0001422508-15-000008.txt : 20150724 0001422508-15-000008.hdr.sgml : 20150724 20150724130541 ACCESSION NUMBER: 0001422508-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150724 DATE AS OF CHANGE: 20150724 EFFECTIVENESS DATE: 20150724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montecito Bank & Trust CENTRAL INDEX KEY: 0001422508 IRS NUMBER: 952900153 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13052 FILM NUMBER: 151004090 BUSINESS ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 BUSINESS PHONE: 805-564-0281 MAIL ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001422508 XXXXXXXX 06-30-2015 06-30-2015 Montecito Bank & Trust

P.O. BOX 1440 SANTA BARBARA CA 93102

13F HOLDINGS REPORT 028-13052 N Peter Madlem 805-564-3428 Peter Madlem Santa Barbara CA 07-23-2015 0 208 200632 true INFORMATION TABLE 2 Montecito6302015.xml ABBOTT LABS INC COMMON STOCK 2824100 607 13098 SH SOLE 13098 0 0 ABBVIE INC COMMON STOCK 00287Y109 687 11730 SH SOLE 11730 0 0 AIR PRODS & CHEMS INC COMMON STOCK 9158106 232 1533 SH SOLE 1533 0 0 ALLSTATE CORP COMMON STOCK 20002101 447 6285 SH SOLE 6285 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 418 8359 SH SOLE 8359 0 0 AMERICAN EXPRESS CO COMMON STOCK 25816109 398 5090 SH SOLE 5090 0 0 AMERICAN EXPRESS CO COMMON STOCK 25816109 2 25 SH OTR 25 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 30420103 313 5767 SH SOLE 5767 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 30420103 5 100 SH OTR 100 0 0 AMGEN INC COMMON STOCK 31162100 472 2955 SH SOLE 2955 0 0 ANADARKO PETE CORP COM COMMON STOCK 32511107 671 8098 SH SOLE 8098 0 0 ANIXTER INTERNATIONAL INC COMMON STOCK 35290105 305 4000 SH SOLE 4000 0 0 APPLE INC COMMON STOCK 37833100 2761 22187 SH SOLE 22187 0 0 APPLE INC COMMON STOCK 37833100 6 50 SH OTR 50 0 0 AT & T INC COMMON STOCK 00206R102 448 13725 SH SOLE 13725 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 53015103 568 6630 SH SOLE 6630 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 53015103 2 25 SH OTR 25 0 0 AVERY DENNISON CORP COMMON STOCK 53611109 825 15600 SH SOLE 15600 0 0 BB&T CORPORATION COMMON STOCK 54937107 221 5670 SH SOLE 5670 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 84670108 435 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 84670702 356 2468 SH SOLE 2468 0 0 BIOGEN INC COMMON STOCK 09062X103 274 648 SH SOLE 648 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 894 13865 SH SOLE 13865 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 2 25 SH OTR 25 0 0 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 221 3300 SH SOLE 3300 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 1993 18981 SH SOLE 18981 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 3 25 SH OTR 25 0 0 CINEMARK HOLDING INC COMMON STOCK 17243V102 397 8800 SH SOLE 8800 0 0 CINTAS CORP COMMON STOCK 172908105 282 3456 SH SOLE 3456 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 260 9438 SH SOLE 9438 0 0 COCA COLA CO COM COMMON STOCK 191216100 1424 35108 SH SOLE 35108 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 630 10117 SH SOLE 10117 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 3 50 SH OTR 50 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 1350 8910 SH SOLE 8910 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 2 10 SH OTR 10 0 0 CVS HEALTH CORP COMMON STOCK 126650100 701 6794 SH SOLE 6794 0 0 CVS HEALTH CORP COMMON STOCK 126650100 3 25 SH OTR 25 0 0 DANAHER CORP COMMON STOCK 235851102 389 4580 SH SOLE 4580 0 0 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 690 9659 SH SOLE 9659 0 0 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 2 25 SH OTR 25 0 0 EMERSON ELECTRIC COMMON STOCK 291011104 642 11335 SH SOLE 11335 0 0 ENTERPRISE PRODS PARTNERS LP COMMON STOCK 293792107 892 27088 SH SOLE 27088 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 318 3662 SH SOLE 3662 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2523 29685 SH SOLE 29685 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2 25 SH OTR 25 0 0 FACEBOOK INC-A COMMON STOCK 30303M102 366 4452 SH SOLE 4452 0 0 FISERV INC COM COMMON STOCK 337738108 368 4629 SH SOLE 4629 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 319 2352 SH SOLE 2352 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 859 34623 SH SOLE 34623 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 1 50 SH OTR 50 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 509 5186 SH SOLE 5186 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 2 20 SH OTR 20 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 638 1151 SH SOLE 1151 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 3 6 SH OTR 6 0 0 HEWLETT PACKARD CO COMMON STOCK 428236103 221 7102 SH SOLE 7102 0 0 HOME DEPOT INC COMMON STOCK 437076102 415 3652 SH SOLE 3652 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 462 4431 SH SOLE 4431 0 0 IBM CORPORATION COMMON STOCK 459200101 689 4294 SH SOLE 4294 0 0 INTEL CORP COMMON STOCK 458140100 887 28363 SH SOLE 28363 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 3172 31527 SH SOLE 31527 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 3 25 SH OTR 25 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 271 5376 SH SOLE 5376 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 1 25 SH OTR 25 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 441 7273 SH SOLE 7273 0 0 KIMBERLY-CLARK CORP COMMON STOCK 494368103 252 2350 SH SOLE 2350 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 1388 32989 SH SOLE 32989 0 0 LEGACY RESERVES LP COMMON STOCK 524707304 136 13400 SH SOLE 13400 0 0 LILLY ELI & CO COMMON STOCK 532457108 372 5121 SH SOLE 5121 0 0 LYDALL INC COMMON STOCK 550819106 380 11994 SH SOLE 11994 0 0 MACY S INC COMMON STOCK 55616P104 387 5962 SH SOLE 5962 0 0 MACY S INC COMMON STOCK 55616P104 2 25 SH OTR 25 0 0 MCDONALDS CORP COMMON STOCK 580135101 537 5512 SH SOLE 5512 0 0 MEAD JOHNSON NUTRITION CO COMMON STOCK 582839106 251 2499 SH SOLE 2499 0 0 MICROSOFT CORP COMMON STOCK 594918104 764 18796 SH SOLE 18796 0 0 MICROSOFT CORP COMMON STOCK 594918104 4 100 SH OTR 100 0 0 NIKE INC CLASS B COM COMMON STOCK 654106103 424 4230 SH SOLE 4230 0 0 NIKE INC CLASS B COM COMMON STOCK 654106103 3 25 SH OTR 25 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 212 2063 SH SOLE 2063 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 3 25 SH OTR 25 0 0 NORTHWEST BIOTHERAPEUTICS COMMON STOCK 66737P600 558 75717 SH SOLE 75717 0 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 217 2970 SH SOLE 2970 0 0 OMNICOM GROUP, INC. COMMON STOCK 681919106 507 6496 SH SOLE 6496 0 0 ORACLE CORPORATION COM COMMON STOCK 68389X105 517 11992 SH SOLE 11992 0 0 PEPSICO INC COMMON STOCK 713448108 726 7593 SH SOLE 7593 0 0 PEPSICO INC COMMON STOCK 713448108 2 20 SH OTR 20 0 0 PFIZER INC COMMON STOCK 717081103 1953 56148 SH SOLE 56148 0 0 PFIZER INC COMMON STOCK 717081103 3 100 SH OTR 100 0 0 PG & E CORP COMMON STOCK 69331C108 308 5809 SH SOLE 5809 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 440 5847 SH SOLE 5847 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 1057 12905 SH SOLE 12905 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 2 25 SH OTR 25 0 0 PROSPECT CAPITAL CORPORATION COMMON STOCK 74348T102 1361 161082 SH SOLE 161082 0 0 QUALCOMM INC COMMON STOCK 747525103 251 3627 SH SOLE 3627 0 0 REGAL ENTERTAINMENT GROUP CL A COMMON STOCK 758766109 274 12000 SH SOLE 12000 0 0 REGENCY ENERGY PARTNERS LP COMMON STOCK 75885Y107 278 12170 SH SOLE 12170 0 0 SEALED AIR CORP NEW COMMON STOCK 81211K100 273 6000 SH SOLE 6000 0 0 SIGMA ALDRICH CORP COMMON STOCK 826552101 264 1910 SH SOLE 1910 0 0 SOUTHERN CO COMMON STOCK 842587107 233 5268 SH SOLE 5268 0 0 SPECTRA ENERGY CORP WI COMMON STOCK 847560109 267 7388 SH SOLE 7388 0 0 SPECTRA ENERGY CORP WI COMMON STOCK 847560109 4 100 SH OTR 100 0 0 STERICYCLE INC COMMON STOCK 858912108 282 2011 SH SOLE 2011 0 0 SUNOCO LOGISTICS PARTNERS LP COMMON STOCK 86764L108 521 12600 SH SOLE 12600 0 0 TARGET CORP COMMON STOCK 87612E106 345 4206 SH SOLE 4206 0 0 TRAVELERS COMPANIES INC COMMON STOCK 89417E109 352 3257 SH SOLE 3257 0 0 TRINITY INDUSTRIES INC COMMON STOCK 896522109 258 7273 SH SOLE 7273 0 0 UNION PAC CORP COMMON STOCK 907818108 797 7359 SH SOLE 7359 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 467 3987 SH SOLE 3987 0 0 US BANCORP COMMON STOCK 902973304 300 6879 SH SOLE 6879 0 0 V.F. CORP COMMON STOCK 918204108 363 4820 SH SOLE 4820 0 0 V.F. CORP COMMON STOCK 918204108 2 20 SH OTR 20 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1041 21400 SH SOLE 21400 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 2 50 SH OTR 50 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 539 8236 SH SOLE 8236 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 3 40 SH OTR 40 0 0 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 290 3428 SH SOLE 3428 0 0 WALMART STORES INC COMMON STOCK 931142103 219 2657 SH SOLE 2657 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 1032 9837 SH SOLE 9837 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 5 50 SH OTR 50 0 0 WELLS FARGO & CO NEW COMMON STOCK 949746101 1441 26495 SH SOLE 26495 0 0 WESTERN DIGITAL CORP COMMON STOCK 958102105 274 3010 SH SOLE 3010 0 0 WESTERN DIGITAL CORP COMMON STOCK 958102105 1 15 SH OTR 15 0 0 3M CO COMMON STOCK 88579Y101 626 3796 SH SOLE 3796 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 501 6004 SH SOLE 6004 0 0 TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 358 5750 SH SOLE 5750 0 0 BRANDYWINE RLTY TR NEW OTHER 105368203 3196 200000 SH SOLE 0 0 0 EATON CORP PLC OTHER G29183103 223 3286 SH SOLE 3286 0 0 MEDTRONIC PLC OTHER G5960L103 1195 15323 SH SOLE 15323 0 0 MEDTRONIC PLC OTHER G5960L103 3 33 SH OTR 33 0 0 ALERIAN MLP ETF OTHER 00162Q866 1619 97706 SH SOLE 0 0 0 ALERIAN MLP ETF OTHER 00162Q866 22 1300 SH OTR 0 0 0 CONSUMER DISCRETIONARY SELT OTHER 81369Y407 722 9579 SH SOLE 0 0 0 CONSUMER STAPLES SELECT SECTOR OTHER 81369Y308 622 12771 SH SOLE 0 0 0 FINANCIAL SELECT SECTOR SPDR OTHER 81369Y605 531 22019 SH SOLE 0 0 0 FIRST TRUST NORTH AMERICAN E OTHER 33738D101 487 18125 SH SOLE 0 0 0 HEALTH CARE SELECT SECTOR SPDR OTHER 81369Y209 1183 16323 SH SOLE 0 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 15036 98935 SH SOLE 0 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 49 320 SH OTR 0 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 766 6487 SH SOLE 0 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 2693 12958 SH SOLE 0 0 0 ISHARES DJ SELECT DIVIDEND ETF OTHER 464287168 1431 18362 SH SOLE 0 0 0 ISHARES DJ US MEDICAL DEVICE E OTHER 464288810 691 5745 SH SOLE 0 0 0 ISHARES DJ US TECHNOLOGY SEC E OTHER 464287721 1686 16065 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 12795 199389 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 46 712 SH OTR 0 0 0 ISHARES MSCI EMERGING MKT ETF OTHER 464287234 2809 69988 SH SOLE 0 0 0 ISHARES MSCI PACIFIC EX-JAPAN OTHER 464286665 306 6735 SH SOLE 0 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 701 6050 SH SOLE 0 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 18862 190679 SH SOLE 0 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 71 715 SH OTR 0 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 10564 102485 SH SOLE 0 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 58 566 SH OTR 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 4350 34980 SH SOLE 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 11 90 SH OTR 0 0 0 ISHARES RUSSELL 2000 GROWTH ET OTHER 464287648 4962 32742 SH SOLE 0 0 0 ISHARES RUSSELL 2000 VALUE ETF OTHER 464287630 2116 20501 SH SOLE 0 0 0 ISHARES S&P MIDCAP 400/GRWTH E OTHER 464287606 563 3282 SH SOLE 0 0 0 ISHARES S&P MIDCAP 400/VALUE E OTHER 464287705 331 2524 SH SOLE 0 0 0 ISHARES S&P PREF STK ETF OTHER 464288687 1653 41223 SH SOLE 0 0 0 ISHARES S&P SMALLCAP/600 GROWT OTHER 464287887 357 2741 SH SOLE 0 0 0 ISHARES S&P 500 GROWTH ETF OTHER 464287309 414 3630 SH SOLE 0 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 208 2250 SH SOLE 0 0 0 JPMORGAN ALERIAN MLP INDEX FUN OTHER 46625H365 883 20623 SH SOLE 0 0 0 JPMORGAN ALERIAN MLP INDEX FUN OTHER 46625H365 25 580 SH OTR 0 0 0 KBW BANK ETF OTHER 78464A797 324 9673 SH SOLE 0 0 0 POWERSHARES QQQ TRUST OTHER 73935A104 612 5792 SH SOLE 0 0 0 POWERSHARES S&P SC HEALTH CARE OTHER 73937B886 1015 14725 SH SOLE 0 0 0 SPDR DJ WILSHIRE INTL REAL EST OTHER 78463X863 2318 53511 SH SOLE 0 0 0 SPDR DOW JONES REIT ETF OTHER 78464A607 3747 39624 SH SOLE 0 0 0 SPDR DOW JONES REIT ETF OTHER 78464A607 27 290 SH OTR 0 0 0 SPDR S&P BIOTECH ETF OTHER 78464A870 2067 9165 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 1893 6827 SH SOLE 0 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 12468 60396 SH SOLE 0 0 0 UTILITIES SELECT SECTOR SPDR OTHER 81369Y886 529 11898 SH SOLE 0 0 0 VANGUARD DIVIDEND APPREC ETF OTHER 921908844 358 4453 SH SOLE 0 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 3147 64585 SH SOLE 0 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 461 11582 SH SOLE 0 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 1942 47526 SH SOLE 0 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 11 273 SH OTR 0 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 3320 25018 SH SOLE 0 0 0 VANGUARD REIT ETF OTHER 922908553 1068 12672 SH SOLE 0 0 0 VANGUARD SMALL CAP GROWTH ETF OTHER 922908595 204 1550 SH SOLE 0 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 2827 23063 SH SOLE 0 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 25 200 SH OTR 0 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 455 4240 SH SOLE 0 0 0 WISDOMTREE EMERGING MKTS S/C D OTHER 97717W281 486 10990 SH SOLE 0 0 0 WISDOMTREE JAPAN HEDGED EQUITY OTHER 97717W851 1181 21418 SH SOLE 0 0 0 ABERDEEN ASIA PAC PRIME INC OTHER 3009107 75 14000 SH SOLE 0 0 0 FLAH & CRUM PFD SECU INCOME FU OTHER 338478100 342 16800 SH SOLE 0 0 0 ISHARES BARCLAYS 20+ YEAR TR E OTHER 464287432 1191 9112 SH SOLE 0 0 0 ISHARES BARCLAYS 3-7 YEAR ETF OTHER 464288661 218 1759 SH SOLE 0 0 0 ISHARES BARCLAYS 7-10 YEAR TR OTHER 464287440 580 5355 SH SOLE 0 0 0 ISHARES CORE U.S. AGGREGATE BO OTHER 464287226 2178 19544 SH SOLE 0 0 0 ISHARES IBOXX H/Y CORP BOND ET OTHER 464288513 1248 13776 SH SOLE 0 0 0 ISHARES IBOXX INV GRD CORP BON OTHER 464287242 981 8061 SH SOLE 0 0 0 NUVEEN CALIFORNIA MUNI VALUE F OTHER 67062C107 192 17975 SH SOLE 0 0 0 NUVEEN INS CA T/F ADV MUN FD OTHER 670651108 576 38530 SH SOLE 0 0 0 PIMCO 0-5 YEAR H/Y CORP BD IND OTHER 72201R783 442 4357 SH SOLE 0 0 0 VANGUARD TOTAL BOND MARKET ETF OTHER 921937835 200 2400 SH SOLE 0 0 0 BLACKROCK MUNIYIELD CALI FD OTHER 09254M105 158 10000 SH SOLE 0 0 0