0001438133-21-000216.txt : 20211201
0001438133-21-000216.hdr.sgml : 20211201
20211201193112
ACCESSION NUMBER: 0001438133-21-000216
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211129
FILED AS OF DATE: 20211201
DATE AS OF CHANGE: 20211201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERGER DAVID B
CENTRAL INDEX KEY: 0001422126
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36189
FILM NUMBER: 211464444
MAIL ADDRESS:
STREET 1: 11045 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC
CENTRAL INDEX KEY: 0001438133
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 204327508
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-366-6900
MAIL ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
4
1
wf-form4_163840505486194.xml
FORM 4
X0306
4
2021-11-29
0
0001438133
TANDEM DIABETES CARE INC
TNDM
0001422126
BERGER DAVID B
C/O TANDEM DIABETES CARE, INC.
11075 ROSELLE STREET
SAN DIEGO
CA
92121
0
1
0
0
EVP, Bus Ops & Compliance
Common Stock
2021-11-29
4
M
0
406
0
A
4653
D
Common Stock
2021-11-29
4
F
0
202
129.66
D
4451
D
Common Stock
2021-12-01
4
M
0
1000
18.86
A
5451
D
Common Stock
2021-12-01
4
S
0
900
128.31
D
4551
D
Common Stock
2021-12-01
4
S
0
100
129.61
D
4451
D
Common Stock
242
I
Berger Family Trust
Restricted Stock Unit
2021-11-29
4
M
0
406
0
A
Common Stock
406.0
4065
D
Stock Option
18.86
2021-12-01
4
M
0
1000
18.86
A
Common Stock
1000.0
63000
D
Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.
Represents shares of common stock received upon exercise of a stock option award.
The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2021.
The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $127.97 to $128.75. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
The securities are held by the Berger Family Trust dated April 16, 2008.
Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan (the 2013 Plan).
Each RSU represents a contingent right to receive one share of common stock of the Company.
RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on 5/27/2021, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter.
The options vested as to fifty (50%) of the underlying shares on 6/14/2019, and the remaining shares vested in twelve (12) equal monthly installments thereafter, subject to the terms of the 2013 Plan.
The expiration date for these options is 10 years from the date of grant.
s/David B. Berger
2021-12-01