The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALERIAN MLP ETF | Com | 126650080 | 4,363 | 343,258 | SH | SOLE | 0 | 341,258 | 0 | 2,000 | |
ALERIAN MLP ETF | Com | 126650081 | 176 | 13,858 | SH | DFND | 0 | 13,858 | 0 | 0 | |
AT&T INC | Com | 126650082 | 351 | 8,452 | SH | SOLE | 0 | 8,452 | 0 | 0 | |
AT&T INC | Com | 126650083 | 135 | 3,243 | SH | DFND | 0 | 3,243 | 0 | 0 | |
ABBVIE INC | Com | 126650084 | 454 | 6,969 | SH | SOLE | 0 | 6,969 | 0 | 0 | |
ABBVIE INC | Com | 126650085 | 487 | 7,470 | SH | DFND | 0 | 7,470 | 0 | 0 | |
ADOBE SYSTEMS INC | Com | 126650086 | 887 | 6,816 | SH | SOLE | 0 | 5,616 | 0 | 1,200 | |
ALPHABET INC-CL C | Com | 126650087 | 221 | 267 | SH | SOLE | 0 | 267 | 0 | 0 | |
ALPHABET INC-CL C | Com | 126650088 | 33 | 40 | SH | DFND | 0 | 40 | 0 | 0 | |
ALPHABET INC-CL A | Com | 126650089 | 1,611 | 1,900 | SH | SOLE | 0 | 1,750 | 0 | 150 | |
ALPHABET INC-CL A | Com | 126650090 | 5 | 6 | SH | DFND | 0 | 6 | 0 | 0 | |
ALTRIA GROUP INC | Com | 126650091 | 461 | 6,453 | SH | SOLE | 0 | 6,453 | 0 | 0 | |
ALTRIA GROUP INC | Com | 126650092 | 199 | 2,792 | SH | DFND | 0 | 2,792 | 0 | 0 | |
AMERIPRISE FINANCIAL INC | Com | 126650093 | 326 | 2,512 | SH | SOLE | 0 | 2,512 | 0 | 0 | |
AMERIPRISE FINANCIAL INC | Com | 126650094 | 5 | 39 | SH | DFND | 0 | 39 | 0 | 0 | |
BIOGEN INC | Com | 126650095 | 383 | 1,400 | SH | SOLE | 0 | 1,400 | 0 | 0 | |
BIOGEN INC | Com | 126650096 | 5 | 18 | SH | DFND | 0 | 18 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | Com | 126650097 | 682 | 12,546 | SH | SOLE | 0 | 12,546 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | Com | 126650098 | 549 | 10,100 | SH | DFND | 0 | 10,100 | 0 | 0 | |
CF INDUSTRIES HOLDINGS INC | Com | 126650099 | 241 | 8,210 | SH | SOLE | 0 | 8,210 | 0 | 0 | |
CVS HEALTH CORP | Com | 126650100 | 792 | 10,087 | SH | SOLE | 0 | 10,087 | 0 | 0 | |
CVS HEALTH CORP | Com | 126650101 | 25 | 316 | SH | DFND | 0 | 316 | 0 | 0 | |
CAPITAL ONE FINANCIAL CORP | Com | 126650102 | 265 | 3,060 | SH | SOLE | 0 | 3,060 | 0 | 0 | |
CAPITAL ONE FINANCIAL CORP | Com | 126650103 | 5 | 60 | SH | DFND | 0 | 60 | 0 | 0 | |
CATERPILLAR INC | Com | 149123101 | 286 | 3,083 | SH | SOLE | 0 | 3,083 | 0 | 0 | |
CATERPILLAR INC | Com | 149123101 | 48 | 520 | SH | DFND | 0 | 520 | 0 | 0 | |
CELGENE CORP | Com | 151020104 | 332 | 2,668 | SH | SOLE | 0 | 2,668 | 0 | 0 | |
CELGENE CORP | Com | 151020104 | 5 | 42 | SH | DFND | 0 | 42 | 0 | 0 | |
CHEVRON CORP | Com | 166764100 | 2,871 | 26,743 | SH | SOLE | 0 | 25,793 | 0 | 950 | |
CHEVRON CORP | Com | 166764100 | 118 | 1,103 | SH | DFND | 0 | 1,103 | 0 | 0 | |
CINEMARK HOLDINGS INC | Com | 17243V102 | 333 | 7,500 | SH | SOLE | 0 | 7,500 | 0 | 0 | |
CISCO SYSTEMS INC | Com | 17275R102 | 693 | 20,507 | SH | SOLE | 0 | 18,507 | 0 | 2,000 | |
CISCO SYSTEMS INC | Com | 17275R102 | 161 | 4,758 | SH | DFND | 0 | 4,758 | 0 | 0 | |
CLOROX COMPANY | Com | 189054109 | 313 | 2,319 | SH | SOLE | 0 | 2,319 | 0 | 0 | |
COCA-COLA CO/THE | Com | 191216100 | 5,364 | 126,400 | SH | SOLE | 0 | 125,700 | 0 | 700 | |
COCA-COLA CO/THE | Com | 191216100 | 30 | 696 | SH | DFND | 0 | 696 | 0 | 0 | |
COGNIZANT TECH SOLUTIONS-A | Com | 192446102 | 24 | 401 | SH | SOLE | 0 | 401 | 0 | 0 | |
COGNIZANT TECH SOLUTIONS-A | Com | 192446102 | 262 | 4,400 | SH | DFND | 0 | 4,400 | 0 | 0 | |
COMCAST CORP-CLASS A | Com | 20030N101 | 249 | 6,612 | SH | SOLE | 0 | 6,612 | 0 | 0 | |
COMCAST CORP-CLASS A | Com | 20030N101 | 23 | 620 | SH | DFND | 0 | 620 | 0 | 0 | |
CONOCOPHILLIPS | Com | 20825C104 | 710 | 14,238 | SH | SOLE | 0 | 14,238 | 0 | 0 | |
CONOCOPHILLIPS | Com | 20825C104 | 34 | 679 | SH | DFND | 0 | 679 | 0 | 0 | |
CONSOLIDATED EDISON INC | Com | 209115104 | 204 | 2,627 | SH | SOLE | 0 | 2,627 | 0 | 0 | |
CONSTELLATION BRANDS INC-A | Com | 21036P108 | 276 | 1,704 | SH | SOLE | 0 | 1,704 | 0 | 0 | |
CONSTELLATION BRANDS INC-A | Com | 21036P108 | 5 | 33 | SH | DFND | 0 | 33 | 0 | 0 | |
COSTCO WHOLESALE CORP | Com | 22160K105 | 1,533 | 9,142 | SH | SOLE | 0 | 8,392 | 0 | 750 | |
CYTOMX THERAPEUTICS INC | Com | 23284F105 | 2,531 | 146,544 | SH | SOLE | 0 | 28,602 | 0 | 117,942 | |
DTE ENERGY COMPANY | Com | 233331107 | 249 | 2,436 | SH | SOLE | 0 | 2,436 | 0 | 0 | |
DANAHER CORP | Com | 235851102 | 356 | 4,166 | SH | SOLE | 0 | 3,666 | 0 | 500 | |
DANAHER CORP | Com | 235851102 | 2 | 22 | SH | DFND | 0 | 22 | 0 | 0 | |
DARDEN RESTAURANTS INC | Com | 237194105 | 278 | 3,318 | SH | SOLE | 0 | 3,318 | 0 | 0 | |
DARDEN RESTAURANTS INC | Com | 237194105 | 6 | 69 | SH | DFND | 0 | 69 | 0 | 0 | |
WALT DISNEY CO/THE | Com | 254687106 | 1,803 | 15,897 | SH | SOLE | 0 | 14,897 | 0 | 1,000 | |
WALT DISNEY CO/THE | Com | 254687106 | 22 | 190 | SH | DFND | 0 | 190 | 0 | 0 | |
DU PONT (E.I.) DE NEMOURS | Com | 263534109 | 672 | 8,370 | SH | SOLE | 0 | 7,470 | 0 | 900 | |
DU PONT (E.I.) DE NEMOURS | Com | 263534109 | 70 | 867 | SH | DFND | 0 | 867 | 0 | 0 | |
EBAY INC | Com | 278642103 | 247 | 7,354 | SH | SOLE | 0 | 7,354 | 0 | 0 | |
EBAY INC | Com | 278642103 | 5 | 153 | SH | DFND | 0 | 153 | 0 | 0 | |
ECOLAB INC | Com | 278865100 | 791 | 6,310 | SH | SOLE | 0 | 5,810 | 0 | 500 | |
ECOLAB INC | Com | 278865100 | 5 | 42 | SH | DFND | 0 | 42 | 0 | 0 | |
EMERSON ELECTRIC CO | Com | 291011104 | 432 | 7,217 | SH | SOLE | 0 | 6,817 | 0 | 400 | |
EMERSON ELECTRIC CO | Com | 291011104 | 168 | 2,800 | SH | DFND | 0 | 2,800 | 0 | 0 | |
ENBRIDGE INC | Com | 29250N105 | 646 | 15,451 | SH | SOLE | 0 | 15,255 | 0 | 196 | |
ENBRIDGE INC | Com | 29250N105 | 49 | 1,180 | SH | DFND | 0 | 1,180 | 0 | 0 | |
ENTERPRISE PRODUCTS PARTNERS | Com | 293792107 | 748 | 27,088 | SH | SOLE | 0 | 27,088 | 0 | 0 | |
EXXON MOBIL CORP | Com | 30231G102 | 2,342 | 28,558 | SH | SOLE | 0 | 27,308 | 0 | 1,250 | |
EXXON MOBIL CORP | Com | 30231G102 | 1,162 | 14,164 | SH | DFND | 0 | 14,164 | 0 | 0 | |
FACEBOOK INC-A | Com | 30303M102 | 1,749 | 12,310 | SH | SOLE | 0 | 10,310 | 0 | 2,000 | |
FEDEX CORP | Com | 31428X106 | 652 | 3,340 | SH | SOLE | 0 | 3,340 | 0 | 0 | |
FEDEX CORP | Com | 31428X106 | 390 | 2,000 | SH | DFND | 0 | 2,000 | 0 | 0 | |
FISERV INC | Com | 337738108 | 591 | 5,129 | SH | SOLE | 0 | 5,129 | 0 | 0 | |
FISERV INC | Com | 337738108 | 118 | 1,020 | SH | DFND | 0 | 1,020 | 0 | 0 | |
FREEPORT-MCMORAN INC | Com | 35671D857 | 210 | 15,710 | SH | SOLE | 0 | 15,710 | 0 | 0 | |
GENERAL DYNAMICS CORP | Com | 369550108 | 530 | 2,833 | SH | SOLE | 0 | 2,833 | 0 | 0 | |
GENERAL DYNAMICS CORP | Com | 369550108 | 19 | 100 | SH | DFND | 0 | 100 | 0 | 0 | |
GENERAL ELECTRIC CO | Com | 369604103 | 1,140 | 38,268 | SH | SOLE | 0 | 34,268 | 0 | 4,000 | |
GENERAL ELECTRIC CO | Com | 369604103 | 680 | 22,810 | SH | DFND | 0 | 22,810 | 0 | 0 | |
GENERAL MILLS INC | Com | 370334104 | 283 | 4,800 | SH | SOLE | 0 | 4,800 | 0 | 0 | |
GENERAL MILLS INC | Com | 370334104 | 193 | 3,264 | SH | DFND | 0 | 3,264 | 0 | 0 | |
GILEAD SCIENCES INC | Com | 375558103 | 555 | 8,172 | SH | SOLE | 0 | 8,172 | 0 | 0 | |
GILEAD SCIENCES INC | Com | 375558103 | 36 | 525 | SH | DFND | 0 | 525 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | Com | 38141G104 | 555 | 2,418 | SH | SOLE | 0 | 2,418 | 0 | 0 | |
GOLDMAN ACTIVEBETA US LC ETF | Com | 381430503 | 782 | 16,718 | SH | SOLE | 0 | 16,718 | 0 | 0 | |
GOLDMAN ACTIVEBETA US LC ETF | Com | 381430503 | 26 | 550 | SH | DFND | 0 | 550 | 0 | 0 | |
WW GRAINGER INC | Com | 384802104 | 448 | 1,925 | SH | DFND | 0 | 1,925 | 0 | 0 | |
HP INC | Com | 40434L105 | 255 | 14,285 | SH | SOLE | 0 | 14,285 | 0 | 0 | |
HP INC | Com | 40434L105 | 54 | 2,997 | SH | DFND | 0 | 2,997 | 0 | 0 | |
HOME DEPOT INC | Com | 437076102 | 276 | 1,880 | SH | SOLE | 0 | 1,880 | 0 | 0 | |
HOME DEPOT INC | Com | 437076102 | 264 | 1,800 | SH | DFND | 0 | 1,800 | 0 | 0 | |
HONEYWELL INTERNATIONAL INC | Com | 438516106 | 839 | 6,716 | SH | SOLE | 0 | 5,966 | 0 | 750 | |
HONEYWELL INTERNATIONAL INC | Com | 438516106 | 76 | 605 | SH | DFND | 0 | 605 | 0 | 0 | |
HOST HOTELS & RESORTS INC | Com | 44107P104 | 275 | 14,750 | SH | SOLE | 0 | 14,750 | 0 | 0 | |
HOST HOTELS & RESORTS INC | Com | 44107P104 | 5 | 282 | SH | DFND | 0 | 282 | 0 | 0 | |
ILLINOIS TOOL WORKS | Com | 452308109 | 384 | 2,900 | SH | SOLE | 0 | 2,900 | 0 | 0 | |
INTEL CORP | Com | 458140100 | 1,104 | 30,601 | SH | SOLE | 0 | 30,601 | 0 | 0 | |
INTEL CORP | Com | 458140100 | 336 | 9,319 | SH | DFND | 0 | 9,319 | 0 | 0 | |
INTL BUSINESS MACHINES CORP | Com | 459200101 | 536 | 3,077 | SH | SOLE | 0 | 2,727 | 0 | 350 | |
INTL BUSINESS MACHINES CORP | Com | 459200101 | 507 | 2,910 | SH | DFND | 0 | 2,910 | 0 | 0 | |
ISHARES MSCI PACIFIC EX-JAPAN | Com | 464286665 | 229 | 5,135 | SH | SOLE | 0 | 5,135 | 0 | 0 | |
ISHARES DJ SELECT DIVIDEND ETF | Com | 464287168 | 897 | 9,846 | SH | SOLE | 0 | 9,846 | 0 | 0 | |
ISHARES DJ SELECT DIVIDEND ETF | Com | 464287168 | 78 | 860 | SH | DFND | 0 | 860 | 0 | 0 | |
ISHARES CORE S&P 500 ETF | Com | 464287200 | 2,199 | 9,269 | SH | SOLE | 0 | 9,269 | 0 | 0 | |
ISHARES MSCI EMERGING MKT ETF | Com | 464287234 | 4,248 | 107,857 | SH | SOLE | 0 | 99,857 | 0 | 8,000 | |
ISHARES MSCI EMERGING MKT ETF | Com | 464287234 | 97 | 2,454 | SH | DFND | 0 | 2,454 | 0 | 0 | |
ISHARES S&P 500 GROWTH ETF | Com | 464287309 | 605 | 4,598 | SH | SOLE | 0 | 4,598 | 0 | 0 | |
ISHARES S&P 500 VALUE ETF | Com | 464287408 | 443 | 4,259 | SH | SOLE | 0 | 4,259 | 0 | 0 | |
ISHARES MSCI EAFE ETF | Com | 464287465 | 14,327 | 230,003 | SH | SOLE | 0 | 217,003 | 0 | 13,000 | |
ISHARES MSCI EAFE ETF | Com | 464287465 | 138 | 2,210 | SH | DFND | 0 | 2,210 | 0 | 0 | |
ISHARES RUSSELL MIDCAP VALUE E | Com | 464287473 | 921 | 11,092 | SH | SOLE | 0 | 11,092 | 0 | 0 | |
ISHARES RUSSELL MIDCAP ETF | Com | 464287499 | 2,419 | 12,923 | SH | SOLE | 0 | 12,923 | 0 | 0 | |
ISHARES RUSSELL MIDCAP ETF | Com | 464287499 | 69 | 369 | SH | DFND | 0 | 369 | 0 | 0 | |
ISHARES CORE S&P MID-CAP ETF | Com | 464287507 | 13,015 | 76,013 | SH | SOLE | 0 | 76,013 | 0 | 0 | |
ISHARES CORE S&P MID-CAP ETF | Com | 464287507 | 373 | 2,180 | SH | DFND | 0 | 2,180 | 0 | 0 | |
ISHARES RUSSELL 1000 VALUE ETF | Com | 464287598 | 13,926 | 121,156 | SH | SOLE | 0 | 121,156 | 0 | 0 | |
ISHARES RUSSELL 1000 VALUE ETF | Com | 464287598 | 399 | 3,469 | SH | DFND | 0 | 3,469 | 0 | 0 | |
ISHARES S&P MIDCAP 400/GRWTH E | Com | 464287606 | 711 | 3,723 | SH | SOLE | 0 | 3,723 | 0 | 0 | |
ISHARES S&P MIDCAP 400/GRWTH E | Com | 464287606 | 19 | 100 | SH | DFND | 0 | 100 | 0 | 0 | |
ISHARES RUSSELL 1000 GROWTH ET | Com | 464287614 | 19,671 | 172,860 | SH | SOLE | 0 | 172,860 | 0 | 0 | |
ISHARES RUSSELL 1000 GROWTH ET | Com | 464287614 | 648 | 5,690 | SH | DFND | 0 | 5,690 | 0 | 0 | |
ISHARES RUSSELL 2000 VALUE ETF | Com | 464287630 | 969 | 8,203 | SH | SOLE | 0 | 8,203 | 0 | 0 | |
ISHARES RUSSELL 2000 VALUE ETF | Com | 464287630 | 98 | 831 | SH | DFND | 0 | 831 | 0 | 0 | |
ISHARES RUSSELL 2000 GROWTH ET | Com | 464287648 | 4,102 | 25,372 | SH | SOLE | 0 | 25,372 | 0 | 0 | |
ISHARES RUSSELL 2000 GROWTH ET | Com | 464287648 | 128 | 790 | SH | DFND | 0 | 790 | 0 | 0 | |
ISHARES RUSSELL 2000 ETF | Com | 464287655 | 6,540 | 47,574 | SH | SOLE | 0 | 47,574 | 0 | 0 | |
ISHARES RUSSELL 2000 ETF | Com | 464287655 | 59 | 431 | SH | DFND | 0 | 431 | 0 | 0 | |
ISHARES S&P MIDCAP 400/VALUE E | Com | 464287705 | 768 | 5,176 | SH | SOLE | 0 | 5,176 | 0 | 0 | |
ISHARES S&P MIDCAP 400/VALUE E | Com | 464287705 | 55 | 370 | SH | DFND | 0 | 370 | 0 | 0 | |
ISHARES DJ US TECHNOLOGY SEC E | Com | 464287721 | 1,311 | 9,702 | SH | SOLE | 0 | 9,702 | 0 | 0 | |
ISHARES DJ US TECHNOLOGY SEC E | Com | 464287721 | 114 | 840 | SH | DFND | 0 | 840 | 0 | 0 | |
ISHARES CORE S&P SMALL-CAP ETF | Com | 464287804 | 4,089 | 59,123 | SH | SOLE | 0 | 51,123 | 0 | 8,000 | |
ISHARES CORE S&P SMALL-CAP ETF | Com | 464287804 | 157 | 2,270 | SH | DFND | 0 | 2,270 | 0 | 0 | |
ISHARES S&P SMALLCAP 600/VAL E | Com | 464287879 | 223 | 1,610 | SH | SOLE | 0 | 1,610 | 0 | 0 | |
ISHARES S&P SMALLCAP/600 GROWT | Com | 464287887 | 420 | 2,741 | SH | SOLE | 0 | 2,741 | 0 | 0 | |
ISHARES MSCI EAFE SMALL CAP ET | Com | 464288273 | 2,293 | 42,349 | SH | SOLE | 0 | 42,349 | 0 | 0 | |
ISHARES MSCI EAFE SMALL CAP ET | Com | 464288273 | 148 | 2,734 | SH | DFND | 0 | 2,734 | 0 | 0 | |
ISHARES JPMORGAN USD EMERGING | Com | 464288281 | 3,455 | 30,384 | SH | SOLE | 0 | 30,384 | 0 | 0 | |
ISHARES JPMORGAN USD EMERGING | Com | 464288281 | 31 | 273 | SH | DFND | 0 | 273 | 0 | 0 | |
ISHARES S&P PREF STK ETF | Com | 464288687 | 905 | 23,393 | SH | SOLE | 0 | 23,393 | 0 | 0 | |
ISHARES DJ US MEDICAL DEVICE E | Com | 464288810 | 588 | 3,881 | SH | SOLE | 0 | 3,881 | 0 | 0 | |
ISHARES EDGE MSCI USA QUALITY | Com | 46432F339 | 2,546 | 34,971 | SH | SOLE | 0 | 34,971 | 0 | 0 | |
ISHARES EDGE MSCI USA QUALITY | Com | 46432F339 | 107 | 1,470 | SH | DFND | 0 | 1,470 | 0 | 0 | |
ISHARES CORE MSCI EAFE ETF | Com | 46432F842 | 5,278 | 91,074 | SH | SOLE | 0 | 91,074 | 0 | 0 | |
ISHARES CORE MSCI EAFE ETF | Com | 46432F842 | 452 | 7,797 | SH | DFND | 0 | 7,797 | 0 | 0 | |
ISHA CURR HEDGED MSCI EAFE | Com | 46434V803 | 454 | 16,485 | SH | SOLE | 0 | 16,485 | 0 | 0 | |
ISHA CURR HEDGED MSCI EAFE | Com | 46434V803 | 107 | 3,900 | SH | DFND | 0 | 3,900 | 0 | 0 | |
ISHARES MORTGAGE REAL ESTATE C | Com | 46435G342 | 453 | 10,013 | SH | SOLE | 0 | 10,013 | 0 | 0 | |
JPMORGAN CHASE & CO | Com | 46625H100 | 1,495 | 17,016 | SH | SOLE | 0 | 17,016 | 0 | 0 | |
JPMORGAN CHASE & CO | Com | 46625H100 | 75 | 857 | SH | DFND | 0 | 857 | 0 | 0 | |
JOHNSON & JOHNSON | Com | 478160104 | 2,758 | 22,141 | SH | SOLE | 0 | 21,891 | 0 | 250 | |
JOHNSON & JOHNSON | Com | 478160104 | 1,344 | 10,790 | SH | DFND | 0 | 10,790 | 0 | 0 | |
KIMBERLY-CLARK CORP | Com | 494368103 | 431 | 3,276 | SH | SOLE | 0 | 3,001 | 0 | 275 | |
KIMBERLY-CLARK CORP | Com | 494368103 | 79 | 600 | SH | DFND | 0 | 600 | 0 | 0 | |
LKQ CORPORATION | Com | 501889208 | 242 | 8,259 | SH | SOLE | 0 | 8,259 | 0 | 0 | |
LKQ CORPORATION | Com | 501889208 | 5 | 171 | SH | DFND | 0 | 171 | 0 | 0 | |
ELI LILLY & CO | Com | 532457108 | 693 | 8,239 | SH | SOLE | 0 | 8,239 | 0 | 0 | |
ELI LILLY & CO | Com | 532457108 | 104 | 1,232 | SH | DFND | 0 | 1,232 | 0 | 0 | |
LOWE'S COS INC | Com | 548661107 | 310 | 3,775 | SH | SOLE | 0 | 3,775 | 0 | 0 | |
LOWE'S COS INC | Com | 548661107 | 5 | 63 | SH | DFND | 0 | 63 | 0 | 0 | |
LYDALL INC | Com | 550819106 | 643 | 11,994 | SH | SOLE | 0 | 11,994 | 0 | 0 | |
MASTERCARD INC-CLASS A | Com | 57636Q104 | 253 | 2,249 | SH | SOLE | 0 | 2,249 | 0 | 0 | |
MASTERCARD INC-CLASS A | Com | 57636Q104 | 5 | 45 | SH | DFND | 0 | 45 | 0 | 0 | |
MCDONALD'S CORP | Com | 580135101 | 1,255 | 9,681 | SH | SOLE | 0 | 8,681 | 0 | 1,000 | |
MCKESSON CORP | Com | 58155Q103 | 309 | 2,084 | SH | SOLE | 0 | 2,084 | 0 | 0 | |
MCKESSON CORP | Com | 58155Q103 | 5 | 36 | SH | DFND | 0 | 36 | 0 | 0 | |
MERCK & CO. INC. | Com | 58933Y105 | 236 | 3,711 | SH | SOLE | 0 | 3,311 | 0 | 400 | |
MERCK & CO. INC. | Com | 58933Y105 | 597 | 9,400 | SH | DFND | 0 | 9,400 | 0 | 0 | |
MICROSOFT CORP | Com | 594918104 | 2,003 | 30,412 | SH | SOLE | 0 | 28,412 | 0 | 2,000 | |
MICROSOFT CORP | Com | 594918104 | 1,071 | 16,255 | SH | DFND | 0 | 16,255 | 0 | 0 | |
NASDAQ INC | Com | 631103108 | 432 | 6,226 | SH | SOLE | 0 | 4,976 | 0 | 1,250 | |
NATIONAL OILWELL VARCO INC | Com | 637071101 | 468 | 11,662 | SH | SOLE | 0 | 9,962 | 0 | 1,700 | |
NATIONAL OILWELL VARCO INC | Com | 637071101 | 5 | 132 | SH | DFND | 0 | 132 | 0 | 0 | |
NEWELL BRANDS INC | Com | 651229106 | 297 | 6,297 | SH | SOLE | 0 | 4,797 | 0 | 1,500 | |
NEWELL BRANDS INC | Com | 651229106 | 50 | 1,060 | SH | DFND | 0 | 1,060 | 0 | 0 | |
NIKE INC -CL B | Com | 654106103 | 346 | 6,200 | SH | SOLE | 0 | 6,200 | 0 | 0 | |
NIKE INC -CL B | Com | 654106103 | 56 | 1,000 | SH | DFND | 0 | 1,000 | 0 | 0 | |
NORTHROP GRUMMAN CORP | Com | 666807102 | 221 | 928 | SH | SOLE | 0 | 378 | 0 | 550 | |
NORTHWEST BIOTHERAPEUTICS | Com | 66737P600 | 19 | 75,717 | SH | SOLE | 0 | 0 | 0 | 75,717 | |
NVIDIA CORP | Com | 67066G104 | 1,483 | 13,616 | SH | SOLE | 0 | 12,116 | 0 | 1,500 | |
NVIDIA CORP | Com | 67066G104 | 5 | 48 | SH | DFND | 0 | 48 | 0 | 0 | |
ORACLE CORP | Com | 68389X105 | 480 | 10,766 | SH | SOLE | 0 | 10,766 | 0 | 0 | |
ORACLE CORP | Com | 68389X105 | 15 | 334 | SH | DFND | 0 | 334 | 0 | 0 | |
P G & E CORP | Com | 69331C108 | 358 | 5,399 | SH | SOLE | 0 | 5,399 | 0 | 0 | |
P G & E CORP | Com | 69331C108 | 7 | 100 | SH | DFND | 0 | 100 | 0 | 0 | |
PEPSICO INC | Com | 713448108 | 1,176 | 10,513 | SH | SOLE | 0 | 10,338 | 0 | 175 | |
PEPSICO INC | Com | 713448108 | 666 | 5,950 | SH | DFND | 0 | 5,950 | 0 | 0 | |
PFIZER INC | Com | 717081103 | 1,561 | 45,625 | SH | SOLE | 0 | 45,625 | 0 | 0 | |
PFIZER INC | Com | 717081103 | 372 | 10,870 | SH | DFND | 0 | 10,870 | 0 | 0 | |
PHILIP MORRIS INTERNATIONAL | Com | 718172109 | 424 | 3,754 | SH | SOLE | 0 | 3,754 | 0 | 0 | |
PHILIP MORRIS INTERNATIONAL | Com | 718172109 | 224 | 1,985 | SH | DFND | 0 | 1,985 | 0 | 0 | |
POWERSHARES QQQ TRUST | Com | 73935A104 | 4,924 | 37,199 | SH | SOLE | 0 | 37,199 | 0 | 0 | |
POWERSHARES QQQ TRUST | Com | 73935A104 | 117 | 885 | SH | DFND | 0 | 885 | 0 | 0 | |
POWERSHARES RUSSEL 1000 EQUA | Com | 73937B571 | 325 | 11,523 | SH | SOLE | 0 | 11,523 | 0 | 0 | |
POWERSHARES S&P SC HEALTH CARE | Com | 73937B886 | 750 | 9,374 | SH | SOLE | 0 | 9,374 | 0 | 0 | |
POWERSHARES S&P SC HEALTH CARE | Com | 73937B886 | 48 | 597 | SH | DFND | 0 | 597 | 0 | 0 | |
PROCTER & GAMBLE CO/THE | Com | 742718109 | 1,204 | 13,399 | SH | SOLE | 0 | 13,149 | 0 | 250 | |
PROCTER & GAMBLE CO/THE | Com | 742718109 | 283 | 3,152 | SH | DFND | 0 | 3,152 | 0 | 0 | |
PUBLIC SERVICE ENTERPRISE GP | Com | 744573106 | 281 | 6,342 | SH | SOLE | 0 | 6,342 | 0 | 0 | |
PUBLIC SERVICE ENTERPRISE GP | Com | 744573106 | 5 | 117 | SH | DFND | 0 | 117 | 0 | 0 | |
REGAL ENTERTAINMENT GROUP-A | Com | 758766109 | 271 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | |
ROCKWELL COLLINS INC | Com | 774341101 | 254 | 2,612 | SH | SOLE | 0 | 2,612 | 0 | 0 | |
ROCKWELL COLLINS INC | Com | 774341101 | 5 | 54 | SH | DFND | 0 | 54 | 0 | 0 | |
ROPER TECHNOLOGIES INC | Com | 776696106 | 274 | 1,326 | SH | SOLE | 0 | 1,326 | 0 | 0 | |
ROPER TECHNOLOGIES INC | Com | 776696106 | 91 | 443 | SH | DFND | 0 | 443 | 0 | 0 | |
SPDR S&P 500 ETF TRUST | Com | 78462F103 | 17,544 | 74,422 | SH | SOLE | 0 | 72,422 | 0 | 2,000 | |
SPDR GOLD TRUST | Com | 78463V107 | 2,140 | 18,027 | SH | SOLE | 0 | 18,027 | 0 | 0 | |
SPDR DOW JONES GL REAL ESTATE | Com | 78463X749 | 448 | 9,526 | SH | SOLE | 0 | 9,526 | 0 | 0 | |
SPDR DOW JONES GL REAL ESTATE | Com | 78463X749 | 143 | 3,035 | SH | DFND | 0 | 3,035 | 0 | 0 | |
SPDR MSCI ACWI EX-US | Com | 78463X848 | 13,965 | 409,414 | SH | SOLE | 0 | 409,414 | 0 | 0 | |
SPDR BBG BARC CONVERTIBLE | Com | 78464A359 | 10,448 | 217,216 | SH | SOLE | 0 | 217,216 | 0 | 0 | |
SPDR BBG BARC CONVERTIBLE | Com | 78464A359 | 362 | 7,536 | SH | DFND | 0 | 7,536 | 0 | 0 | |
SPDR DOW JONES REIT ETF | Com | 78464A607 | 676 | 7,323 | SH | SOLE | 0 | 7,323 | 0 | 0 | |
SPDR DOW JONES REIT ETF | Com | 78464A607 | 47 | 514 | SH | DFND | 0 | 514 | 0 | 0 | |
SPDR S&P REGIONAL BANKING ETF | Com | 78464A698 | 506 | 9,266 | SH | SOLE | 0 | 9,266 | 0 | 0 | |
SPDR S&P REGIONAL BANKING ETF | Com | 78464A698 | 25 | 459 | SH | DFND | 0 | 459 | 0 | 0 | |
KBW BANK ETF | Com | 78464A797 | 352 | 8,191 | SH | SOLE | 0 | 8,191 | 0 | 0 | |
KBW BANK ETF | Com | 78464A797 | 33 | 765 | SH | DFND | 0 | 765 | 0 | 0 | |
SPDR S&P BIOTECH ETF | Com | 78464A870 | 286 | 4,128 | SH | SOLE | 0 | 4,128 | 0 | 0 | |
SPDR S&P MIDCAP 400 ETF TRUST | Com | 78467Y107 | 1,563 | 5,003 | SH | SOLE | 0 | 3,102 | 0 | 1,901 | |
SVB FINANCIAL GROUP | Com | 78486Q101 | 372 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | |
HENRY SCHEIN INC | Com | 806407102 | 221 | 1,300 | SH | SOLE | 0 | 1,300 | 0 | 0 | |
HENRY SCHEIN INC | Com | 806407102 | 8 | 50 | SH | DFND | 0 | 50 | 0 | 0 | |
SCHWAB (CHARLES) CORP | Com | 808513105 | 514 | 12,596 | SH | SOLE | 0 | 10,596 | 0 | 2,000 | |
SCRIPPS NETWORKS INTER-CL A | Com | 811065101 | 245 | 3,125 | SH | SOLE | 0 | 3,125 | 0 | 0 | |
SCRIPPS NETWORKS INTER-CL A | Com | 811065101 | 5 | 66 | SH | DFND | 0 | 66 | 0 | 0 | |
SEALED AIR CORP | Com | 81211K100 | 261 | 6,000 | SH | SOLE | 0 | 6,000 | 0 | 0 | |
HEALTH CARE SELECT SECTOR SPDR | Com | 81369Y209 | 824 | 11,075 | SH | SOLE | 0 | 11,075 | 0 | 0 | |
HEALTH CARE SELECT SECTOR SPDR | Com | 81369Y209 | 57 | 771 | SH | DFND | 0 | 771 | 0 | 0 | |
CONSUMER STAPLES SELECT SECTOR | Com | 81369Y308 | 196 | 3,591 | SH | SOLE | 0 | 3,591 | 0 | 0 | |
CONSUMER STAPLES SELECT SECTOR | Com | 81369Y308 | 30 | 551 | SH | DFND | 0 | 551 | 0 | 0 | |
CONSUMER DISCRETIONARY SELT | Com | 81369Y407 | 826 | 9,392 | SH | SOLE | 0 | 9,392 | 0 | 0 | |
CONSUMER DISCRETIONARY SELT | Com | 81369Y407 | 8 | 91 | SH | DFND | 0 | 91 | 0 | 0 | |
ENERGY SELECT SECTOR SPDR | Com | 81369Y506 | 311 | 4,450 | SH | SOLE | 0 | 4,450 | 0 | 0 | |
FINANCIAL SELECT SECTOR SPDR | Com | 81369Y605 | 452 | 19,029 | SH | SOLE | 0 | 19,029 | 0 | 0 | |
SOUTHERN CO/THE | Com | 842587107 | 283 | 5,680 | SH | SOLE | 0 | 5,680 | 0 | 0 | |
SOUTHERN CO/THE | Com | 842587107 | 101 | 2,038 | SH | DFND | 0 | 2,038 | 0 | 0 | |
STANLEY BLACK & DECKER INC | Com | 854502101 | 437 | 3,290 | SH | SOLE | 0 | 3,290 | 0 | 0 | |
STANLEY BLACK & DECKER INC | Com | 854502101 | 5 | 39 | SH | DFND | 0 | 39 | 0 | 0 | |
STARBUCKS CORP | Com | 855244109 | 201 | 3,441 | SH | SOLE | 0 | 3,441 | 0 | 0 | |
STARBUCKS CORP | Com | 855244109 | 53 | 900 | SH | DFND | 0 | 900 | 0 | 0 | |
STERICYCLE INC | Com | 858912108 | 298 | 3,591 | SH | SOLE | 0 | 3,591 | 0 | 0 | |
STERICYCLE INC | Com | 858912108 | 5 | 63 | SH | DFND | 0 | 63 | 0 | 0 | |
SYSCO CORP | Com | 871829107 | 212 | 4,090 | SH | SOLE | 0 | 4,090 | 0 | 0 | |
TEXAS INSTRUMENTS INC | Com | 882508104 | 671 | 8,330 | SH | SOLE | 0 | 6,830 | 0 | 1,500 | |
TEXAS INSTRUMENTS INC | Com | 882508104 | 56 | 700 | SH | DFND | 0 | 700 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | Com | 883556102 | 650 | 4,233 | SH | SOLE | 0 | 3,633 | 0 | 600 | |
THERMO FISHER SCIENTIFIC INC | Com | 883556102 | 24 | 153 | SH | DFND | 0 | 153 | 0 | 0 | |
3M CO | Com | 88579Y101 | 578 | 3,023 | SH | SOLE | 0 | 3,023 | 0 | 0 | |
3M CO | Com | 88579Y101 | 643 | 3,360 | SH | DFND | 0 | 3,360 | 0 | 0 | |
TYSON FOODS INC-CL A | Com | 902494103 | 242 | 3,929 | SH | SOLE | 0 | 3,929 | 0 | 0 | |
TYSON FOODS INC-CL A | Com | 902494103 | 5 | 84 | SH | DFND | 0 | 84 | 0 | 0 | |
US BANCORP | Com | 902973304 | 297 | 5,768 | SH | SOLE | 0 | 5,768 | 0 | 0 | |
US BANCORP | Com | 902973304 | 42 | 820 | SH | DFND | 0 | 820 | 0 | 0 | |
UNION PACIFIC CORP | Com | 907818108 | 614 | 5,797 | SH | SOLE | 0 | 5,797 | 0 | 0 | |
UNION PACIFIC CORP | Com | 907818108 | 240 | 2,268 | SH | DFND | 0 | 2,268 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | Com | 913017109 | 398 | 3,543 | SH | SOLE | 0 | 3,543 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | Com | 913017109 | 145 | 1,295 | SH | DFND | 0 | 1,295 | 0 | 0 | |
UNITEDHEALTH GROUP INC | Com | 91324P102 | 591 | 3,604 | SH | SOLE | 0 | 2,604 | 0 | 1,000 | |
UNUM GROUP | Com | 91529Y106 | 268 | 5,717 | SH | SOLE | 0 | 5,717 | 0 | 0 | |
UNUM GROUP | Com | 91529Y106 | 5 | 108 | SH | DFND | 0 | 108 | 0 | 0 | |
VALERO ENERGY CORP | Com | 91913Y100 | 277 | 4,184 | SH | SOLE | 0 | 4,184 | 0 | 0 | |
VALERO ENERGY CORP | Com | 91913Y100 | 48 | 725 | SH | DFND | 0 | 725 | 0 | 0 | |
VANGUARD DIVIDEND APPREC ETF | Com | 921908844 | 231 | 2,573 | SH | SOLE | 0 | 2,573 | 0 | 0 | |
VANGUARD FTSE DEVELOPED MARKET | Com | 921943858 | 986 | 25,083 | SH | SOLE | 0 | 25,083 | 0 | 0 | |
VANGUARD FTSE DEVELOPED MARKET | Com | 921943858 | 14 | 366 | SH | DFND | 0 | 366 | 0 | 0 | |
VANGUARD HIGH DVD YIELD ETF | Com | 921946406 | 572 | 7,370 | SH | SOLE | 0 | 7,370 | 0 | 0 | |
VANGUARD FTSE ALL-WORLD EX-US | Com | 922042775 | 1,221 | 25,525 | SH | SOLE | 0 | 25,525 | 0 | 0 | |
VANGUARD FTSE EMERGING MARKETS | Com | 922042858 | 513 | 12,903 | SH | SOLE | 0 | 12,903 | 0 | 0 | |
VANGUARD FTSE EMERGING MARKETS | Com | 922042858 | 3 | 81 | SH | DFND | 0 | 81 | 0 | 0 | |
VANGUARD CONSUMER DISCRE ETF | Com | 92204A108 | 216 | 1,560 | SH | SOLE | 0 | 1,560 | 0 | 0 | |
VANGUARD FINANCIALS ETF | Com | 92204A405 | 300 | 4,962 | SH | SOLE | 0 | 4,962 | 0 | 0 | |
VANGUARD HEALTH CARE ETF | Com | 92204A504 | 361 | 2,622 | SH | SOLE | 0 | 2,622 | 0 | 0 | |
VANGUARD INDUSTRIES ETF | Com | 92204A603 | 206 | 1,665 | SH | SOLE | 0 | 1,665 | 0 | 0 | |
VANGUARD INFO TECH ETF | Com | 92204A702 | 396 | 2,922 | SH | SOLE | 0 | 2,922 | 0 | 0 | |
VANGUARD S&P 500 ETF | Com | 922908363 | 624 | 2,882 | SH | SOLE | 0 | 2,882 | 0 | 0 | |
VANGUARD S&P 500 ETF | Com | 922908363 | 23 | 105 | SH | DFND | 0 | 105 | 0 | 0 | |
VANGUARD REIT ETF | Com | 922908553 | 735 | 8,904 | SH | SOLE | 0 | 8,904 | 0 | 0 | |
VANGUARD IND FD MID-CAP | Com | 922908629 | 1,055 | 7,578 | SH | SOLE | 0 | 7,578 | 0 | 0 | |
VANGUARD IND FD MID-CAP | Com | 922908629 | 191 | 1,370 | SH | DFND | 0 | 1,370 | 0 | 0 | |
VANGUARD SMALL-CAP ETF | Com | 922908751 | 131 | 980 | SH | SOLE | 0 | 980 | 0 | 0 | |
VANGUARD SMALL-CAP ETF | Com | 922908751 | 107 | 800 | SH | DFND | 0 | 800 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | Com | 92343V104 | 1,528 | 31,349 | SH | SOLE | 0 | 29,349 | 0 | 2,000 | |
VERIZON COMMUNICATIONS INC | Com | 92343V104 | 173 | 3,542 | SH | DFND | 0 | 3,542 | 0 | 0 | |
VISA INC-CLASS A SHARES | Com | 92826C839 | 1,262 | 14,197 | SH | SOLE | 0 | 12,222 | 0 | 1,975 | |
VISA INC-CLASS A SHARES | Com | 92826C839 | 27 | 300 | SH | DFND | 0 | 300 | 0 | 0 | |
WAL-MART STORES INC | Com | 931142103 | 484 | 6,721 | SH | SOLE | 0 | 6,721 | 0 | 0 | |
WAL-MART STORES INC | Com | 931142103 | 99 | 1,375 | SH | DFND | 0 | 1,375 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | Com | 931427108 | 529 | 6,371 | SH | SOLE | 0 | 6,371 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | Com | 931427108 | 5 | 60 | SH | DFND | 0 | 60 | 0 | 0 | |
WELLS FARGO & CO | Com | 949746101 | 1,664 | 29,890 | SH | SOLE | 0 | 29,890 | 0 | 0 | |
WELLS FARGO & CO | Com | 949746101 | 19 | 345 | SH | DFND | 0 | 345 | 0 | 0 | |
WISDOMTREE EMERGING MARKETS | Com | 97717W315 | 1,385 | 33,898 | SH | SOLE | 0 | 33,898 | 0 | 0 | |
WISDOM TREE MID CAP DIVIDEND | Com | 97717W505 | 450 | 4,619 | SH | SOLE | 0 | 4,619 | 0 | 0 | |
WISDOM TREE SMALL CAP DIVIDEND | Com | 97717W604 | 607 | 7,532 | SH | SOLE | 0 | 7,532 | 0 | 0 | |
WISDOMTREE US QUALITY DIVID | Com | 97717X669 | 1,664 | 46,894 | SH | SOLE | 0 | 46,894 | 0 | 0 |