0001422508-15-000009.txt : 20151027 0001422508-15-000009.hdr.sgml : 20151027 20151027142000 ACCESSION NUMBER: 0001422508-15-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151027 DATE AS OF CHANGE: 20151027 EFFECTIVENESS DATE: 20151027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montecito Bank & Trust CENTRAL INDEX KEY: 0001422508 IRS NUMBER: 952900153 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13052 FILM NUMBER: 151177565 BUSINESS ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 BUSINESS PHONE: 805-564-0281 MAIL ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001422508 XXXXXXXX 09-30-2015 09-30-2015 Montecito Bank & Trust

P.O. BOX 1440 SANTA BARBARA CA 93102

13F HOLDINGS REPORT 028-13052 N Peter Madlem 805-560-3428 Peter Madlem Santa Barbara CA 10-27-2015 0 187 181249 false INFORMATION TABLE 2 Montecito9302015.xml ABBOTT LABS INC COMMON STOCK 2824100 574 14260 SH SOLE 14260 0 0 0 ABBVIE INC COMMON STOCK 00287Y109 702 12900 SH SOLE 12900 0 0 0 ALLSTATE CORP COMMON STOCK 20002101 404 6929 SH SOLE 6929 0 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 472 8673 SH SOLE 8673 0 0 0 AMERICAN EXPRESS CO COMMON STOCK 25816109 262 3540 SH SOLE 3540 0 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 30420103 337 6117 SH SOLE 6117 0 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 30420103 6 100 SH OTR 100 0 0 0 AMGEN INC COMMON STOCK 31162100 471 3405 SH SOLE 3405 0 0 0 ANADARKO PETE CORP COM COMMON STOCK 32511107 457 7573 SH SOLE 7573 0 0 0 ANIXTER INTERNATIONAL INC COMMON STOCK 35290105 231 4000 SH SOLE 4000 0 0 0 APPLE INC COMMON STOCK 37833100 2623 23777 SH SOLE 23777 0 0 0 APPLE INC COMMON STOCK 37833100 6 50 SH OTR 50 0 0 0 AT & T INC COMMON STOCK 00206R102 419 12865 SH SOLE 12865 0 0 0 AUTOMATIC DATA PROCESSING IN C COMMON STOCK 53015103 323 4016 SH SOLE 4016 0 0 0 AVERY DENNISON CORP COMMON STOCK 53611109 882 15600 SH SOLE 15600 0 0 0 BERKSHIRE HATHAWAY INC CLASS COMMON STOCK 84670108 390 2 SH SOLE 2 0 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 84670702 330 2533 SH SOLE 2533 0 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 726 12265 SH SOLE 12265 0 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 3 50 SH OTR 50 0 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 1366 17321 SH SOLE 17321 0 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 4 50 SH OTR 50 0 0 0 CINEMARK HOLDING INC COMMON STOCK 17243V102 286 8800 SH SOLE 8800 0 0 0 CINTAS CORP COMMON STOCK 172908105 296 3456 SH SOLE 3456 0 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 360 13700 SH SOLE 13700 0 0 0 COCA COLA CO COM COMMON STOCK 191216100 1373 34210 SH SOLE 34210 0 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 495 10327 SH SOLE 10327 0 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 2 50 SH OTR 50 0 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 1221 8445 SH SOLE 8445 0 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 4 25 SH OTR 25 0 0 0 CVS HEALTH CORP COMMON STOCK 126650100 767 7952 SH SOLE 7952 0 0 0 CVS HEALTH CORP COMMON STOCK 126650100 5 50 SH OTR 50 0 0 0 DANAHER CORP COMMON STOCK 235851102 437 5132 SH SOLE 5132 0 0 0 DANAHER CORP COMMON STOCK 235851102 4 50 SH OTR 50 0 0 0 DARDEN RESTAURANTS COMMON STOCK 237194105 250 3644 SH SOLE 3644 0 0 0 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 301 6237 SH SOLE 6237 0 0 0 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 2 50 SH OTR 50 0 0 0 ECOLAB INC COMMON STOCK 278865100 228 2074 SH SOLE 2074 0 0 0 ECOLAB INC COMMON STOCK 278865100 5 50 SH OTR 50 0 0 0 EMERSON ELECTRIC COMMON STOCK 291011104 487 11023 SH SOLE 11023 0 0 0 ENERGY TRANSFER PARTNERS LP COMMON STOCK 29273R109 206 5018 SH SOLE 5018 0 0 0 ENTERPRISE PRODS PARTNERS LP COMMON STOCK 293792107 674 27088 SH SOLE 27088 0 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 375 4632 SH SOLE 4632 0 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 4 50 SH OTR 50 0 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2036 27378 SH SOLE 27378 0 0 0 FACEBOOK INC-A COMMON STOCK 30303M102 651 7245 SH SOLE 7245 0 0 0 FACEBOOK INC-A COMMON STOCK 30303M102 7 75 SH OTR 75 0 0 0 FISERV INC COM COMMON STOCK 337738108 342 3948 SH SOLE 3948 0 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 354 2568 SH SOLE 2568 0 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 840 33310 SH SOLE 33310 0 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 1 50 SH OTR 50 0 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 509 5180 SH SOLE 5180 0 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 760 1191 SH SOLE 1191 0 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 4 6 SH OTR 6 0 0 0 HEWLETT PACKARD CO COMMON STOCK 428236103 234 9131 SH SOLE 9131 0 0 0 HOME DEPOT INC COMMON STOCK 437076102 422 3652 SH SOLE 3652 0 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 396 4181 SH SOLE 4181 0 0 0 IBM CORPORATION COMMON STOCK 459200101 531 3660 SH SOLE 3660 0 0 0 INTEL CORP COMMON STOCK 458140100 938 31129 SH SOLE 31129 0 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 2723 29168 SH SOLE 29168 0 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 2 25 SH OTR 25 0 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 233 5626 SH SOLE 5626 0 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 2 50 SH OTR 50 0 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 623 10218 SH SOLE 10218 0 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 5 75 SH OTR 75 0 0 0 KIMBERLY-CLARK CORP COMMON STOCK 494368103 213 1950 SH SOLE 1950 0 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 591 21364 SH SOLE 21364 0 0 0 LAUDER ESTEE COS CL-A COMMON STOCK 518439104 273 3382 SH SOLE 3382 0 0 0 LAUDER ESTEE COS CL-A COMMON STOCK 518439104 4 50 SH OTR 50 0 0 0 LILLY ELI & CO COMMON STOCK 532457108 534 6378 SH SOLE 6378 0 0 0 LOWES COS INC COM COMMON STOCK 548661107 255 3695 SH SOLE 3695 0 0 0 LYDALL INC COMMON STOCK 550819106 342 11994 SH SOLE 11994 0 0 0 MCDONALDS CORP COMMON STOCK 580135101 369 3744 SH SOLE 3744 0 0 0 MERGE HEALTHCARE INC COMMON STOCK 589499102 78 10941 SH SOLE 10941 0 0 0 MICROSOFT CORP COMMON STOCK 594918104 839 18946 SH SOLE 18946 0 0 0 MICROSOFT CORP COMMON STOCK 594918104 4 100 SH OTR 100 0 0 0 NIKE INC CLASS B COM COMMON STOCK 654106103 384 3120 SH SOLE 3120 0 0 0 NIKE INC CLASS B COM COMMON STOCK 654106103 6 50 SH OTR 50 0 0 0 NORTHWEST BIOTHERAPEUTICS COMMON STOCK 66737P600 473 75717 SH SOLE 75717 0 0 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 204 3086 SH SOLE 3086 0 0 0 OMNICOM GROUP, INC. COMMON STOCK 681919106 256 3886 SH SOLE 3886 0 0 0 ORACLE CORPORATION COM COMMON STOCK 68389X105 299 8285 SH SOLE 8285 0 0 0 PEPSICO INC COMMON STOCK 713448108 747 7922 SH SOLE 7922 0 0 0 PEPSICO INC COMMON STOCK 713448108 5 50 SH OTR 50 0 0 0 PFIZER INC COMMON STOCK 717081103 1463 46564 SH SOLE 46564 0 0 0 PFIZER INC COMMON STOCK 717081103 3 100 SH OTR 100 0 0 0 PG & E CORP COMMON STOCK 69331C108 295 5588 SH SOLE 5588 0 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 403 5077 SH SOLE 5077 0 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 898 12479 SH SOLE 12479 0 0 0 PROSPECT CAPITAL CORPORATION COMMON STOCK 74348T102 1426 200000 SH SOLE 200000 0 0 0 REGAL ENTERTAINMENT GROUP CL A COMMON STOCK 758766109 224 12000 SH SOLE 12000 0 0 0 ROPER TECHNOLOGIES INC COMMON STOCK 776696106 201 1280 SH SOLE 1280 0 0 0 SEALED AIR CORP NEW COMMON STOCK 81211K100 281 6000 SH SOLE 6000 0 0 0 SOUTHERN CO COMMON STOCK 842587107 256 5726 SH SOLE 5726 0 0 0 SPECTRA ENERGY CORP WI COMMON STOCK 847560109 216 8238 SH SOLE 8238 0 0 0 SPECTRA ENERGY CORP WI COMMON STOCK 847560109 3 100 SH OTR 100 0 0 0 STARBUCKS CORP COMMON STOCK 855244109 223 3925 SH SOLE 3925 0 0 0 STERICYCLE INC COMMON STOCK 858912108 356 2559 SH SOLE 2559 0 0 0 SUNOCO LOGISTICS PARTNERS LP COMMON STOCK 86764L108 361 12600 SH SOLE 12600 0 0 0 TARGET CORP COMMON STOCK 87612E106 501 6365 SH SOLE 6365 0 0 0 TARGET CORP COMMON STOCK 87612E106 6 75 SH OTR 75 0 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 230 1881 SH SOLE 1881 0 0 0 TRAVELERS COMPANIES INC COMMON STOCK 89417E109 443 4448 SH SOLE 4448 0 0 0 UNION PAC CORP COMMON STOCK 907818108 644 7284 SH SOLE 7284 0 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 351 3942 SH SOLE 3942 0 0 0 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 276 2379 SH SOLE 2379 0 0 0 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 5 40 SH OTR 40 0 0 0 US BANCORP COMMON STOCK 902973304 303 7379 SH SOLE 7379 0 0 0 V.F. CORP COMMON STOCK 918204108 404 5920 SH SOLE 5920 0 0 0 V.F. CORP COMMON STOCK 918204108 5 75 SH OTR 75 0 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1029 23644 SH SOLE 23644 0 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 5 125 SH OTR 125 0 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 663 9521 SH SOLE 9521 0 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 5 75 SH OTR 75 0 0 0 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 392 4713 SH SOLE 4713 0 0 0 WALMART STORES INC COMMON STOCK 931142103 229 3531 SH SOLE 3531 0 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 1425 13941 SH SOLE 13941 0 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 8 75 SH OTR 75 0 0 0 WELLS FARGO & CO NEW COMMON STOCK 949746101 1312 25546 SH SOLE 25546 0 0 0 3M CO COMMON STOCK 88579Y101 443 3126 SH SOLE 3126 0 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 291 4221 SH SOLE 4221 0 0 0 TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 360 6378 SH SOLE 6378 0 0 0 BRANDYWINE RLTY TR NEW OTHER 105368203 2464 200000 SH SOLE 0 0 0 0 MEDTRONIC PLC OTHER G5960L103 565 8433 SH SOLE 8433 0 0 0 ALERIAN MLP ETF OTHER 00162Q866 498 39877 SH SOLE 0 0 0 0 CONSUMER DISCRETIONARY SELT OTHER 81369Y407 1866 25123 SH SOLE 0 0 0 0 CONSUMER STAPLES SELECT SECT OR OTHER 81369Y308 1064 22554 SH SOLE 0 0 0 0 FINANCIAL SELECT SECTOR SPDR OTHER 81369Y605 469 20695 SH SOLE 0 0 0 0 HEALTH CARE SELECT SECTOR SP DR OTHER 81369Y209 1800 27177 SH SOLE 0 0 0 0 ISHA CURR HEDGED MSCI EAFE OTHER 46434V803 7612 309680 SH SOLE 0 0 0 0 ISHA CURR HEDGED MSCI EAFE OTHER 46434V803 42 1700 SH OTR 0 0 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 12293 89985 SH SOLE 0 0 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 74 545 SH OTR 0 0 0 0 ISHARES CORE S&P SMALL-CAP E TF OTHER 464287804 794 7455 SH SOLE 0 0 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 2465 12792 SH SOLE 0 0 0 0 ISHARES DJ SELECT DIVIDEND E TF OTHER 464287168 856 11762 SH SOLE 0 0 0 0 ISHARES DJ US MEDICAL DEVICE E OTHER 464288810 423 3800 SH SOLE 0 0 0 0 ISHARES DJ US TECHNOLOGY SEC E OTHER 464287721 1251 12645 SH SOLE 0 0 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 10610 185095 SH SOLE 0 0 0 0 ISHARES MSCI EAFE SMALL CAP ET OTHER 464288273 939 19664 SH SOLE 0 0 0 0 ISHARES MSCI EMERGING MKT ET F OTHER 464287234 681 20762 SH SOLE 0 0 0 0 ISHARES MSCI PACIFIC EX-JAPA N OTHER 464286665 247 6735 SH SOLE 0 0 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 369 3445 SH SOLE 0 0 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 21344 229501 SH SOLE 0 0 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 75 811 SH OTR 0 0 0 0 ISHARES RUSSELL 1000 VALUE E TF OTHER 464287598 10078 108045 SH SOLE 0 0 0 0 ISHARES RUSSELL 1000 VALUE E TF OTHER 464287598 39 414 SH OTR 0 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 3164 28972 SH SOLE 0 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 44 405 SH OTR 0 0 0 0 ISHARES RUSSELL 2000 GROWTH ET OTHER 464287648 5095 38029 SH SOLE 0 0 0 0 ISHARES RUSSELL 2000 VALUE E TF OTHER 464287630 546 6055 SH SOLE 0 0 0 0 ISHARES S&P MIDCAP 400/GRWTH E OTHER 464287606 429 2733 SH SOLE 0 0 0 0 ISHARES S&P PREF STK ETF OTHER 464288687 1748 45284 SH SOLE 0 0 0 0 ISHARES S&P SMALLCAP/600 GRO WT OTHER 464287887 329 2741 SH SOLE 0 0 0 0 ISHARES S&P 500 GROWTH ETF OTHER 464287309 445 4130 SH SOLE 0 0 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 239 2850 SH SOLE 0 0 0 0 JPMORGAN ALERIAN MLP INDEX F UN OTHER 46625H365 278 9143 SH SOLE 0 0 0 0 KBW BANK ETF OTHER 78464A797 334 10050 SH SOLE 0 0 0 0 POWERSHARES QQQ TRUST OTHER 73935A104 655 6437 SH SOLE 0 0 0 0 POWERSHARES S&P SC HEALTH CA RE OTHER 73937B886 795 12222 SH SOLE 0 0 0 0 SPDR DJ WILSHIRE INTL REAL E ST OTHER 78463X863 2147 54588 SH SOLE 0 0 0 0 SPDR DJ WILSHIRE INTL REAL E ST OTHER 78463X863 22 566 SH OTR 0 0 0 0 SPDR DOW JONES REIT ETF OTHER 78464A607 1024 11878 SH SOLE 0 0 0 0 SPDR GOLD TRUST OTHER 78463V107 394 3688 SH SOLE 0 0 0 0 SPDR S&P BIOTECH ETF OTHER 78464A870 1454 23361 SH SOLE 0 0 0 0 SPDR S&P MIDCAP 400 ETF TRUS T OTHER 78467Y107 1712 6877 SH SOLE 0 0 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 9445 49290 SH SOLE 0 0 0 0 UTILITIES SELECT SECTOR SPDR OTHER 81369Y886 291 6733 SH SOLE 0 0 0 0 VANGUARD DIVIDEND APPREC ETF OTHER 921908844 257 3479 SH SOLE 0 0 0 0 VANGUARD FTSE ALL-WORLD EX-U S OTHER 922042775 2633 61775 SH SOLE 0 0 0 0 VANGUARD FTSE DEVELOPED MARK ET OTHER 921943858 488 13701 SH SOLE 0 0 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 1709 14652 SH SOLE 0 0 0 0 VANGUARD REIT ETF OTHER 922908553 885 11711 SH SOLE 0 0 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 1189 11010 SH SOLE 0 0 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 411 4165 SH SOLE 0 0 0 0 WISDOMTREE JAPAN HEDGED EQUI TY OTHER 97717W851 394 8100 SH SOLE 0 0 0 0 ABERDEEN ASIA PAC PRIME INC OTHER 3009107 63 14000 SH SOLE 0 0 0 0 ISHARES BARCLAYS TIPS BOND E TF OTHER 464287176 221 2000 SH SOLE 0 0 0 0 ISHARES BARCLAYS 1-3 YEAR TR E OTHER 464287457 351 4133 SH SOLE 0 0 0 0 ISHARES BARCLAYS 20+ YEAR TR E OTHER 464287432 718 5814 SH SOLE 0 0 0 0 ISHARES BARCLAYS 3-7 YEAR ET F OTHER 464288661 219 1759 SH SOLE 0 0 0 0 ISHARES CORE U.S. AGGREGATE BO OTHER 464287226 6856 62570 SH SOLE 0 0 0 0 ISHARES IBOXX H/Y CORP BOND ET OTHER 464288513 917 11006 SH SOLE 0 0 0 0 ISHARES IBOXX INV GRD CORP B ON OTHER 464287242 888 7650 SH SOLE 0 0 0 0 NUVEEN CALIFORNIA MUNI VALUE F OTHER 67062C107 190 17975 SH SOLE 0 0 0 0 NUVEEN INS CA T/F ADV MUN FD OTHER 670651108 545 37141 SH SOLE 0 0 0 0 PIMCO 0-5 YEAR H/Y CORP BD I ND OTHER 72201R783 405 4285 SH SOLE 0 0 0 0 BLACKROCK MUNIYIELD CALI FD OTHER 09254M105 206 13000 SH SOLE 0 0 0 0