0001179110-17-004090.txt : 20170307 0001179110-17-004090.hdr.sgml : 20170307 20170307161759 ACCESSION NUMBER: 0001179110-17-004090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170304 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaVenture Holdings Ltd CENTRAL INDEX KEY: 0001422841 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1 STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 813-855-8636 MAIL ADDRESS: STREET 1: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC DATE OF NAME CHANGE: 20080104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Muller Lee S CENTRAL INDEX KEY: 0001686246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 17672160 MAIL ADDRESS: STREET 1: C/O AQUAVENTURE HOLDINGS LLC STREET 2: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 4 1 edgar.xml FORM 4 - X0306 4 2017-03-04 0 0001422841 AquaVenture Holdings Ltd WAAS 0001686246 Muller Lee S C/O AQUAVENTURE HOLDINGS LIMITED 14400 CARLSON CIRCLE TAMPA FL 33626 0 1 0 0 Chief Financial Officer Ordinary Shares 8080 D Ordinary Shares 70000 I By Spouse Restrict Share Units 2017-03-04 4 A 0 18192 0 A Ordinary Shares 18192 18192 D Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company. The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on March 4, 2018, and the remaining 75% of such shares shall vest in equal quarterly installments over the following three (3) years. /s/ Chad Schafer, attorney-in-fact 2017-03-07