0001422142-17-000002.txt : 20170330 0001422142-17-000002.hdr.sgml : 20170330 20170330131643 ACCESSION NUMBER: 0001422142-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170330 DATE AS OF CHANGE: 20170330 EFFECTIVENESS DATE: 20170330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aerpio Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001422142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 611547850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-283670 FILM NUMBER: 17724733 BUSINESS ADDRESS: STREET 1: 9987 CARVER ROAD CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: (513) 985-1920 MAIL ADDRESS: STREET 1: 9987 CARVER ROAD CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: ZETA ACQUISITION CORP II DATE OF NAME CHANGE: 20071227 D 1 primary_doc.xml X0707 D LIVE 0001422142 Aerpio Pharmaceuticals, Inc. 9987 CARVER ROAD CINCINNATI OH OHIO 45242 (513) 985-1920 DELAWARE ZETA ACQUISITION CORP II Corporation true Joseph Gardner 9987 Carver Road Suite 420 Cincinnati OH OHIO 45242 Executive Officer Director Muneer Satter 9987 Carver Road Suite 420 Cincinnati OH OHIO 45242 Director Paul M. Weiss 9987 Carver Road Suite 420 Cincinnati OH OHIO 45242 Director Caley Castelein 9987 Carver Road Suite 420 Cincinnati OH OHIO 45242 Director Anupam Dalal 9987 Carver Road Suite 420 Cincinnati OH OHIO 45242 Director Steven Prelack 9987 Carver Road Suite 420 Cincinnati OH OHIO 45242 Director Chau Khuong 9987 Carver Road Suite 420 Cincinnati OH OHIO 45242 Director Pravin Dugel 9987 Carver Road Suite 420 Cincinnati OH OHIO 45242 Director James Murphy 9987 Carver Road Suite 420 Cincinnati OH OHIO 45242 Executive Officer Kevin G. Peters 9987 Carver Road Suite 420 Cincinnati OH OHIO 45242 Executive Officer Stephen Pakola 9987 Carver Road Suite 420 Cincinnati OH OHIO 45242 Executive Officer Biotechnology Decline to Disclose 06b false 2017-03-15 false true true false 0 Raymond James & Associates, Inc. 705 None None 880 CARILLON PARKWAY ST. PETERSBURG FL FLORIDA 33716 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false National Securities Corporation 7569 None None ONE UNION SQUARE 600 UNIVERSITY STREET SUITE 2900 SEATTLE WA WASHINGTON 98101 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Katalyst Securities LLC 112494 None None 23-50 38TH ST 2ND FLOOR ASTORIA NY NEW YORK 11105 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false 41835597 41835597 0 A portion of the overall offering amount was comprised of warrants to purchase common stock of Aerpio Pharmaceuticals, Inc. false 264 4229507 0 A portion of the sales commissions paid included warrants to purchase common stock. 0 false Aerpio Pharmaceuticals, Inc. /s/Joseph H. Gardner Joseph H. Gardner President & CEO 2017-03-30