Executive Vice President

0001422508-14-000005.txt : 20140515 0001422508-14-000005.hdr.sgml : 20140515 20140514205633 ACCESSION NUMBER: 0001422508-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montecito Bank & Trust CENTRAL INDEX KEY: 0001422508 IRS NUMBER: 952900153 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13052 FILM NUMBER: 14843443 BUSINESS ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 BUSINESS PHONE: 805-564-0281 MAIL ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001422508 XXXXXXXX 03-31-2014 03-31-2014 Montecito Bank & Trust

P.O. BOX 1440 SANTA BARBARA CA 93102

13F HOLDINGS REPORT 028-13052 N Peter Madlem Executive Vice President 805-564-0281 Peter Madlem Santa Barbara CA 05-14-2014 0 190 158816 false INFORMATION TABLE 2 Montecito32014.xml ABBOTT LABS INC COMMON STOCK 2824100 497 12900 SH SOLE 12900 0 0 ABBVIE INC COMMON STOCK 00287Y109 622 12108 SH SOLE 12108 0 0 ALLSTATE CORP COMMON STOCK 20002101 292 5169 SH SOLE 5169 0 0 AMERICAN EXPRESS CO COMMON STOCK 25816109 513 5702 SH SOLE 5702 0 0 AMERICAN EXPRESS CO COMMON STOCK 25816109 2 25 SH OTR 25 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 30420103 210 4627 SH SOLE 4627 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 30420103 3 75 SH OTR 75 0 0 AMGEN INC COMMON STOCK 31162100 409 3315 SH SOLE 3315 0 0 AMGEN INC COMMON STOCK 31162100 4 30 SH OTR 30 0 0 ANADARKO PETE CORP COM COMMON STOCK 32511107 720 8498 SH SOLE 8498 0 0 ANIXTER INTERNATIONAL INC COMMON STOCK 35290105 406 4000 SH SOLE 4000 0 0 ANNALY MTG MGMT INC COM COMMON STOCK 35710409 176 16047 SH SOLE 16047 0 0 APPLE INC COMMON STOCK 37833100 1270 2367 SH SOLE 2367 0 0 APPLE INC COMMON STOCK 37833100 5 10 SH OTR 10 0 0 AT & T INC COMMON STOCK 00206R102 529 15094 SH SOLE 15094 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 53015103 238 3075 SH SOLE 3075 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 53015103 3 40 SH OTR 40 0 0 AVERY DENNISON CORP COMMON STOCK 53611109 790 15600 SH SOLE 15600 0 0 BEAM INC COMMON STOCK 73730103 369 4424 SH SOLE 4424 0 0 BEAM INC COMMON STOCK 73730103 2 20 SH OTR 20 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 84670702 247 1973 SH SOLE 1973 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 627 12074 SH SOLE 12074 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 3 65 SH OTR 65 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 2152 18096 SH SOLE 18096 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 3 25 SH OTR 25 0 0 CINEMARK HOLDING INC COMMON STOCK 17243V102 261 9000 SH SOLE 9000 0 0 CINTAS CORP COMMON STOCK 172908105 206 3456 SH SOLE 3456 0 0 COCA COLA CO COM COMMON STOCK 191216100 1311 33900 SH SOLE 33900 0 0 COMCAST CORP-CL A COMMON STOCK 20030N101 201 4024 SH SOLE 4024 0 0 COMCAST CORP-CL A COMMON STOCK 20030N101 3 65 SH OTR 65 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 230 3274 SH SOLE 3274 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 4 60 SH OTR 60 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 764 6842 SH SOLE 6842 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 3 25 SH OTR 25 0 0 CVS CAREMARK CORP COMMON STOCK 126650100 387 5173 SH SOLE 5173 0 0 CVS CAREMARK CORP COMMON STOCK 126650100 4 50 SH OTR 50 0 0 DANAHER CORP COMMON STOCK 235851102 258 3445 SH SOLE 3445 0 0 DANAHER CORP COMMON STOCK 235851102 1 10 SH OTR 10 0 0 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 470 7003 SH SOLE 7003 0 0 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 3 40 SH OTR 40 0 0 EMERSON ELECTRIC COMMON STOCK 291011104 722 10809 SH SOLE 10809 0 0 ENTERPRISE PRODS PARTNERS LP COMMON STOCK 293792107 1001 14434 SH SOLE 14434 0 0 EV ENERGY PARTNERS LP COMMON STOCK 26926V107 346 10332 SH SOLE 10332 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 254 3381 SH SOLE 3381 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 3 35 SH OTR 35 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2567 26284 SH SOLE 26284 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 3 35 SH OTR 35 0 0 FISERV INC COM COMMON STOCK 337738108 202 3562 SH SOLE 3562 0 0 FRANKLIN RES INC COMMON STOCK 354613101 286 5287 SH SOLE 5287 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 1026 39628 SH SOLE 39628 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 3 125 SH OTR 125 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 239 3378 SH SOLE 3378 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 1 20 SH OTR 20 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 816 732 SH SOLE 732 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 7 6 SH OTR 6 0 0 HOME DEPOT INC COMMON STOCK 437076102 329 4158 SH SOLE 4158 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 220 2373 SH SOLE 2373 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 5 50 SH OTR 50 0 0 IBM CORPORATION COMMON STOCK 459200101 659 3424 SH SOLE 3424 0 0 IBM CORPORATION COMMON STOCK 459200101 1 5 SH OTR 5 0 0 INTEL CORP COMMON STOCK 458140100 485 18782 SH SOLE 18782 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 2415 24587 SH SOLE 24587 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 3 35 SH OTR 35 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 256 5409 SH SOLE 5409 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 3 65 SH OTR 65 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 277 4565 SH SOLE 4565 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 3 50 SH OTR 50 0 0 KINDER MORGAN ENERGY PARTNERS COMMON STOCK 494550106 786 10626 SH SOLE 10626 0 0 KINDER MORGAN MANAGEMENT LLC COMMON STOCK 49455U100 286 3994 SH SOLE 3994 0 0 LEGACY RESERVES LP COMMON STOCK 524707304 385 15500 SH SOLE 15500 0 0 LYDALL INC COMMON STOCK 550819106 274 11994 SH SOLE 11994 0 0 MACY S INC COMMON STOCK 55616P104 280 4728 SH SOLE 4728 0 0 MACY S INC COMMON STOCK 55616P104 3 50 SH OTR 50 0 0 MERCK & CO INC COMMON STOCK 58933Y105 354 6237 SH SOLE 6237 0 0 MICROSOFT CORP COMMON STOCK 594918104 508 12396 SH SOLE 12396 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 237 2441 SH SOLE 2441 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 0 5 SH OTR 5 0 0 OMNICOM GROUP, INC. COMMON STOCK 681919106 517 7128 SH SOLE 7128 0 0 OMNICOM GROUP, INC. COMMON STOCK 681919106 3 46 SH OTR 46 0 0 ORACLE CORPORATION COM COMMON STOCK 68389X105 550 13437 SH SOLE 13437 0 0 ORACLE CORPORATION COM COMMON STOCK 68389X105 3 80 SH OTR 80 0 0 PEPSICO INC COMMON STOCK 713448108 437 5234 SH SOLE 5234 0 0 PEPSICO INC COMMON STOCK 713448108 2 20 SH OTR 20 0 0 PFIZER INC COMMON STOCK 717081103 1923 59868 SH SOLE 59868 0 0 PFIZER INC COMMON STOCK 717081103 4 130 SH OTR 130 0 0 PG & E CORP COMMON STOCK 69331C108 277 6409 SH SOLE 6409 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 241 2947 SH SOLE 2947 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 549 6815 SH SOLE 6815 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 3 35 SH OTR 35 0 0 QUALCOMM INC COMMON STOCK 747525103 378 4797 SH SOLE 4797 0 0 REGAL ENTERTAINMENT GROUP CL A COMMON STOCK 758766109 224 12000 SH SOLE 12000 0 0 REGENCY ENERGY PARTNERS LP COMMON STOCK 75885Y107 331 12170 SH SOLE 12170 0 0 RPM INTERNATIONAL INC COMMON STOCK 749685103 232 5550 SH SOLE 5550 0 0 STERICYCLE INC COMMON STOCK 858912108 222 1958 SH SOLE 1958 0 0 STERICYCLE INC COMMON STOCK 858912108 2 20 SH OTR 20 0 0 SUNOCO LOGISTICS PARTNERS LP COMMON STOCK 86764L108 707 7784 SH SOLE 7784 0 0 UNION PAC CORP COMMON STOCK 907818108 489 2604 SH SOLE 2604 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 383 3282 SH SOLE 3282 0 0 US BANCORP COMMON STOCK 902973304 282 6574 SH SOLE 6574 0 0 US BANCORP COMMON STOCK 902973304 3 75 SH OTR 75 0 0 V.F. CORP COMMON STOCK 918204108 271 4379 SH SOLE 4379 0 0 V.F. CORP COMMON STOCK 918204108 1 20 SH OTR 20 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 520 10930 SH SOLE 10930 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 4 80 SH OTR 80 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 440 2040 SH SOLE 2040 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 2 10 SH OTR 10 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 634 7919 SH SOLE 7919 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 3 40 SH OTR 40 0 0 WELLS FARGO & CO NEW COMMON STOCK 949746101 1262 25370 SH SOLE 25370 0 0 WELLS FARGO & CO NEW COMMON STOCK 949746101 2 50 SH OTR 50 0 0 WESTERN DIGITAL CORP COMMON STOCK 958102105 307 3341 SH SOLE 3341 0 0 WESTERN DIGITAL CORP COMMON STOCK 958102105 1 15 SH OTR 15 0 0 3M CO COMMON STOCK 88579Y101 306 2254 SH SOLE 2254 0 0 BP PLC SPONS ADR COMMON STOCK 55622104 235 4879 SH SOLE 4879 0 0 ROYAL DUTCH SHELL SPONS ADR COMMON STOCK 780259206 204 2790 SH SOLE 2790 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 510 5233 SH SOLE 5233 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 2 23 SH OTR 23 0 0 BRANDYWINE RLTY TR NEW OTHER 105368203 2892 200000 SH SOLE 0 0 0 COVIDIEN PLC OTHER G2554F113 1018 13816 SH SOLE 13816 0 0 COVIDIEN PLC OTHER G2554F113 3 35 SH OTR 35 0 0 EATON CORP PLC OTHER G29183103 366 4873 SH SOLE 4873 0 0 EATON CORP PLC OTHER G29183103 2 25 SH OTR 25 0 0 ALERIAN MLP ETF OTHER 00162Q866 1775 100509 SH SOLE 0 0 0 ALERIAN MLP ETF OTHER 00162Q866 21 1200 SH OTR 0 0 0 BLACKROCK ENHANCED EQUITY DIVI OTHER 09251A104 94 11789 SH SOLE 0 0 0 CONSUMER DISCRETIONARY SELT OTHER 81369Y407 923 14265 SH SOLE 0 0 0 CONSUMER STAPLES SELECT SECTOR OTHER 81369Y308 713 16552 SH SOLE 0 0 0 FINANCIAL SELECT SECTOR SPDR OTHER 81369Y605 687 30755 SH SOLE 0 0 0 FIRST TRUST NORTH AMERICAN E OTHER 33738D101 435 17906 SH SOLE 0 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 335 9541 SH SOLE 0 0 0 HEALTH CARE SELECT SECTOR SPDR OTHER 81369Y209 927 15855 SH SOLE 0 0 0 INDUSTRIAL SELECT SECTOR SPDR OTHER 81369Y704 370 7067 SH SOLE 0 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 11872 86360 SH SOLE 0 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 38 280 SH OTR 0 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 329 2985 SH SOLE 0 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 2168 11524 SH SOLE 0 0 0 ISHARES DJ SELECT DIVIDEND ETF OTHER 464287168 1433 19541 SH SOLE 0 0 0 ISHARES DJ US AEROSPACE & DF E OTHER 464288760 367 3360 SH SOLE 0 0 0 ISHARES DJ US MEDICAL DEVICE E OTHER 464288810 579 5856 SH SOLE 0 0 0 ISHARES DJ US TECHNOLOGY SEC E OTHER 464287721 1777 19520 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 13314 198128 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 48 712 SH OTR 0 0 0 ISHARES MSCI EMERGING MKT ETF OTHER 464287234 561 13684 SH SOLE 0 0 0 ISHARES RUSSEL 2000 VALUE ETF OTHER 464287630 916 9087 SH SOLE 0 0 0 ISHARES RUSSELL MICROCAP ETF OTHER 464288869 940 12164 SH SOLE 0 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 16299 188344 SH SOLE 0 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 62 715 SH OTR 0 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 9109 94398 SH SOLE 0 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 55 566 SH OTR 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 3250 27936 SH SOLE 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 10 90 SH OTR 0 0 0 ISHARES RUSSELL 2000 GROWTH ET OTHER 464287648 4049 29758 SH SOLE 0 0 0 ISHARES S&P MIDCAP 400/GRWTH E OTHER 464287606 275 1801 SH SOLE 0 0 0 ISHARES S&P 500 GROWTH ETF OTHER 464287309 223 2230 SH SOLE 0 0 0 JPMORGAN ALERIAN MLP INDEX FUN OTHER 46625H365 1877 40324 SH SOLE 0 0 0 JPMORGAN ALERIAN MLP INDEX FUN OTHER 46625H365 27 580 SH OTR 0 0 0 KBW BANK ETF OTHER 78464A797 403 11829 SH SOLE 0 0 0 PAX MSCI EAFE ESG INDEX ETF OTHER 70422P206 215 7500 SH SOLE 0 0 0 POWERSHARES DB COMMODITY IND OTHER 73935S105 357 13657 SH SOLE 0 0 0 POWERSHARES DYN ENRG EXP PRO OTHER 73935X658 328 9308 SH SOLE 0 0 0 POWERSHARES NYM OIL & GAS SV OTHER 73935X625 496 18386 SH SOLE 0 0 0 POWERSHARES QQQ TRUST OTHER 73935A104 497 5670 SH SOLE 0 0 0 POWERSHARES S&P SC HEALTH CARE OTHER 73937B886 1061 19579 SH SOLE 0 0 0 SPDR DJ WILSHIRE INTL REAL EST OTHER 78463X863 882 21416 SH SOLE 0 0 0 SPDR DOW JONES REIT ETF OTHER 78464A607 2190 28069 SH SOLE 0 0 0 SPDR DOW JONES REIT ETF OTHER 78464A607 27 340 SH OTR 0 0 0 SPDR S&P BIOTECH ETF OTHER 78464A870 1470 10316 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 1647 6574 SH SOLE 0 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 7945 42484 SH SOLE 0 0 0 UTILITIES SELECT SECTOR SPDR OTHER 81369Y886 601 14484 SH SOLE 0 0 0 VANGUARD DIVIDEND APPREC ETF OTHER 921908844 641 8525 SH SOLE 0 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 2894 57520 SH SOLE 0 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 715 17620 SH SOLE 0 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 11 273 SH OTR 0 0 0 VANGUARD HEALTH CARE ETF OTHER 92204A504 232 2174 SH SOLE 0 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 1913 16843 SH SOLE 0 0 0 VANGUARD REIT ETF OTHER 922908553 1046 14817 SH SOLE 0 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 1306 11564 SH SOLE 0 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 456 4683 SH SOLE 0 0 0 WISDOMTREE EMERGING MKTS S/C D OTHER 97717W281 1827 39206 SH SOLE 0 0 0 WISDOMTREE JAPAN HEDGED EQUITY OTHER 97717W851 1894 40019 SH SOLE 0 0 0 WISDOMTREE JAPAN HEDGED EQUITY OTHER 97717W851 13 275 SH OTR 0 0 0 FLAH & CRUM PFD SECU INCOME FU OTHER 338478100 417 21699 SH SOLE 0 0 0 ISHARES IBOXX H/Y CORP BOND ET OTHER 464288513 1680 17800 SH SOLE 0 0 0 ISHARES IBOXX INV GRD CORP BON OTHER 464287242 407 3478 SH SOLE 0 0 0 NUVEEN CALIFORNIA MUNI VALUE F OTHER 67062C107 186 19029 SH SOLE 0 0 0 NUVEEN INS CA T/F ADV MUN FD OTHER 670651108 430 32316 SH SOLE 0 0 0 PIMCO 0-5 YEAR H/Y CORP BD IND OTHER 72201R783 1875 17586 SH SOLE 0 0 0 VANGUARD SHORT-TERM BOND ETF OTHER 921937827 207 2580 SH SOLE 0 0 0 VANGUARD SHORT-TERM GOV BF OTHER 92206C102 490 8051 SH SOLE 0 0 0