's death, disability, separation from the board, sale event (as defined in the Plan) or December 31, 2021
/s/ Chad Schafer, attorney-in-fact
2019-02-26