0000899243-16-028443.txt : 20160902
0000899243-16-028443.hdr.sgml : 20160902
20160902131219
ACCESSION NUMBER: 0000899243-16-028443
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160902
FILED AS OF DATE: 20160902
DATE AS OF CHANGE: 20160902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diamond Resorts International, Inc.
CENTRAL INDEX KEY: 0001566897
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 461750895
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 798-8840
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chautauqua IIB, LLC
CENTRAL INDEX KEY: 0001581827
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 161867986
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 684-8000
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chautauqua IIA, LLC
CENTRAL INDEX KEY: 0001581826
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 161867987
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 684-8000
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chautauqua Management, LLC
CENTRAL INDEX KEY: 0001581773
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 161867988
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 684-8000
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palmer David F
CENTRAL INDEX KEY: 0001422765
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 161867989
MAIL ADDRESS:
STREET 1: 2200 FLETCHER AVENUE
STREET 2: 4TH FLOOR
CITY: FORT LEE
STATE: NJ
ZIP: 07024
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-02
1
0001566897
Diamond Resorts International, Inc.
DRII
0001422765
Palmer David F
10600 WEST CHARLESTON BOULEVARD
LAS VEGAS
NV
89135
1
1
1
0
President, CEO
0001581773
Chautauqua Management, LLC
10600 WEST CHARLESTON BOULEVARD
LAS VEGAS
NV
89135
0
0
0
1
Member of 10% Group
0001581826
Chautauqua IIA, LLC
10600 WEST CHARLESTON BOULEVARD
LAS VEGAS
NV
89135
0
0
0
1
Member of 10% Group
0001581827
Chautauqua IIB, LLC
10600 WEST CHARLESTON BOULEVARD
LAS VEGAS
NV
89135
0
0
0
1
Member of 10% Group
Common Stock
2016-09-02
4
U
0
3699560
30.25
D
0
I
See Footnote
Common Stock
2016-09-02
4
U
0
616647
30.25
D
0
I
See Footnote
Common Stock
2016-09-02
4
U
0
616647
30.25
D
0
I
See Footnote
Stock Option (right to buy)
14.00
2016-09-02
4
D
0
400000
16.25
D
2023-07-18
Common Stock
400000
0
D
Stock Option (right to buy)
14.00
2016-09-02
4
D
0
1073850
16.25
D
2023-07-18
Common Stock
1073850
0
D
Directly by Chautauqua Management, LLC ("CML") and indirectly by David F. Palmer as the sole manager of CML. Mr. Palmer disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
Directly by Chautauqua IIA, LLC ("CIIA") and indirectly by Mr. Palmer as investment manager of CIIA. Mr. Palmer disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
Directly by Chautauqua IIB, LLC ("CIIB") and indirectly by Mr. Palmer's spouse, as investment manager of CIIB. Mr. Palmer disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
This option was canceled as of the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of June 29, 2016, by and among Dakota Parent, Inc., Dakota Merger Sub, Inc., and Diamond Resorts International, Inc. (the "Company") (the "Effective Time"), and converted into the right to receive a lump-sum cash payment promptly after the Effective Time equal to the product of (i) the number of shares underlying such option and (ii) the excess, if any, of the $30.25 merger consideration payable in the merger for each share of the Company's common stock over the exercise price per share of such option, without interest and less any applicable withholding tax.
/s/ Jared T. Finkelstein, attorney-in-fact for David F. Palmer
2016-09-02
/s/ Jared T. Finkelstein, attorney-in-fact for Chautauqua Management, LLC
2016-09-02
/s/ Jared T. Finkelstein, attorney-in-fact for Chautauqua IIA, LLC
2016-09-02
/s/ Jared T. Finkelstein, attorney-in-fact for Chautauqua IIB, LLC
2016-09-02