0001387131-19-001338.txt : 20190219 0001387131-19-001338.hdr.sgml : 20190219 20190219191916 ACCESSION NUMBER: 0001387131-19-001338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190215 FILED AS OF DATE: 20190219 DATE AS OF CHANGE: 20190219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forman Michael C. CENTRAL INDEX KEY: 0001438253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00757 FILM NUMBER: 19616740 MAIL ADDRESS: STREET 1: CIRA CENTRE STREET 2: 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104-2867 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FS KKR Capital Corp CENTRAL INDEX KEY: 0001422183 IRS NUMBER: 261630040 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ROUSE BOULEVARD CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-495-1150 MAIL ADDRESS: STREET 1: 201 ROUSE BOULEVARD CITY: PHILADELPHIA STATE: PA ZIP: 19112 FORMER COMPANY: FORMER CONFORMED NAME: FS Investment CORP DATE OF NAME CHANGE: 20080618 FORMER COMPANY: FORMER CONFORMED NAME: FB Investment CORP DATE OF NAME CHANGE: 20080618 FORMER COMPANY: FORMER CONFORMED NAME: Franklin Square Investment CORP DATE OF NAME CHANGE: 20071227 4 1 ownership.xml X0306 4 2019-02-15 0 0001422183 FS KKR Capital Corp FSK 0001438253 Forman Michael C. C/O FS KKR CAPITAL CORP. 201 ROUSE BOULEVARD PHILADELPHIA PA 19112 1 1 0 0 Chief Executive Officer Common Stock 2019-02-15 4 P 0 7820 6.3692 A 247797 I By Trust Common Stock 2019-02-19 4 P 0 7715 6.4513 A 255512 I By Trust Common Stock 197998 I By MCFDA SCV LLC Common Stock 924609 I By FSH Seed Capital Vehicle I LLC Common Stock 14454.274 I By Spouse Common Stock 3633.435 I By Trust FBO Minor Children Common Stock 12823.517 I In 401(k) account Common Stock 8783.188 I In IRA account The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The purchases were effected in multiple transactions at prices ranging from $6.38 to $6.42, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The purchases were effected in multiple transactions at prices ranging from $6.40 to $6.48, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Includes shares received through stock distributions and shares received on account of reinvested distributions. MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. FSH Seed Capital Vehicle I LLC is a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and FSH Seed Capital Vehicle I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. /s/ Stephen S. Sypherd, Attorney-in-Fact 2019-02-19