0001422105-15-000269.txt : 20151209
0001422105-15-000269.hdr.sgml : 20151209
20151209195646
ACCESSION NUMBER: 0001422105-15-000269
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151207
FILED AS OF DATE: 20151209
DATE AS OF CHANGE: 20151209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Noranda Aluminum Holding CORP
CENTRAL INDEX KEY: 0001422105
STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334]
IRS NUMBER: 208908550
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 801 CRESCENT DRIVE
STREET 2: SUITE 600
CITY: FRANKLIN
STATE: TN
ZIP: 37067
BUSINESS PHONE: 615-771-5700
MAIL ADDRESS:
STREET 1: 801 CRESCENT DRIVE
STREET 2: SUITE 600
CITY: FRANKLIN
STATE: TN
ZIP: 37067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brooks William H JR
CENTRAL INDEX KEY: 0001442098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34741
FILM NUMBER: 151279447
MAIL ADDRESS:
STREET 1: 435 AUTUMN LAKE TRAIL
CITY: FRANKLIN
STATE: TN
ZIP: 37067
4
1
wf-form4_144970899561958.xml
FORM 4
X0306
4
2015-12-07
0
0001422105
Noranda Aluminum Holding CORP
NOR
0001442098
Brooks William H JR
801 CRESCENT CENTRE DRIVE
SUITE 600
FRANKLIN
TN
37067
1
0
0
0
Common stock
2015-12-07
4
M
0
0.57
14
A
126058.4185
D
Restricted Stock Units
2015-12-07
4
D
0
0.43
0
D
2015-12-31
Common stock
0.43
351
D
Right to purchase
14.0
2015-12-07
4
D
0
0.57
0
D
2017-05-29
Common stock
0.57
9728
D
Right to purchase
14.0
2015-12-07
4
D
0
0.57
0
D
2017-05-29
Common stock
0.57
9728
D
Each restricted stock unit is the economic equivalent of one share of Issuer common stock.
The fractional restricted stock unit was cancelled by the Issuer on December 7, 2015 in exchange for a cash payment equal to the fraction multiplied by $0.59, the closing market price per share of the Issuer's common stock as reported by OTC Pink Marketplace on December 7, 2015.
The reported transaction relates to shares of restricted stock units (RSUs) initially granted on December 2, 2014 and additional dividend equivalent units granted through June 10, 2015. All remaining outstanding RSUs will vest on December 31, 2015.
The reported transaction relates to the director stock option granted on May 29, 2007. The option has vested in five equal annual increments through 2012.
The fractional share underlying the stock option was cancelled by the Issuer on December 7, 2015 in exchange for a cash payment equal to the fraction multiplied by $0.59, the closing market price per share of the Issuer's common stock as reported by OTC Pink Marketplace on December 7, 2015.
The reported transaction relates to the director stock option granted on May 29, 2007. The option has vested upon achievement of the applicable performance target.
Gail E. Lehman, Attorney-in-Fact for William H Brooks
2015-12-09