0001422105-15-000270.txt : 20151209 0001422105-15-000270.hdr.sgml : 20151209 20151209195701 ACCESSION NUMBER: 0001422105-15-000270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151207 FILED AS OF DATE: 20151209 DATE AS OF CHANGE: 20151209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Noranda Aluminum Holding CORP CENTRAL INDEX KEY: 0001422105 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 208908550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 CRESCENT DRIVE STREET 2: SUITE 600 CITY: FRANKLIN STATE: TN ZIP: 37067 BUSINESS PHONE: 615-771-5700 MAIL ADDRESS: STREET 1: 801 CRESCENT DRIVE STREET 2: SUITE 600 CITY: FRANKLIN STATE: TN ZIP: 37067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lehman Gail E CENTRAL INDEX KEY: 0001491601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 151279448 MAIL ADDRESS: STREET 1: 801 CRESCENT CENTRE DRIVE STREET 2: SUITE 600 CITY: FRANKLIN STATE: TN ZIP: 37067 4 1 wf-form4_144970901079779.xml FORM 4 X0306 4 2015-12-07 0 0001422105 Noranda Aluminum Holding CORP NOR 0001491601 Lehman Gail E 801 CRESCENT CENTRE DRIVE SUITE 600 FRANKLIN TN 37067 0 1 0 0 Gen Counsel/Sec/Chief Adm Off Restricted Stock 2015-12-07 4 D 0 0.43 0 D Common stock 0.43 973 D Restricted Stock 2015-12-07 4 D 0 0.55 0 D Common stock 0.55 3144 D Restricted Stock 2015-12-07 4 D 0 0.43 0 D Common stock 0.43 3709 D Restricted Stock 2015-12-07 4 D 0 0.14 0 D Common stock 0.14 5469 D Each share of restricted stock is the economic equivalent of one share of Issuer's common stock. Each of the fractional shares of restricted stock were cancelled by the issuer on December 7, 2015 in exchange for a cash payment equal to the fraction multiplied by $0.59, the closing market price per share of the Issuer's common stock as reported by OTC Pink Marketplace on December 7, 2015. The reported transaction relates to shares of restricted stock initially granted on April 12, 2013 and additional dividend equivalent shares granted through June 10, 2015. All remaining outstanding shares of restricted stock will vest on April 12, 2016. The reported transaction relates to shares of shareholder return performance-based restricted stock initially granted on April 12, 2013 and additional dividend equivalent shares granted through June 10, 2015. The shareholder return performance-based restricted stock vests on the third anniversary of the date of the grant, provided that the price of a share of Issuer common stock is at least $70.00 for a 20 consecutive trading day period ending on or prior to the third anniversary of the date of the grant. The reported transaction relates to shares of restricted stock initially granted on May 2, 2014 and additional dividend equivalent shares granted through June 10, 2015. One-third of the outstanding shares of restricted stock will vest on May 2, 2016, and the remaining two-thirds of the outstanding shares of restricted stock will vest on May 2, 2017. The reported transaction relates to shares of restricted stock initially granted on May 18, 2015 and additional dividend equivalent shares granted through June 10, 2015. One-fourth of the outstanding shares of restricted stock will vest on each of May 18, 2016 and May 18, 2017, and the remaining one-half of the outstanding shares of restricted stock will vest on May 18, 2018. /s/ Gail E. Lehman 2015-12-09