0001422508-19-000004.txt : 20191018
0001422508-19-000004.hdr.sgml : 20191018
20191018123257
ACCESSION NUMBER: 0001422508-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191018
DATE AS OF CHANGE: 20191018
EFFECTIVENESS DATE: 20191018
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montecito Bank & Trust
CENTRAL INDEX KEY: 0001422508
IRS NUMBER: 952900153
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13052
FILM NUMBER: 191157251
BUSINESS ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
BUSINESS PHONE: 805-564-0281
MAIL ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001422508
XXXXXXXX
09-30-2019
09-30-2019
Montecito Bank & Trust
P.O. BOX 1440
SANTA BARBARA
CA
93102
13F HOLDINGS REPORT
028-13052
N
Peter Madlem
CIO
805-564-0281
Peter Madlem
Santa Barbara
CA
10-18-2019
0
208
336504
false
INFORMATION TABLE
2
Montecito92019.xml
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Com
00162Q866
1850
202424
SH
SOLE
0
202424
0
0
ALERIAN MLP ETF
Com
00162Q866
24
2675
SH
DFND
0
2675
0
0
AT&T INC
Com
00206R102
487
12876
SH
SOLE
0
12876
0
0
AT&T INC
Com
00206R102
88
2330
SH
DFND
0
2330
0
0
ABBVIE INC
Com
00287Y109
920
12148
SH
SOLE
0
12148
0
0
ABBVIE INC
Com
00287Y109
412
5446
SH
DFND
0
5446
0
0
ADOBE SYSTEMS INC
Com
00724F101
482
1745
SH
SOLE
0
1745
0
0
ALASKA AIR GROUP INC
Com
011659109
365
5618
SH
SOLE
0
5618
0
0
ALASKA AIR GROUP INC
Com
011659109
95
1470
SH
DFND
0
1470
0
0
ALEXION PHARMACEUTICALS INC COM
Com
015351109
317
3235
SH
SOLE
0
3235
0
0
ALPHABET INC-CL C
Com
02079K107
919
754
SH
SOLE
0
754
0
0
ALPHABET INC-CL C
Com
02079K107
49
40
SH
DFND
0
40
0
0
ALPHABET INC-CL A
Com
02079K305
2197
1799
SH
SOLE
0
1799
0
0
ALPHABET INC-CL A
Com
02079K305
98
80
SH
DFND
0
80
0
0
ALTRIA GROUP INC
Com
02209S103
368
8988
SH
SOLE
0
8988
0
0
ALTRIA GROUP INC
Com
02209S103
79
1935
SH
DFND
0
1935
0
0
AMERIPRISE FINANCIAL INC
Com
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503
3420
SH
SOLE
0
3420
0
0
AMERIPRISE FINANCIAL INC
Com
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103
700
SH
DFND
0
700
0
0
Bank Amer Corp
Pfd Stk
060505EU4
113
100000
SH
DFND
0
100000
0
0
BIOGEN INC
Com
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249
1069
SH
SOLE
0
1069
0
0
BLACKROCK INC
Com
09247X101
368
825
SH
SOLE
0
825
0
0
BLACKROCK INC
Com
09247X101
13
29
SH
DFND
0
29
0
0
BRISTOL-MYERS SQUIBB CO
Com
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570
11241
SH
SOLE
0
11241
0
0
BRISTOL-MYERS SQUIBB CO
Com
110122108
459
9055
SH
DFND
0
9055
0
0
CF INDUSTRIES HOLDINGS INC
Com
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372
7567
SH
SOLE
0
7567
0
0
CF INDUSTRIES HOLDINGS INC
Com
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96
1950
SH
DFND
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0
0
CVS HEALTH CORP
Com
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680
10786
SH
SOLE
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10786
0
0
CVS HEALTH CORP
Com
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250
SH
DFND
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250
0
0
CAPITAL ONE FINANCIAL CORP
Com
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401
4403
SH
SOLE
0
4403
0
0
CAPITAL ONE FINANCIAL CORP
Com
14040H105
91
1000
SH
DFND
0
1000
0
0
CATERPILLAR INC
Com
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377
2988
SH
SOLE
0
2988
0
0
CATERPILLAR INC
Com
149123101
66
520
SH
DFND
0
520
0
0
CHEVRON CORP
Com
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2253
18993
SH
SOLE
0
18643
0
350
CHEVRON CORP
Com
166764100
238
2003
SH
DFND
0
2003
0
0
CINEMARK HOLDINGS INC
Com
17243V102
464
12000
SH
SOLE
0
12000
0
0
CISCO SYSTEMS INC
Com
17275R102
2536
51332
SH
SOLE
0
51332
0
0
CISCO SYSTEMS INC
Com
17275R102
351
7100
SH
DFND
0
7100
0
0
CLOROX COMPANY
Com
189054109
609
4012
SH
SOLE
0
4012
0
0
COCA-COLA CO/THE
Com
191216100
6888
126530
SH
SOLE
0
125830
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700
COCA-COLA CO/THE
Com
191216100
38
696
SH
DFND
0
696
0
0
COGNIZANT TECH SOLUTIONS-A
Com
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265
SH
SOLE
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265
0
0
COGNIZANT TECH SOLUTIONS-A
Com
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4000
SH
DFND
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0
0
COMCAST CORP-CLASS A
Com
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242
5361
SH
SOLE
0
5361
0
0
COMCAST CORP-CLASS A
Com
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39
856
SH
DFND
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0
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CONOCOPHILLIPS
Com
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1621
28449
SH
SOLE
0
28449
0
0
CONOCOPHILLIPS
Com
20825C104
89
1565
SH
DFND
0
1565
0
0
CONSOLIDATED EDISON INC
Com
209115104
208
2200
SH
SOLE
0
2200
0
0
CONSTELLATION BRANDS INC-A
Com
21036P108
391
1885
SH
SOLE
0
1885
0
0
COSTCO WHOLESALE CORP
Com
22160K105
2309
8013
SH
SOLE
0
8013
0
0
CUMMINS INC
Com
231021106
454
2788
SH
SOLE
0
2788
0
0
CUMMINS INC
Com
231021106
73
450
SH
DFND
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0
0
DTE ENERGY COMPANY
Com
233331107
365
2747
SH
SOLE
0
2747
0
0
DTE ENERGY COMPANY
Com
233331107
120
900
SH
DFND
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0
0
DANAHER CORP
Com
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SH
SOLE
0
5645
0
0
DANAHER CORP
Com
235851102
143
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SH
DFND
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0
0
DARDEN RESTAURANTS INC
Com
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349
2950
SH
SOLE
0
2950
0
0
WALT DISNEY CO/THE
Com
254687106
3521
27018
SH
SOLE
0
27018
0
0
WALT DISNEY CO/THE
Com
254687106
147
1129
SH
DFND
0
1129
0
0
DOMINION RESOURCES INC/VA
Com
25746U109
1042
12855
SH
SOLE
0
12855
0
0
ECOLAB INC
Com
278865100
1947
9830
SH
SOLE
0
9830
0
0
EMERSON ELECTRIC CO
Com
291011104
714
10674
SH
SOLE
0
10274
0
400
EMERSON ELECTRIC CO
Com
291011104
189
2830
SH
DFND
0
2830
0
0
ENBRIDGE INC
Com
29250N105
278
7912
SH
SOLE
0
7912
0
0
ENBRIDGE INC
Com
29250N105
41
1180
SH
DFND
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1180
0
0
ENTERPRISE PRODUCTS PARTNERS
Com
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751
26288
SH
SOLE
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26288
0
0
EXXON MOBIL CORP
Com
30231G102
1313
18589
SH
SOLE
0
18589
0
0
EXXON MOBIL CORP
Com
30231G102
838
11870
SH
DFND
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11870
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FACEBOOK INC-A
Com
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512
2874
SH
SOLE
0
2874
0
0
FACEBOOK INC-A
Com
30303M102
108
605
SH
DFND
0
605
0
0
FEDEX CORP
Com
31428X106
425
2920
SH
SOLE
0
2920
0
0
FEDEX CORP
Com
31428X106
265
1820
SH
DFND
0
1820
0
0
FIRST CLOUD COMPUTING ETF
Com
33734X192
505
8945
SH
SOLE
0
8945
0
0
FISERV INC
Com
337738108
1080
10429
SH
SOLE
0
10429
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FISERV INC
Com
337738108
269
2600
SH
DFND
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2600
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FRANKLIN CALIF TAX FREE INCOME
Com
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222751
SH
SOLE
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222751
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GENERAL DYNAMICS CORP
Com
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240
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SH
SOLE
0
1314
0
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GENERAL DYNAMICS CORP
Com
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18
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SH
DFND
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0
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GENERAL MILLS INC
Com
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17287
SH
SOLE
0
17287
0
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GENERAL MILLS INC
Com
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128
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SH
DFND
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2324
0
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GILEAD SCIENCES INC
Com
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411
6487
SH
SOLE
0
6487
0
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GILEAD SCIENCES INC
Com
375558103
29
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SH
DFND
0
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0
0
GLOBAL X S&P 500 CATHOLIC VALUES ETF
Com
37954Y889
233
6400
SH
SOLE
0
6400
0
0
GOLDMAN SACHS GROUP INC
Com
38141G104
462
2229
SH
SOLE
0
2229
0
0
GOLDMAN ACTIVEBETA US LC ETF
Com
381430503
597
9968
SH
SOLE
0
9968
0
0
WW GRAINGER INC
Com
384802104
523
1759
SH
DFND
0
1759
0
0
HCP INC COM
Com
40414L109
2327
65305
SH
SOLE
0
65305
0
0
HP INC
Com
40434L105
340
17955
SH
SOLE
0
17955
0
0
HP INC
Com
40434L105
127
6700
SH
DFND
0
6700
0
0
HOME DEPOT INC
Com
437076102
575
2478
SH
SOLE
0
2478
0
0
HOME DEPOT INC
Com
437076102
414
1785
SH
DFND
0
1785
0
0
HONEYWELL INTERNATIONAL INC
Com
438516106
1608
9502
SH
SOLE
0
9502
0
0
HONEYWELL INTERNATIONAL INC
Com
438516106
118
700
SH
DFND
0
700
0
0
HOST HOTELS & RESORTS INC
Com
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378
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SH
SOLE
0
21853
0
0
HOST HOTELS & RESORTS INC
Com
44107P104
81
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SH
DFND
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4700
0
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ILLINOIS TOOL WORKS
Com
452308109
672
4294
SH
SOLE
0
4294
0
0
INTEL CORP
Com
458140100
1395
27075
SH
SOLE
0
27075
0
0
INTEL CORP
Com
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551
10697
SH
DFND
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10697
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INTL BUSINESS MACHINES CORP
Com
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SH
SOLE
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5768
0
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INTL BUSINESS MACHINES CORP
Com
459200101
422
2900
SH
DFND
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2900
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INVESCO QQQ TRUST
Com
46090E103
2363
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SH
SOLE
0
12515
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Invesco Exchange Traded Fd Tr Water Res ETF
Com
46137V142
372
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SH
SOLE
0
10159
0
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INVESCO S&P MIDCAP MOMENTUM ETF
Com
46137V464
1123
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SH
SOLE
0
19266
0
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INVESCO S&P SMALLCAP HEALTH CARE ETF
Com
46138E149
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SH
SOLE
0
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0
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INVESCO S&P SMALLCAP HEALTH CARE ETF
Com
46138E149
47
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SH
DFND
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INVESTMENT MANGERS SER TR WCM
Com
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387
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SH
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ISHARES GOLD TRUST ISHARES
Com
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SH
SOLE
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ISHARES CORE S&P US STOCK MARKET ETF
Com
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2641
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SH
SOLE
0
39372
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ISHARES DJ SELECT DIVIDEND ETF
Com
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SH
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ISHARES DJ SELECT DIVIDEND ETF
Com
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82
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SH
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ISHARES CORE S&P 500 ETF
Com
464287200
4668
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SH
SOLE
0
15638
0
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ISHARES MSCI EMERGING MKT ETF
Com
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1080
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SH
SOLE
0
26416
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ISHARES MSCI EMERGING MKT ETF
Com
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58
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SH
DFND
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1424
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ISHARES S&P GLOBAL TECHNOLOGY SECTOR
Com
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294
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SH
SOLE
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1587
0
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ISHARES S&P 500 GROWTH ETF
Com
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783
4348
SH
SOLE
0
4348
0
0
ISHARES S&P 500 VALUE ETF
Com
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500
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SH
SOLE
0
4199
0
0
ISHARES MSCI EAFE ETF
Com
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SH
SOLE
0
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0
0
ISHARES MSCI EAFE ETF
Com
464287465
143
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SH
DFND
0
2197
0
0
ISHARES RUSSELL MIDCAP VALUE ETF
Com
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318
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SH
SOLE
0
3543
0
0
ISHARES RUSSELL MIDCAP ETF
Com
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SH
SOLE
0
35394
0
0
ISHARES CORE S&P MID-CAP ETF
Com
464287507
11559
59820
SH
SOLE
0
59820
0
0
ISHARES CORE S&P MID-CAP ETF
Com
464287507
368
1907
SH
DFND
0
1907
0
0
ISHARES EXPANDED TECH- SOFTWARE SECTOR ETF
Com
464287515
547
2582
SH
SOLE
0
2582
0
0
ISHARES RUSSELL 1000 VALUE ETF
Com
464287598
14365
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SH
SOLE
0
112001
0
0
ISHARES RUSSELL 1000 VALUE ETF
Com
464287598
325
2534
SH
DFND
0
2534
0
0
ISHARES S&P MIDCAP 400/GRWTH ETF
Com
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739
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SH
SOLE
0
3301
0
0
ISHARES RUSSELL 1000 GROWTH ETF
Com
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23928
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SH
SOLE
0
149899
0
0
ISHARES RUSSELL 1000 GROWTH ETF
Com
464287614
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SH
DFND
0
4692
0
0
ISHARES RUSSELL 1000 ETF
Com
464287622
2867
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SH
SOLE
0
17422
0
0
ISHARES RUSSELL 2000 GROWTH ETF
Com
464287648
4346
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SH
SOLE
0
22550
0
0
ISHARES RUSSELL 2000 GROWTH ETF
Com
464287648
120
625
SH
DFND
0
625
0
0
ISHARES RUSSELL 2000 ETF
Com
464287655
4289
28340
SH
SOLE
0
28340
0
0
ISHARES RUSSELL 2000 ETF
Com
464287655
9
59
SH
DFND
0
59
0
0
ISHARES S&P MIDCAP 400/VALUE ETF
Com
464287705
555
3472
SH
SOLE
0
3472
0
0
ISHARES DJ US TECHNOLOGY SEC ETF
Com
464287721
1685
8251
SH
SOLE
0
8251
0
0
ISHARES DJ US TECHNOLOGY SEC ETF
Com
464287721
137
673
SH
DFND
0
673
0
0
ISHARES CORE S&P SMALL-CAP ETF
Com
464287804
4336
55706
SH
SOLE
0
55706
0
0
ISHARES CORE S&P SMALL-CAP ETF
Com
464287804
555
7136
SH
DFND
0
7136
0
0
ISHARES S&P SMALLCAP 600/VAL ETF
Com
464287879
641
4270
SH
SOLE
0
4270
0
0
ISHARES S&P SMALLCAP/600 GROWTH ETF
Com
464287887
571
3200
SH
SOLE
0
3200
0
0
ISHARES MSCI ACWI ETF
Com
464288257
732
9928
SH
SOLE
0
9928
0
0
ISHARES MSCI EAFE SMALL CAP ETF
Com
464288273
688
12028
SH
SOLE
0
12028
0
0
ISHARES MSCI EAFE SMALL CAP ETF
Com
464288273
128
2238
SH
DFND
0
2238
0
0
ISHARES JPMORGAN USD EMERGING MKTS BOND ETF
Com
464288281
3934
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SH
SOLE
0
34711
0
0
ISHARES JPMORGAN USD EMERGING MKTS BOND ETF
Com
464288281
30
267
SH
DFND
0
267
0
0
ISHARES TR MBS ETF
Com
464288588
3436
31725
SH
SOLE
0
31725
0
0
ISHARES S&P PREF STK ETF
Com
464288687
862
22959
SH
SOLE
0
22959
0
0
ISHARES DJ US MEDICAL DEVICE ETF
Com
464288810
731
2958
SH
SOLE
0
2958
0
0
ISHARES CORE US TREASURY BOND ETF
Com
46429B267
16130
612711
SH
SOLE
0
612711
0
0
ISHARES CORE US TREASURY BOND ETF
Com
46429B267
295
11222
SH
DFND
0
11222
0
0
ISHARES TR FLTG RATE NT ETF
Com
46429B655
1080
21186
SH
SOLE
0
21186
0
0
ISHARES TR MIN VOL USA ETF
Com
46429B697
14273
222675
SH
SOLE
0
222675
0
0
ISHARES TR MIN VOL USA ETF
Com
46429B697
152
2367
SH
DFND
0
2367
0
0
ISHARES SHORT MATURITY BOND ETF
Com
46431W507
3251
64574
SH
SOLE
0
64574
0
0
ISHARES SHORT MATURITY BOND ETF
Com
46431W507
33
650
SH
DFND
0
650
0
0
ISHARES EDGE MSCI USA QUALITY
Com
46432F339
3294
35653
SH
SOLE
0
35653
0
0
ISHARES EDGE MSCI USA QUALITY
Com
46432F339
23
250
SH
DFND
0
250
0
0
ISHARES EDGE MSCI USA MOMENT
Com
46432F396
827
6934
SH
SOLE
0
6934
0
0
ISHARES CORE MSCI EAFE ETF
Com
46432F842
5300
86778
SH
SOLE
0
86778
0
0
ISHARES CORE MSCI EAFE ETF
Com
46432F842
1082
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SH
DFND
0
17725
0
0
ISHARES CORE MSCI EMERGING MARKETS ETF
Com
46434G103
737
15032
SH
SOLE
0
15032
0
0
ISHARES CORE MSCI EMERGING MARKETS ETF
Com
46434G103
488
9963
SH
DFND
0
9963
0
0
ISHARES MSCI EMESG OPTIMIZED
Com
46434G863
250
7700
SH
SOLE
0
7700
0
0
ISHA CURR HEDGED MSCI EAFE
Com
46434V803
494
16485
SH
SOLE
0
16485
0
0
ISHA CURR HEDGED MSCI EAFE
Com
46434V803
94
3150
SH
DFND
0
3150
0
0
JPMORGAN CHASE & CO
Com
46625H100
3250
27618
SH
SOLE
0
27618
0
0
JPMORGAN CHASE & CO
Com
46625H100
154
1310
SH
DFND
0
1310
0
0
JPMORGAN ALERIAN MLP INDEX ETN
Com
46625H365
207
8900
SH
SOLE
0
8900
0
0
JOHNSON & JOHNSON
Com
478160104
1563
12082
SH
SOLE
0
11832
0
250
JOHNSON & JOHNSON
Com
478160104
1166
9015
SH
DFND
0
9015
0
0
KIMBERLY-CLARK CORP
Com
494368103
2008
14137
SH
SOLE
0
13862
0
275
KIMBERLY-CLARK CORP
Com
494368103
143
1010
SH
DFND
0
1010
0
0
LKQ CORPORATION
Com
501889208
398
12662
SH
SOLE
0
12662
0
0
LKQ CORPORATION
Com
501889208
91
2900
SH
DFND
0
2900
0
0
ELI LILLY & CO
Com
532457108
934
8354
SH
SOLE
0
8354
0
0
ELI LILLY & CO
Com
532457108
32
285
SH
DFND
0
285
0
0
LOWE'S COS INC
Com
548661107
417
3796
SH
SOLE
0
3796
0
0
LOWE'S COS INC
Com
548661107
67
610
SH
DFND
0
610
0
0
MASTERCARD INC-CLASS A
Com
57636Q104
536
1974
SH
SOLE
0
1974
0
0
MASTERCARD INC-CLASS A
Com
57636Q104
155
570
SH
DFND
0
570
0
0
MCDONALD'S CORP
Com
580135101
1430
6660
SH
SOLE
0
6660
0
0
MCDONALD'S CORP
Com
580135101
21
100
SH
DFND
0
100
0
0
MCKESSON CORP
Com
58155Q103
317
2320
SH
SOLE
0
2320
0
0
MCKESSON CORP
Com
58155Q103
109
800
SH
DFND
0
800
0
0
MERCK & CO. INC.
Com
58933Y105
176
2096
SH
SOLE
0
2096
0
0
MERCK & CO. INC.
Com
58933Y105
721
8560
SH
DFND
0
8560
0
0
MICROSOFT CORP
Com
594918104
4173
30017
SH
SOLE
0
30017
0
0
MICROSOFT CORP
Com
594918104
2057
14797
SH
DFND
0
14797
0
0
MONDELEZ INTERNATIONAL INC-A
Com
609207105
508
9175
SH
SOLE
0
9175
0
0
MONDELEZ INTERNATIONAL INC-A
Com
609207105
186
3370
SH
DFND
0
3370
0
0
MOTOROLA SOLUTIONS INC
Com
620076307
1079
6329
SH
SOLE
0
6329
0
0
NATIONAL OILWELL VARCO INC
Com
637071101
310
14643
SH
SOLE
0
14643
0
0
NATIONAL OILWELL VARCO INC
Com
637071101
46
2150
SH
DFND
0
2150
0
0
NEXTERA ENERGY INC
Com
65339F101
385
1651
SH
SOLE
0
1651
0
0
NEXTERA ENERGY INC
Com
65339F101
24
102
SH
DFND
0
102
0
0
NIKE INC -CL B
Com
654106103
412
4382
SH
SOLE
0
4382
0
0
NOVARTIS AG-SPONSORED ADR
Com
66987V109
373
4292
SH
SOLE
0
4292
0
0
NOVARTIS AG-SPONSORED ADR
Com
66987V109
37
430
SH
DFND
0
430
0
0
NVIDIA CORP
Com
67066G104
1320
7585
SH
SOLE
0
7585
0
0
NVIDIA CORP
Com
67066G104
61
350
SH
DFND
0
350
0
0
ORACLE CORP
Com
68389X105
489
8877
SH
SOLE
0
8877
0
0
ORACLE CORP
Com
68389X105
6
115
SH
DFND
0
115
0
0
PNC FINANCIAL SERVICES GROUP
Com
693475105
200
1430
SH
SOLE
0
1430
0
0
PNC FINANCIAL SERVICES GROUP
Com
693475105
59
420
SH
DFND
0
420
0
0
PALO ALTO NETWORKS INC
Com
697435105
227
1112
SH
SOLE
0
1112
0
0
PAYPAL HOLDINGS INC
Com
70450Y103
937
9049
SH
SOLE
0
9049
0
0
PEPSICO INC
Com
713448108
1026
7485
SH
SOLE
0
7310
0
175
PEPSICO INC
Com
713448108
799
5826
SH
DFND
0
5826
0
0
PFIZER INC
Com
717081103
1521
42339
SH
SOLE
0
42339
0
0
PFIZER INC
Com
717081103
429
11947
SH
DFND
0
11947
0
0
PHILIP MORRIS INTERNATIONAL
Com
718172109
463
6096
SH
SOLE
0
6096
0
0
PHILIP MORRIS INTERNATIONAL
Com
718172109
151
1985
SH
DFND
0
1985
0
0
PHILLIPS 66
Com
718546104
225
2195
SH
SOLE
0
2120
0
75
PHILLIPS 66
Com
718546104
19
184
SH
DFND
0
184
0
0
PROCTER & GAMBLE CO/THE
Com
742718109
2152
17298
SH
SOLE
0
17048
0
250
PROCTER & GAMBLE CO/THE
Com
742718109
370
2974
SH
DFND
0
2974
0
0
PUBLIC SERVICE ENTERPRISE GP
Com
744573106
421
6784
SH
SOLE
0
6784
0
0
PUBLIC SERVICE ENTERPRISE GP
Com
744573106
156
2516
SH
DFND
0
2516
0
0
QUALCOMM INC
Com
747525103
235
3083
SH
SOLE
0
3083
0
0
QUALCOMM INC
Com
747525103
33
428
SH
DFND
0
428
0
0
ROPER TECHNOLOGIES INC
Com
776696106
353
989
SH
SOLE
0
989
0
0
ROPER TECHNOLOGIES INC
Com
776696106
167
468
SH
DFND
0
468
0
0
ROYCE PENNSYLVANIA MUTUAL FUND
Com
780905840
263
29162
SH
SOLE
0
29162
0
0
SPDR S&P 500 ETF TRUST
Com
78462F103
9547
32169
SH
SOLE
0
32169
0
0
SPDR S&P 500 ETF TRUST
Com
78462F103
53
177
SH
DFND
0
177
0
0
SPDR GOLD TRUST
Com
78463V107
1106
7961
SH
SOLE
0
7961
0
0
SPDR MSCI ACWI EX-US
Com
78463X848
13105
363424
SH
SOLE
0
363424
0
0
SPDR DJ WILSHIRE INTL REAL ESTATE
Com
78463X863
362
9151
SH
SOLE
0
9151
0
0
SPDR BBG BARC CONVERTIBLE
Com
78464A359
4808
91666
SH
SOLE
0
91666
0
0
SPDR BBG BARC CONVERTIBLE
Com
78464A359
283
5400
SH
DFND
0
5400
0
0
SPDR DOW JONES REIT ETF
Com
78464A607
374
3580
SH
SOLE
0
3580
0
0
SPDR DOW JONES REIT ETF
Com
78464A607
6
60
SH
DFND
0
60
0
0
SPDR S&P AEROSPACE & DEFENSE ETF
Com
78464A631
480
4497
SH
SOLE
0
4497
0
0
SPDR S&P REGIONAL BANKING ETF
Com
78464A698
276
5236
SH
SOLE
0
5236
0
0
SPDR S&P REGIONAL BANKING ETF
Com
78464A698
17
316
SH
DFND
0
316
0
0
KBW BANK ETF
Com
78464A797
354
8191
SH
SOLE
0
8191
0
0
KBW BANK ETF
Com
78464A797
30
690
SH
DFND
0
690
0
0
SPDR S&P BIOTECH ETF
Com
78464A870
297
3900
SH
SOLE
0
3900
0
0
SPDR S&P MIDCAP 400 ETF TRUST
Com
78467Y107
1334
3785
SH
SOLE
0
3785
0
0
SVB FINANCIAL GROUP
Com
78486Q101
418
2000
SH
SOLE
0
2000
0
0
SCHLUMBERGER LTD
Com
806857108
177
5168
SH
SOLE
0
5168
0
0
SCHLUMBERGER LTD
Com
806857108
48
1400
SH
DFND
0
1400
0
0
SCHWAB (CHARLES) CORP
Com
808513105
232
5538
SH
SOLE
0
5538
0
0
HEALTH CARE SELECT SECTOR SPDR
Com
81369Y209
1656
18378
SH
SOLE
0
18378
0
0
HEALTH CARE SELECT SECTOR SPDR
Com
81369Y209
41
450
SH
DFND
0
450
0
0
CONSUMER STAPLES SELECT SECTOR SPDR
Com
81369Y308
204
3323
SH
SOLE
0
3323
0
0
CONSUMER STAPLES SELECT SECTOR SPDR
Com
81369Y308
26
425
SH
DFND
0
425
0
0
CONSUMER DISCRETIONARY SELT
Com
81369Y407
1283
10632
SH
SOLE
0
10632
0
0
FINANCIAL SELECT SECTOR SPDR
Com
81369Y605
795
28379
SH
SOLE
0
28379
0
0
TECHNOLOGY SELECT SECT SPDR
Com
81369Y803
1172
14553
SH
SOLE
0
14553
0
0
UTILITIES SELECT SECTOR SPDR
Com
81369Y886
1432
22112
SH
SOLE
0
22112
0
0
UTILITIES SELECT SECTOR SPDR
Com
81369Y886
18
280
SH
DFND
0
280
0
0
SOUTHERN CO/THE
Com
842587107
290
4697
SH
SOLE
0
4697
0
0
SOUTHERN CO/THE
Com
842587107
126
2038
SH
DFND
0
2038
0
0
STANLEY BLACK & DECKER INC
Com
854502101
593
4106
SH
SOLE
0
4106
0
0
STANLEY BLACK & DECKER INC
Com
854502101
103
710
SH
DFND
0
710
0
0
STARBUCKS CORP
Com
855244109
214
2415
SH
SOLE
0
2415
0
0
STARBUCKS CORP
Com
855244109
80
900
SH
DFND
0
900
0
0
Alta Properties, Inc.
Com
863012544
93
12544
SH
SOLE
0
12544
0
0
Alta Properties, Inc.
Com
863112000
89
12000
SH
SOLE
0
12000
0
0
SYSCO CORP
Com
871829107
342
4306
SH
SOLE
0
4306
0
0
TJX COMPANIES INC
Com
872540109
285
5110
SH
SOLE
0
5110
0
0
TEXAS INSTRUMENTS INC
Com
882508104
128
988
SH
SOLE
0
988
0
0
TEXAS INSTRUMENTS INC
Com
882508104
90
700
SH
DFND
0
700
0
0
THERMO FISHER SCIENTIFIC INC
Com
883556102
921
3162
SH
SOLE
0
3162
0
0
THERMO FISHER SCIENTIFIC INC
Com
883556102
157
540
SH
DFND
0
540
0
0
3M CO
Com
88579Y101
653
3970
SH
SOLE
0
3970
0
0
3M CO
Com
88579Y101
521
3170
SH
DFND
0
3170
0
0
TOYOTA MOTOR CORP -SPON ADR
Com
892331307
346
2575
SH
SOLE
0
2575
0
0
TYSON FOODS INC-CL A
Com
902494103
356
4133
SH
SOLE
0
4133
0
0
TYSON FOODS INC-CL A
Com
902494103
142
1645
SH
DFND
0
1645
0
0
US BANCORP
Com
902973304
220
3973
SH
SOLE
0
3973
0
0
US BANCORP
Com
902973304
45
820
SH
DFND
0
820
0
0
UNION PACIFIC CORP
Com
907818108
1094
6752
SH
SOLE
0
6752
0
0
UNION PACIFIC CORP
Com
907818108
478
2949
SH
DFND
0
2949
0
0
UNITED PARCEL SERVICE-CL B
Com
911312106
308
2568
SH
SOLE
0
2568
0
0
UNITED TECHNOLOGIES CORP
Com
913017109
346
2532
SH
SOLE
0
2532
0
0
UNITED TECHNOLOGIES CORP
Com
913017109
177
1295
SH
DFND
0
1295
0
0
UNITEDHEALTH GROUP INC
Com
91324P102
258
1188
SH
SOLE
0
1188
0
0
UNITEDHEALTH GROUP INC
Com
91324P102
37
170
SH
DFND
0
170
0
0
UNUM GROUP
Com
91529Y106
371
12486
SH
SOLE
0
12486
0
0
UNUM GROUP
Com
91529Y106
80
2700
SH
DFND
0
2700
0
0
VF CORP
Com
918204108
285
3203
SH
SOLE
0
3203
0
0
VALERO ENERGY CORP
Com
91913Y100
390
4580
SH
SOLE
0
4580
0
0
VALERO ENERGY CORP
Com
91913Y100
126
1480
SH
DFND
0
1480
0
0
VANGUARD DIVIDEND APPREC ETF
Com
921908844
3449
28844
SH
SOLE
0
28844
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
Com
921943858
313
7610
SH
SOLE
0
7610
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
Com
921943858
140
3400
SH
DFND
0
3400
0
0
VANGUARD HIGH DVD YIELD ETF
Com
921946406
532
5999
SH
SOLE
0
5999
0
0
VANGUARD HIGH DVD YIELD ETF
Com
921946406
147
1657
SH
DFND
0
1657
0
0
VANGUARD INTL HIGH DIVIDEND YIELD ETF
Com
921946794
74
1253
SH
SOLE
0
1253
0
0
VANGUARD INTL HIGH DIVIDEND YIELD ETF
Com
921946794
174
2938
SH
DFND
0
2938
0
0
VANGUARD FTSE ALL-WORLD EX-US
Com
922042775
1049
21029
SH
SOLE
0
21029
0
0
VANGUARD FTSE EMERGING MARKETS ETF
Com
922042858
248
6158
SH
SOLE
0
6158
0
0
VANGUARD FTSE EMERGING MARKETS ETF
Com
922042858
169
4202
SH
DFND
0
4202
0
0
VANGUARD INTL EQUITY INDEX PACIFIC ETF
Com
922042866
343
5194
SH
SOLE
0
5194
0
0
VANGUARD SHORT-TERM CORP BO
Com
92206C409
3114
38420
SH
SOLE
0
38420
0
0
VANGUARD SHORT-TERM CORP BO
Com
92206C409
118
1450
SH
DFND
0
1450
0
0
VANGUARD S&P 500 ETF
Com
922908363
530
1945
SH
SOLE
0
1945
0
0
VANGUARD REAL ESTATE ETF
Com
922908553
1558
16710
SH
SOLE
0
16710
0
0
VANGUARD REAL ESTATE ETF
Com
922908553
91
971
SH
DFND
0
971
0
0
VANGUARD IND FD MID-CAP
Com
922908629
302
1801
SH
SOLE
0
1801
0
0
VANGUARD IND FD MID-CAP
Com
922908629
284
1693
SH
DFND
0
1693
0
0
VANGUARD SMALL-CAP ETF
Com
922908751
155
1010
SH
SOLE
0
1010
0
0
VANGUARD SMALL-CAP ETF
Com
922908751
123
800
SH
DFND
0
800
0
0
VERIZON COMMUNICATIONS INC
Com
92343V104
3448
57123
SH
SOLE
0
57123
0
0
VERIZON COMMUNICATIONS INC
Com
92343V104
254
4215
SH
DFND
0
4215
0
0
VISA INC-CLASS A SHARES
Com
92826C839
2303
13386
SH
SOLE
0
13036
0
350
VISA INC-CLASS A SHARES
Com
92826C839
52
300
SH
DFND
0
300
0
0
WALMART INC
Com
931142103
1553
13087
SH
SOLE
0
13087
0
0
WALMART INC
Com
931142103
214
1800
SH
DFND
0
1800
0
0
WALGREENS BOOTS ALLIANCE INC
Com
931427108
651
11771
SH
SOLE
0
11771
0
0
WALGREENS BOOTS ALLIANCE INC
Com
931427108
82
1480
SH
DFND
0
1480
0
0
WELLS FARGO & CO
Com
949746101
679
13456
SH
SOLE
0
13456
0
0
WELLS FARGO & CO
Com
949746101
421
8345
SH
DFND
0
8345
0
0
WISDOMTREE HIGH DIVIDEND FUND
Com
97717W208
391
5245
SH
SOLE
0
5245
0
0
WISDOMTREE EMERGING MARKETS
Com
97717W315
1448
35041
SH
SOLE
0
35041
0
0
WISDOMTREE EMERGING MARKETS
Com
97717W315
59
1435
SH
DFND
0
1435
0
0
WISDOM TREE MID CAP DIVIDEND
Com
97717W505
226
6222
SH
SOLE
0
6222
0
0
WISDOM TREE SMALL CAP DIVIDEND
Com
97717W604
592
21613
SH
SOLE
0
21613
0
0
WISDOMTREE US QUALITY DIVID
Com
97717X669
669
14844
SH
SOLE
0
14844
0
0
XILINX INC
Com
983919101
347
3619
SH
SOLE
0
3619
0
0
INFINEON TECHNOLOG ORD NPV
Pfd Stk
D58895059
285
11900
SH
SOLE
0
11900
0
0
ALLERGAN PLC
Com
G0177J108
358
2128
SH
SOLE
0
2128
0
0
ALLERGAN PLC
Com
G0177J108
88
520
SH
DFND
0
520
0
0
ACCENTURE PLC-CL A
Com
G1151C101
504
2619
SH
SOLE
0
2619
0
0
ACCENTURE PLC-CL A
Com
G1151C101
90
467
SH
DFND
0
467
0
0
EATON CORP PLC
Com
G29183103
413
4966
SH
SOLE
0
4966
0
0
EATON CORP PLC
Com
G29183103
37
440
SH
DFND
0
440
0
0
INGERSOLL-RAND PLC SHS
Com
G47791101
894
7255
SH
SOLE
0
7255
0
0
INGERSOLL-RAND PLC SHS
Com
G47791101
12
101
SH
DFND
0
101
0
0
MEDTRONIC PLC
Com
G5960L103
496
4565
SH
SOLE
0
4565
0
0
MEDTRONIC PLC
Com
G5960L103
17
156
SH
DFND
0
156
0
0
APTIV PLC
Com
G6095L109
403
4609
SH
SOLE
0
4609
0
0
APTIV PLC
Com
G6095L109
101
1150
SH
DFND
0
1150
0
0
CHUBB LTD
Com
H1467J104
649
4018
SH
SOLE
0
4018
0
0
CHUBB LTD
Com
H1467J104
13
79
SH
DFND
0
79
0
0