0001422508-19-000001.txt : 20190205
0001422508-19-000001.hdr.sgml : 20190205
20190204193251
ACCESSION NUMBER: 0001422508-19-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190205
DATE AS OF CHANGE: 20190204
EFFECTIVENESS DATE: 20190205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montecito Bank & Trust
CENTRAL INDEX KEY: 0001422508
IRS NUMBER: 952900153
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13052
FILM NUMBER: 19565868
BUSINESS ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
BUSINESS PHONE: 805-564-0281
MAIL ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001422508
XXXXXXXX
12-31-2018
12-31-2018
Montecito Bank & Trust
P.O. BOX 1440
SANTA BARBARA
CA
93102
13F HOLDINGS REPORT
028-13052
N
Peter Madlem
CIO
805-564-0281
Peter Madlem
Santa Barbara
CA
02-04-2019
0
191
289454
false
INFORMATION TABLE
2
Montecito12312018.xml
ALERIAN MLP ETF
Com
00162Q866
1605
183896
SH
SOLE
0
183896
0
0
ALERIAN MLP ETF
Com
00162Q866
23
2675
SH
DFND
0
2675
0
0
AT&T INC
Com
00206R102
301
10556
SH
SOLE
0
10556
0
0
AT&T INC
Com
00206R102
66
2330
SH
DFND
0
2330
0
0
ABBVIE INC
Com
00287Y109
1306
14165
SH
SOLE
0
14165
0
0
ABBVIE INC
Com
00287Y109
502
5448
SH
DFND
0
5448
0
0
ADOBE SYSTEMS INC
Com
00724F101
399
1765
SH
SOLE
0
1765
0
0
ALASKA AIR GROUP INC
Com
011659109
316
5189
SH
SOLE
0
5189
0
0
ALASKA AIR GROUP INC
Com
011659109
89
1470
SH
DFND
0
1470
0
0
ALPHABET INC-CL C
Com
02079K107
729
704
SH
SOLE
0
704
0
0
ALPHABET INC-CL C
Com
02079K107
41
40
SH
DFND
0
40
0
0
ALPHABET INC-CL A
Com
02079K305
2719
2602
SH
SOLE
0
2602
0
0
ALPHABET INC-CL A
Com
02079K305
84
80
SH
DFND
0
80
0
0
ALTRIA GROUP INC
Com
02209S103
433
8763
SH
SOLE
0
8763
0
0
ALTRIA GROUP INC
Com
02209S103
96
1935
SH
DFND
0
1935
0
0
AMERIPRISE FINANCIAL INC
Com
03076C106
301
2888
SH
SOLE
0
2888
0
0
AMERIPRISE FINANCIAL INC
Com
03076C106
73
700
SH
DFND
0
700
0
0
BIOGEN INC
Com
09062X103
240
799
SH
SOLE
0
799
0
0
BIOGEN INC
Com
09062X103
8
26
SH
DFND
0
26
0
0
BLACKROCK INC
Com
09247X101
278
708
SH
SOLE
0
708
0
0
BLACKROCK INC
Com
09247X101
11
29
SH
DFND
0
29
0
0
BRISTOL-MYERS SQUIBB CO
Com
110122108
505
9722
SH
SOLE
0
9722
0
0
BRISTOL-MYERS SQUIBB CO
Com
110122108
478
9203
SH
DFND
0
9203
0
0
CF INDUSTRIES HOLDINGS INC
Com
125269100
499
11479
SH
SOLE
0
11479
0
0
CF INDUSTRIES HOLDINGS INC
Com
125269100
85
1950
SH
DFND
0
1950
0
0
C.H. ROBINSON WORLDWIDE INC
Com
12541W209
314
3740
SH
SOLE
0
3740
0
0
CVS HEALTH CORP
Com
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650
9925
SH
SOLE
0
9925
0
0
CVS HEALTH CORP
Com
126650100
19
283
SH
DFND
0
283
0
0
CAPITAL ONE FINANCIAL CORP
Com
14040H105
339
4491
SH
SOLE
0
4491
0
0
CAPITAL ONE FINANCIAL CORP
Com
14040H105
76
1000
SH
DFND
0
1000
0
0
CATERPILLAR INC
Com
149123101
380
2988
SH
SOLE
0
2988
0
0
CATERPILLAR INC
Com
149123101
66
520
SH
DFND
0
520
0
0
CELGENE CORP
Com
151020104
313
4881
SH
SOLE
0
4881
0
0
CELGENE CORP
Com
151020104
70
1100
SH
DFND
0
1100
0
0
CHEVRON CORP
Com
166764100
2196
20189
SH
SOLE
0
19839
0
350
CHEVRON CORP
Com
166764100
218
2003
SH
DFND
0
2003
0
0
CINEMARK HOLDINGS INC
Com
17243V102
430
12000
SH
SOLE
0
12000
0
0
CISCO SYSTEMS INC
Com
17275R102
1720
39696
SH
SOLE
0
39696
0
0
CISCO SYSTEMS INC
Com
17275R102
308
7100
SH
DFND
0
7100
0
0
CLOROX COMPANY
Com
189054109
648
4203
SH
SOLE
0
4203
0
0
COCA-COLA CO/THE
Com
191216100
6184
130604
SH
SOLE
0
129904
0
700
COCA-COLA CO/THE
Com
191216100
33
696
SH
DFND
0
696
0
0
COGNIZANT TECH SOLUTIONS-A
Com
192446102
100
1576
SH
SOLE
0
1576
0
0
COGNIZANT TECH SOLUTIONS-A
Com
192446102
260
4102
SH
DFND
0
4102
0
0
CONOCOPHILLIPS
Com
20825C104
2335
37454
SH
SOLE
0
37454
0
0
CONOCOPHILLIPS
Com
20825C104
35
565
SH
DFND
0
565
0
0
CONSTELLATION BRANDS INC-A
Com
21036P108
320
1992
SH
SOLE
0
1992
0
0
COSTCO WHOLESALE CORP
Com
22160K105
1717
8427
SH
SOLE
0
8427
0
0
CUMMINS INC
Com
231021106
379
2838
SH
SOLE
0
2838
0
0
DTE ENERGY COMPANY
Com
233331107
323
2924
SH
SOLE
0
2924
0
0
DTE ENERGY COMPANY
Com
233331107
99
900
SH
DFND
0
900
0
0
DANAHER CORP
Com
235851102
577
5594
SH
SOLE
0
5594
0
0
DANAHER CORP
Com
235851102
102
992
SH
DFND
0
992
0
0
DARDEN RESTAURANTS INC
Com
237194105
334
3342
SH
SOLE
0
3342
0
0
WALT DISNEY CO/THE
Com
254687106
1676
15286
SH
SOLE
0
15286
0
0
WALT DISNEY CO/THE
Com
254687106
124
1129
SH
DFND
0
1129
0
0
DOMINION RESOURCES INC/VA
Com
25746U109
376
5268
SH
SOLE
0
5268
0
0
DOWDUPONT INC
Com
26078J100
300
5608
SH
SOLE
0
5608
0
0
DOWDUPONT INC
Com
26078J100
59
1110
SH
DFND
0
1110
0
0
ETFMG PRIME CYBER SECURITY ETF
Com
26924G201
1041
30894
SH
SOLE
0
30894
0
0
ECOLAB INC
Com
278865100
1210
8212
SH
SOLE
0
8212
0
0
EMERSON ELECTRIC CO
Com
291011104
691
11557
SH
SOLE
0
11157
0
400
EMERSON ELECTRIC CO
Com
291011104
182
3042
SH
DFND
0
3042
0
0
ENBRIDGE INC
Com
29250N105
206
6618
SH
SOLE
0
6618
0
0
ENBRIDGE INC
Com
29250N105
37
1180
SH
DFND
0
1180
0
0
ENTERPRISE PRODUCTS PARTNERS
Com
293792107
646
26288
SH
SOLE
0
26288
0
0
EXXON MOBIL CORP
Com
30231G102
1366
20036
SH
SOLE
0
20036
0
0
EXXON MOBIL CORP
Com
30231G102
816
11969
SH
DFND
0
11969
0
0
FACEBOOK INC-A
Com
30303M102
622
4744
SH
SOLE
0
4744
0
0
FACEBOOK INC-A
Com
30303M102
79
605
SH
DFND
0
605
0
0
FEDEX CORP
Com
31428X106
503
3120
SH
SOLE
0
3120
0
0
FEDEX CORP
Com
31428X106
302
1872
SH
DFND
0
1872
0
0
FIRST CLOUD COMPUTING ETF
Com
33734X192
697
14374
SH
SOLE
0
14374
0
0
FISERV INC
Com
337738108
942
12819
SH
SOLE
0
12819
0
0
FISERV INC
Com
337738108
207
2820
SH
DFND
0
2820
0
0
FRANKLIN CALIF TAX FREE INCOME
Com
352518104
1615
222751
SH
SOLE
0
222751
0
0
GENERAL DYNAMICS CORP
Com
369550108
391
2487
SH
SOLE
0
2487
0
0
GENERAL DYNAMICS CORP
Com
369550108
16
100
SH
DFND
0
100
0
0
GENERAL ELECTRIC CO
Com
369604103
55
7250
SH
SOLE
0
7250
0
0
GENERAL ELECTRIC CO
Com
369604103
77
10118
SH
DFND
0
10118
0
0
GENERAL MILLS INC
Com
370334104
199
5112
SH
SOLE
0
5112
0
0
GENERAL MILLS INC
Com
370334104
102
2616
SH
DFND
0
2616
0
0
GILEAD SCIENCES INC
Com
375558103
408
6515
SH
SOLE
0
6515
0
0
GILEAD SCIENCES INC
Com
375558103
28
450
SH
DFND
0
450
0
0
GOLDMAN SACHS GROUP INC
Com
38141G104
382
2286
SH
SOLE
0
2286
0
0
GOLDMAN ACTIVEBETA US LC ETF
Com
381430503
501
9968
SH
SOLE
0
9968
0
0
WW GRAINGER INC
Com
384802104
508
1800
SH
DFND
0
1800
0
0
HP INC
Com
40434L105
340
16604
SH
SOLE
0
16604
0
0
HP INC
Com
40434L105
137
6700
SH
DFND
0
6700
0
0
HOME DEPOT INC
Com
437076102
350
2038
SH
SOLE
0
2038
0
0
HOME DEPOT INC
Com
437076102
307
1785
SH
DFND
0
1785
0
0
HONEYWELL INTERNATIONAL INC
Com
438516106
907
6867
SH
SOLE
0
6867
0
0
HONEYWELL INTERNATIONAL INC
Com
438516106
92
700
SH
DFND
0
700
0
0
HOST HOTELS & RESORTS INC
Com
44107P104
325
19467
SH
SOLE
0
19467
0
0
HOST HOTELS & RESORTS INC
Com
44107P104
78
4700
SH
DFND
0
4700
0
0
ILLINOIS TOOL WORKS
Com
452308109
544
4294
SH
SOLE
0
4294
0
0
INTEL CORP
Com
458140100
1300
27701
SH
SOLE
0
27701
0
0
INTEL CORP
Com
458140100
509
10845
SH
DFND
0
10845
0
0
INTL BUSINESS MACHINES CORP
Com
459200101
679
5977
SH
SOLE
0
5802
0
175
INTL BUSINESS MACHINES CORP
Com
459200101
362
3186
SH
DFND
0
3186
0
0
INVESCO QQQ TRUST
Com
46090E103
2783
18038
SH
SOLE
0
18038
0
0
INVESCO S&P SMALLCAP HEALTH CARE ETF
Com
46138E149
1003
9327
SH
SOLE
0
9327
0
0
INVESCO S&P SMALLCAP HEALTH CARE ETF
Com
46138E149
45
418
SH
DFND
0
418
0
0
INVESTMENT MANGERS SER TR WCM
Com
461418444
314
22373
SH
SOLE
0
22373
0
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ISHARES MSCI PACIFIC EX-JAPAN ETF
Com
464286665
278
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SH
SOLE
0
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0
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ISHARES CORE S&P US STOCK MARKET ETF
Com
464287150
2650
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SH
SOLE
0
46681
0
0
ISHARES DJ SELECT DIVIDEND ETF
Com
464287168
1075
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SH
SOLE
0
12033
0
0
ISHARES DJ SELECT DIVIDEND ETF
Com
464287168
72
802
SH
DFND
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0
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ISHARES CORE S&P 500 ETF
Com
464287200
3565
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SH
SOLE
0
14167
0
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ISHARES MSCI EMERGING MKT ETF
Com
464287234
3544
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SH
SOLE
0
90729
0
0
ISHARES MSCI EMERGING MKT ETF
Com
464287234
187
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SH
DFND
0
4799
0
0
ISHARES S&P 500 GROWTH ETF
Com
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868
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SH
SOLE
0
5758
0
0
ISHARES S&P 500 VALUE ETF
Com
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531
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SH
SOLE
0
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0
0
ISHARES MSCI EAFE ETF
Com
464287465
9618
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SH
SOLE
0
163624
0
0
ISHARES MSCI EAFE ETF
Com
464287465
151
2566
SH
DFND
0
2566
0
0
ISHARES RUSSELL MIDCAP VALUE ETF
Com
464287473
379
4960
SH
SOLE
0
4960
0
0
ISHARES RUSSELL MIDCAP ETF
Com
464287499
1840
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SH
SOLE
0
39597
0
0
ISHARES CORE S&P MID-CAP ETF
Com
464287507
10671
64258
SH
SOLE
0
64258
0
0
ISHARES CORE S&P MID-CAP ETF
Com
464287507
416
2504
SH
DFND
0
2504
0
0
ISHARES EXPANDED TECH- SOFTWARE SECTOR ETF
Com
464287515
784
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SH
SOLE
0
4519
0
0
ISHARES RUSSELL 1000 VALUE ETF
Com
464287598
16467
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SH
SOLE
0
148281
0
0
ISHARES RUSSELL 1000 VALUE ETF
Com
464287598
297
2674
SH
DFND
0
2674
0
0
ISHARES S&P MIDCAP 400/GRWTH ETF
Com
464287606
839
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SH
SOLE
0
4386
0
0
ISHARES S&P MIDCAP 400/GRWTH ETF
Com
464287606
19
100
SH
DFND
0
100
0
0
ISHARES RUSSELL 1000 GROWTH ETF
Com
464287614
20617
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SH
SOLE
0
157489
0
0
ISHARES RUSSELL 1000 GROWTH ETF
Com
464287614
644
4923
SH
DFND
0
4923
0
0
ISHARES RUSSELL 1000 ETF
Com
464287622
924
6660
SH
SOLE
0
6660
0
0
ISHARES RUSSELL 1000 ETF
Com
464287622
46
330
SH
DFND
0
330
0
0
ISHARES RUSSELL 2000 VALUE ETF
Com
464287630
158
1471
SH
SOLE
0
1471
0
0
ISHARES RUSSELL 2000 VALUE ETF
Com
464287630
54
501
SH
DFND
0
501
0
0
ISHARES RUSSELL 2000 GROWTH ETF
Com
464287648
3910
23272
SH
SOLE
0
23272
0
0
ISHARES RUSSELL 2000 GROWTH ETF
Com
464287648
105
625
SH
DFND
0
625
0
0
ISHARES RUSSELL 2000 ETF
Com
464287655
4221
31522
SH
SOLE
0
31522
0
0
ISHARES RUSSELL 2000 ETF
Com
464287655
63
469
SH
DFND
0
469
0
0
ISHARES S&P MIDCAP 400/VALUE ETF
Com
464287705
634
4583
SH
SOLE
0
4583
0
0
ISHARES DJ US TECHNOLOGY SEC ETF
Com
464287721
1515
9473
SH
SOLE
0
9473
0
0
ISHARES DJ US TECHNOLOGY SEC ETF
Com
464287721
108
673
SH
DFND
0
673
0
0
ISHARES CORE S&P SMALL-CAP ETF
Com
464287804
4142
59752
SH
SOLE
0
59752
0
0
ISHARES CORE S&P SMALL-CAP ETF
Com
464287804
500
7206
SH
DFND
0
7206
0
0
ISHARES S&P SMALLCAP 600/VAL ETF
Com
464287879
377
2860
SH
SOLE
0
2860
0
0
ISHARES S&P SMALLCAP/600 GROWTH ETF
Com
464287887
675
4186
SH
SOLE
0
4186
0
0
ISHARES MSCI ACWI ETF
Com
464288257
600
9350
SH
SOLE
0
9350
0
0
ISHARES MSCI EAFE SMALL CAP ETF
Com
464288273
1073
20708
SH
SOLE
0
20708
0
0
ISHARES MSCI EAFE SMALL CAP ETF
Com
464288273
119
2289
SH
DFND
0
2289
0
0
ISHARES JPMORGAN USD EMERGING MKTS BOND ETF
Com
464288281
2550
24543
SH
SOLE
0
24543
0
0
ISHARES JPMORGAN USD EMERGING MKTS BOND ETF
Com
464288281
197
1896
SH
DFND
0
1896
0
0
ISHARES TR MBS ETF
Com
464288588
263
2511
SH
SOLE
0
2511
0
0
ISHARES S&P PREF STK ETF
Com
464288687
786
22959
SH
SOLE
0
22959
0
0
ISHARES DJ US MEDICAL DEVICE ETF
Com
464288810
1360
6807
SH
SOLE
0
6807
0
0
ISHARES US HEALTHCARE PROVIDERS ETF
Com
464288828
327
1978
SH
SOLE
0
1978
0
0
ISHARES CORE US TREASURY BOND ETF
Com
46429B267
9184
372565
SH
SOLE
0
372565
0
0
ISHARES CORE US TREASURY BOND ETF
Com
46429B267
134
5422
SH
DFND
0
5422
0
0
ISHARES TR FLTG RATE NT ETF
Com
46429B655
4419
87752
SH
SOLE
0
87752
0
0
ISHARES TR MIN VOL USA ETF
Com
46429B697
211
4026
SH
SOLE
0
4026
0
0
ISHARES TR MIN VOL USA ETF
Com
46429B697
124
2367
SH
DFND
0
2367
0
0
ISHARES SHORT MATURITY BOND ETF
Com
46431W507
3242
65039
SH
SOLE
0
65039
0
0
ISHARES SHORT MATURITY BOND ETF
Com
46431W507
32
650
SH
DFND
0
650
0
0
ISHARES EDGE MSCI USA QUALITY
Com
46432F339
2465
32111
SH
SOLE
0
32111
0
0
ISHARES EDGE MSCI USA MOMENT
Com
46432F396
723
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SH
SOLE
0
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0
0
ISHARES EDGE MSCI USA MOMENT
Com
46432F396
29
290
SH
DFND
0
290
0
0
ISHARES CORE MSCI EAFE ETF
Com
46432F842
5810
105640
SH
SOLE
0
105640
0
0
ISHARES CORE MSCI EAFE ETF
Com
46432F842
1122
20392
SH
DFND
0
20392
0
0
ISHARES CORE MSCI EMERGING MARKETS ETF
Com
46434G103
753
15980
SH
SOLE
0
15980
0
0
ISHARES CORE MSCI EMERGING MARKETS ETF
Com
46434G103
371
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SH
DFND
0
7863
0
0
ISHA CURR HEDGED MSCI EAFE
Com
46434V803
425
16485
SH
SOLE
0
16485
0
0
ISHA CURR HEDGED MSCI EAFE
Com
46434V803
81
3150
SH
DFND
0
3150
0
0
JPMORGAN CHASE & CO
Com
46625H100
2695
27607
SH
SOLE
0
27607
0
0
JPMORGAN CHASE & CO
Com
46625H100
128
1310
SH
DFND
0
1310
0
0
JOHNSON & JOHNSON
Com
478160104
2710
20999
SH
SOLE
0
20749
0
250
JOHNSON & JOHNSON
Com
478160104
1236
9576
SH
DFND
0
9576
0
0
KIMBERLY-CLARK CORP
Com
494368103
494
4337
SH
SOLE
0
4062
0
275
KIMBERLY-CLARK CORP
Com
494368103
68
600
SH
DFND
0
600
0
0
LKQ CORPORATION
Com
501889208
294
12378
SH
SOLE
0
12378
0
0
LKQ CORPORATION
Com
501889208
69
2900
SH
DFND
0
2900
0
0
ELI LILLY & CO
Com
532457108
1402
12117
SH
SOLE
0
12117
0
0
ELI LILLY & CO
Com
532457108
33
285
SH
DFND
0
285
0
0
LOWE'S COS INC
Com
548661107
397
4302
SH
SOLE
0
4302
0
0
LOWE'S COS INC
Com
548661107
56
610
SH
DFND
0
610
0
0
MASTERCARD INC-CLASS A
Com
57636Q104
421
2231
SH
SOLE
0
2231
0
0
MASTERCARD INC-CLASS A
Com
57636Q104
108
570
SH
DFND
0
570
0
0
MCDONALD'S CORP
Com
580135101
1215
6844
SH
SOLE
0
6844
0
0
MCDONALD'S CORP
Com
580135101
18
100
SH
DFND
0
100
0
0
MCKESSON CORP
Com
58155Q103
338
3063
SH
SOLE
0
3063
0
0
MCKESSON CORP
Com
58155Q103
88
800
SH
DFND
0
800
0
0
MERCK & CO. INC.
Com
58933Y105
145
1896
SH
SOLE
0
1896
0
0
MERCK & CO. INC.
Com
58933Y105
683
8934
SH
DFND
0
8934
0
0
MICROSOFT CORP
Com
594918104
3027
29805
SH
SOLE
0
29805
0
0
MICROSOFT CORP
Com
594918104
1578
15537
SH
DFND
0
15537
0
0
MONDELEZ INTERNATIONAL INC-A
Com
609207105
359
8965
SH
SOLE
0
8965
0
0
MONDELEZ INTERNATIONAL INC-A
Com
609207105
135
3370
SH
DFND
0
3370
0
0
MOTOROLA SOLUTIONS INC
Com
620076307
706
6133
SH
SOLE
0
6133
0
0
NATIONAL OILWELL VARCO INC
Com
637071101
284
11049
SH
SOLE
0
11049
0
0
NATIONAL OILWELL VARCO INC
Com
637071101
55
2150
SH
DFND
0
2150
0
0
NETFLIX INC
Com
64110L106
491
1833
SH
SOLE
0
1833
0
0
NEXTERA ENERGY INC
Com
65339F101
244
1401
SH
SOLE
0
1401
0
0
NEXTERA ENERGY INC
Com
65339F101
18
102
SH
DFND
0
102
0
0
NIKE INC -CL B
Com
654106103
410
5532
SH
SOLE
0
5532
0
0
NVIDIA CORP
Com
67066G104
1165
8727
SH
SOLE
0
8727
0
0
NVIDIA CORP
Com
67066G104
47
350
SH
DFND
0
350
0
0
ORACLE CORP
Com
68389X105
413
9157
SH
SOLE
0
9157
0
0
ORACLE CORP
Com
68389X105
5
115
SH
DFND
0
115
0
0
PALO ALTO NETWORKS INC
Com
697435105
266
1412
SH
SOLE
0
1412
0
0
PAYPAL HOLDINGS INC
Com
70450Y103
744
8850
SH
SOLE
0
8850
0
0
PEPSICO INC
Com
713448108
887
8033
SH
SOLE
0
7858
0
175
PEPSICO INC
Com
713448108
656
5934
SH
DFND
0
5934
0
0
PFIZER INC
Com
717081103
1905
43641
SH
SOLE
0
43641
0
0
PFIZER INC
Com
717081103
521
11947
SH
DFND
0
11947
0
0
PHILIP MORRIS INTERNATIONAL
Com
718172109
400
5996
SH
SOLE
0
5996
0
0
PHILIP MORRIS INTERNATIONAL
Com
718172109
133
1985
SH
DFND
0
1985
0
0
PHILLIPS 66
Com
718546104
206
2390
SH
SOLE
0
2315
0
75
PHILLIPS 66
Com
718546104
16
184
SH
DFND
0
184
0
0
PROCTER & GAMBLE CO/THE
Com
742718109
1270
13821
SH
SOLE
0
13571
0
250
PROCTER & GAMBLE CO/THE
Com
742718109
273
2974
SH
DFND
0
2974
0
0
PUBLIC SERVICE ENTERPRISE GP
Com
744573106
375
7204
SH
SOLE
0
7204
0
0
PUBLIC SERVICE ENTERPRISE GP
Com
744573106
131
2516
SH
DFND
0
2516
0
0
ROPER TECHNOLOGIES INC
Com
776696106
344
1292
SH
SOLE
0
1292
0
0
ROPER TECHNOLOGIES INC
Com
776696106
133
498
SH
DFND
0
498
0
0
ROYCE PENNSYLVANIA MUTUAL FUND
Com
780905840
226
29162
SH
SOLE
0
29162
0
0
SPDR S&P 500 ETF TRUST
Com
78462F103
9611
38455
SH
SOLE
0
38455
0
0
SPDR S&P 500 ETF TRUST
Com
78462F103
367
1467
SH
DFND
0
1467
0
0
SPDR GOLD TRUST
Com
78463V107
905
7461
SH
SOLE
0
7461
0
0
SPDR MSCI ACWI EX-US
Com
78463X848
8246
251854
SH
SOLE
0
251854
0
0
SPDR MSCI ACWI EX-US
Com
78463X848
261
7970
SH
DFND
0
7970
0
0
SPDR DJ WILSHIRE INTL REAL ESTATE
Com
78463X863
257
7273
SH
SOLE
0
7273
0
0
SPDR BBG BARC CONVERTIBLE
Com
78464A359
3934
84073
SH
SOLE
0
84073
0
0
SPDR BBG BARC CONVERTIBLE
Com
78464A359
410
8765
SH
DFND
0
8765
0
0
SPDR S&P HEALTHCARE SERVICES ETF
Com
78464A573
325
5190
SH
SOLE
0
5190
0
0
SPDR DOW JONES REIT ETF
Com
78464A607
387
4498
SH
SOLE
0
4498
0
0
SPDR DOW JONES REIT ETF
Com
78464A607
5
60
SH
DFND
0
60
0
0
SPDR S&P REGIONAL BANKING ETF
Com
78464A698
403
8606
SH
SOLE
0
8606
0
0
SPDR S&P REGIONAL BANKING ETF
Com
78464A698
15
316
SH
DFND
0
316
0
0
KBW BANK ETF
Com
78464A797
306
8191
SH
SOLE
0
8191
0
0
KBW BANK ETF
Com
78464A797
26
690
SH
DFND
0
690
0
0
SPDR S&P BIOTECH ETF
Com
78464A870
335
4665
SH
SOLE
0
4665
0
0
SPDR S&P MIDCAP 400 ETF TRUST
Com
78467Y107
1289
4260
SH
SOLE
0
4260
0
0
SVB FINANCIAL GROUP
Com
78486Q101
380
2000
SH
SOLE
0
2000
0
0
SCHWAB (CHARLES) CORP
Com
808513105
681
16386
SH
SOLE
0
16386
0
0
SCHWAB (CHARLES) CORP
Com
808513105
21
510
SH
DFND
0
510
0
0
HEALTH CARE SELECT SECTOR SPDR
Com
81369Y209
3304
38191
SH
SOLE
0
38191
0
0
HEALTH CARE SELECT SECTOR SPDR
Com
81369Y209
39
450
SH
DFND
0
450
0
0
CONSUMER STAPLES SELECT SECTOR SPDR
Com
81369Y308
1648
32452
SH
SOLE
0
32452
0
0
CONSUMER STAPLES SELECT SECTOR SPDR
Com
81369Y308
22
425
SH
DFND
0
425
0
0
CONSUMER DISCRETIONARY SELT
Com
81369Y407
1882
19010
SH
SOLE
0
19010
0
0
ENERGY SELECT SECTOR SPDR
Com
81369Y506
433
7553
SH
SOLE
0
7553
0
0
FINANCIAL SELECT SECTOR SPDR
Com
81369Y605
1404
58935
SH
SOLE
0
58935
0
0
INDUSTRIAL SELECT SECTOR SPDR ETF
Com
81369Y704
826
12818
SH
SOLE
0
12818
0
0
TECHNOLOGY SELECT SECT SPDR
Com
81369Y803
2017
32546
SH
SOLE
0
32546
0
0
UTILITIES SELECT SECTOR SPDR
Com
81369Y886
2239
42302
SH
SOLE
0
42302
0
0
UTILITIES SELECT SECTOR SPDR
Com
81369Y886
15
280
SH
DFND
0
280
0
0
SOUTHERN CO/THE
Com
842587107
224
5097
SH
SOLE
0
5097
0
0
SOUTHERN CO/THE
Com
842587107
90
2038
SH
DFND
0
2038
0
0
STANLEY BLACK & DECKER INC
Com
854502101
509
4254
SH
SOLE
0
4254
0
0
STANLEY BLACK & DECKER INC
Com
854502101
85
710
SH
DFND
0
710
0
0
STARBUCKS CORP
Com
855244109
156
2415
SH
SOLE
0
2415
0
0
STARBUCKS CORP
Com
855244109
58
900
SH
DFND
0
900
0
0
SYSCO CORP
Com
871829107
399
6362
SH
SOLE
0
6362
0
0
TJX COMPANIES INC
Com
872540109
229
5110
SH
SOLE
0
5110
0
0
THERMO FISHER SCIENTIFIC INC
Com
883556102
1141
5098
SH
SOLE
0
5098
0
0
THERMO FISHER SCIENTIFIC INC
Com
883556102
121
540
SH
DFND
0
540
0
0
3M CO
Com
88579Y101
719
3775
SH
SOLE
0
3775
0
0
3M CO
Com
88579Y101
614
3222
SH
DFND
0
3222
0
0
TYSON FOODS INC-CL A
Com
902494103
306
5738
SH
SOLE
0
5738
0
0
TYSON FOODS INC-CL A
Com
902494103
88
1645
SH
DFND
0
1645
0
0
US BANCORP
Com
902973304
595
13018
SH
SOLE
0
13018
0
0
US BANCORP
Com
902973304
37
820
SH
DFND
0
820
0
0
UNION PACIFIC CORP
Com
907818108
1170
8465
SH
SOLE
0
8465
0
0
UNION PACIFIC CORP
Com
907818108
408
2949
SH
DFND
0
2949
0
0
UNITED TECHNOLOGIES CORP
Com
913017109
462
4342
SH
SOLE
0
4342
0
0
UNITED TECHNOLOGIES CORP
Com
913017109
138
1295
SH
DFND
0
1295
0
0
UNITEDHEALTH GROUP INC
Com
91324P102
310
1243
SH
SOLE
0
1243
0
0
UNITEDHEALTH GROUP INC
Com
91324P102
42
170
SH
DFND
0
170
0
0
UNUM GROUP
Com
91529Y106
293
9973
SH
SOLE
0
9973
0
0
UNUM GROUP
Com
91529Y106
79
2700
SH
DFND
0
2700
0
0
VF CORP
Com
918204108
714
10011
SH
SOLE
0
10011
0
0
VALERO ENERGY CORP
Com
91913Y100
337
4495
SH
SOLE
0
4495
0
0
VALERO ENERGY CORP
Com
91913Y100
111
1480
SH
DFND
0
1480
0
0
VANGUARD DIVIDEND APPREC ETF
Com
921908844
285
2906
SH
SOLE
0
2906
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
Com
921943858
296
7980
SH
SOLE
0
7980
0
0
VANGUARD HIGH DVD YIELD ETF
Com
921946406
750
9623
SH
SOLE
0
9623
0
0
VANGUARD HIGH DVD YIELD ETF
Com
921946406
129
1657
SH
DFND
0
1657
0
0
VANGUARD FTSE ALL-WORLD EX-US
Com
922042775
831
18229
SH
SOLE
0
18229
0
0
VANGUARD FTSE EMERGING MARKETS ETF
Com
922042858
211
5537
SH
SOLE
0
5537
0
0
VANGUARD FTSE EMERGING MARKETS ETF
Com
922042858
13
352
SH
DFND
0
352
0
0
VANGUARD SHORT-TERM CORP BO
Com
92206C409
1258
16138
SH
SOLE
0
16138
0
0
VANGUARD SHORT-TERM CORP BO
Com
92206C409
113
1450
SH
DFND
0
1450
0
0
VANGUARD S&P 500 ETF
Com
922908363
204
889
SH
SOLE
0
889
0
0
VANGUARD REAL ESTATE ETF
Com
922908553
989
13264
SH
SOLE
0
13264
0
0
VANGUARD REAL ESTATE ETF
Com
922908553
72
971
SH
DFND
0
971
0
0
VANGUARD IND FD MID-CAP
Com
922908629
264
1908
SH
SOLE
0
1908
0
0
VANGUARD IND FD MID-CAP
Com
922908629
237
1718
SH
DFND
0
1718
0
0
VANGUARD SMALL-CAP ETF
Com
922908751
148
1118
SH
SOLE
0
1118
0
0
VANGUARD SMALL-CAP ETF
Com
922908751
106
800
SH
DFND
0
800
0
0
VANGUARD TOTAL STOCK MARKET ETF
Com
922908769
241
1890
SH
SOLE
0
1890
0
0
VERIZON COMMUNICATIONS INC
Com
92343V104
2160
38416
SH
SOLE
0
38416
0
0
VERIZON COMMUNICATIONS INC
Com
92343V104
231
4115
SH
DFND
0
4115
0
0
VISA INC-CLASS A SHARES
Com
92826C839
1744
13217
SH
SOLE
0
12767
0
450
VISA INC-CLASS A SHARES
Com
92826C839
40
300
SH
DFND
0
300
0
0
WALMART INC
Com
931142103
1148
12325
SH
SOLE
0
12325
0
0
WALMART INC
Com
931142103
168
1800
SH
DFND
0
1800
0
0
WALGREENS BOOTS ALLIANCE INC
Com
931427108
692
10123
SH
SOLE
0
10123
0
0
WALGREENS BOOTS ALLIANCE INC
Com
931427108
101
1480
SH
DFND
0
1480
0
0
WELLS FARGO & CO
Com
949746101
755
16393
SH
SOLE
0
16393
0
0
WELLS FARGO & CO
Com
949746101
526
11415
SH
DFND
0
11415
0
0
WISDOMTREE EMERGING MARKETS
Com
97717W315
1862
46376
SH
SOLE
0
46376
0
0
WISDOMTREE EMERGING MARKETS
Com
97717W315
58
1435
SH
DFND
0
1435
0
0
WISDOM TREE MID CAP DIVIDEND
Com
97717W505
479
15156
SH
SOLE
0
15156
0
0
WISDOM TREE SMALL CAP DIVIDEND
Com
97717W604
1005
40958
SH
SOLE
0
40958
0
0
WISDOMTREE US QUALITY DIVID
Com
97717X669
1473
38439
SH
SOLE
0
38439
0
0
WISDOMTREE US QUALITY DIVID
Com
97717X669
88
2290
SH
DFND
0
2290
0
0
WISDOMTREE US MULTIFACTOR FUND
Com
97717Y857
723
27666
SH
SOLE
0
27666
0
0
WISDOMTREE US MULTIFACTOR FUND
Com
97717Y857
17
650
SH
DFND
0
650
0
0
XYLEM INC
Com
98419M100
362
5427
SH
SOLE
0
5427
0
0
INFINEON TECHNOLOG ORD NPV
Pfd Stk
D58895059
285
11900
SH
SOLE
0
11900
0
0
INGERSOLL-RAND PLC SHS
Com
G47791101
417
4572
SH
SOLE
0
4572
0
0
INGERSOLL-RAND PLC SHS
Com
G47791101
9
101
SH
DFND
0
101
0
0