0001438133-21-000174.txt : 20210917 0001438133-21-000174.hdr.sgml : 20210917 20210917171820 ACCESSION NUMBER: 0001438133-21-000174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210915 FILED AS OF DATE: 20210917 DATE AS OF CHANGE: 20210917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGER DAVID B CENTRAL INDEX KEY: 0001422126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36189 FILM NUMBER: 211261327 MAIL ADDRESS: STREET 1: 11045 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC CENTRAL INDEX KEY: 0001438133 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 204327508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 BUSINESS PHONE: 858-366-6900 MAIL ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 4 1 wf-form4_163191347219012.xml FORM 4 X0306 4 2021-09-15 0 0001438133 TANDEM DIABETES CARE INC TNDM 0001422126 BERGER DAVID B C/O TANDEM DIABETES CARE, INC. 11075 ROSELLE STREET SAN DIEGO CA 92121 0 1 0 0 EVP, Bus Ops & Compliance Common Stock 2021-09-15 4 M 0 9000 18.86 A 13247 D Common Stock 2021-09-15 4 S 0 1632 120.9309 D 11615 D Common Stock 2021-09-15 4 S 0 3068 121.6631 D 8547 D Common Stock 2021-09-15 4 S 0 4300 122.6356 D 4247 D Common Stock 242 I Berger Family Trust Stock Option 18.86 2021-09-15 4 M 0 9000 18.86 A Common Stock 9000.0 76000 D Represents shares of common stock received upon exercise of a stock option award. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2021. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $120.19 to $121.17. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $121.19 to $122.16. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $122.20 to $122.77. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. The securities are held by the Berger Family Trust dated April 16, 2008. The options vested as to fifty percent (50%) of the underlying shares on 6/14/2019, and the remaining shares vested in twelve (12) equal monthly installments thereafter. The expiration date for these options is 10 years from the date of grant. David B. Berger 2021-09-17