0000899243-16-028443.txt : 20160902 0000899243-16-028443.hdr.sgml : 20160902 20160902131219 ACCESSION NUMBER: 0000899243-16-028443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160902 FILED AS OF DATE: 20160902 DATE AS OF CHANGE: 20160902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Resorts International, Inc. CENTRAL INDEX KEY: 0001566897 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 461750895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 798-8840 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chautauqua IIB, LLC CENTRAL INDEX KEY: 0001581827 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 161867986 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 684-8000 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chautauqua IIA, LLC CENTRAL INDEX KEY: 0001581826 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 161867987 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 684-8000 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chautauqua Management, LLC CENTRAL INDEX KEY: 0001581773 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 161867988 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 684-8000 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palmer David F CENTRAL INDEX KEY: 0001422765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 161867989 MAIL ADDRESS: STREET 1: 2200 FLETCHER AVENUE STREET 2: 4TH FLOOR CITY: FORT LEE STATE: NJ ZIP: 07024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-02 1 0001566897 Diamond Resorts International, Inc. DRII 0001422765 Palmer David F 10600 WEST CHARLESTON BOULEVARD LAS VEGAS NV 89135 1 1 1 0 President, CEO 0001581773 Chautauqua Management, LLC 10600 WEST CHARLESTON BOULEVARD LAS VEGAS NV 89135 0 0 0 1 Member of 10% Group 0001581826 Chautauqua IIA, LLC 10600 WEST CHARLESTON BOULEVARD LAS VEGAS NV 89135 0 0 0 1 Member of 10% Group 0001581827 Chautauqua IIB, LLC 10600 WEST CHARLESTON BOULEVARD LAS VEGAS NV 89135 0 0 0 1 Member of 10% Group Common Stock 2016-09-02 4 U 0 3699560 30.25 D 0 I See Footnote Common Stock 2016-09-02 4 U 0 616647 30.25 D 0 I See Footnote Common Stock 2016-09-02 4 U 0 616647 30.25 D 0 I See Footnote Stock Option (right to buy) 14.00 2016-09-02 4 D 0 400000 16.25 D 2023-07-18 Common Stock 400000 0 D Stock Option (right to buy) 14.00 2016-09-02 4 D 0 1073850 16.25 D 2023-07-18 Common Stock 1073850 0 D Directly by Chautauqua Management, LLC ("CML") and indirectly by David F. Palmer as the sole manager of CML. Mr. Palmer disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. Directly by Chautauqua IIA, LLC ("CIIA") and indirectly by Mr. Palmer as investment manager of CIIA. Mr. Palmer disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. Directly by Chautauqua IIB, LLC ("CIIB") and indirectly by Mr. Palmer's spouse, as investment manager of CIIB. Mr. Palmer disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. This option was canceled as of the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of June 29, 2016, by and among Dakota Parent, Inc., Dakota Merger Sub, Inc., and Diamond Resorts International, Inc. (the "Company") (the "Effective Time"), and converted into the right to receive a lump-sum cash payment promptly after the Effective Time equal to the product of (i) the number of shares underlying such option and (ii) the excess, if any, of the $30.25 merger consideration payable in the merger for each share of the Company's common stock over the exercise price per share of such option, without interest and less any applicable withholding tax. /s/ Jared T. Finkelstein, attorney-in-fact for David F. Palmer 2016-09-02 /s/ Jared T. Finkelstein, attorney-in-fact for Chautauqua Management, LLC 2016-09-02 /s/ Jared T. Finkelstein, attorney-in-fact for Chautauqua IIA, LLC 2016-09-02 /s/ Jared T. Finkelstein, attorney-in-fact for Chautauqua IIB, LLC 2016-09-02