0001422105-15-000219.txt : 20151001 0001422105-15-000219.hdr.sgml : 20151001 20151001090206 ACCESSION NUMBER: 0001422105-15-000219 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150610 FILED AS OF DATE: 20151001 DATE AS OF CHANGE: 20151001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Noranda Aluminum Holding CORP CENTRAL INDEX KEY: 0001422105 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 208908550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 CRESCENT DRIVE STREET 2: SUITE 600 CITY: FRANKLIN STATE: TN ZIP: 37067 BUSINESS PHONE: 615-771-5700 MAIL ADDRESS: STREET 1: 801 CRESCENT DRIVE STREET 2: SUITE 600 CITY: FRANKLIN STATE: TN ZIP: 37067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Layle Kiplind CENTRAL INDEX KEY: 0001440936 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 151135420 MAIL ADDRESS: STREET 1: 1894 SEACREST DRIVE CITY: LUMMI ISLAND STATE: WA ZIP: 98262-8624 4/A 1 wf-form4a_144370451662564.xml FORM 4/A X0306 4/A 2015-06-10 2015-06-12 0 0001422105 Noranda Aluminum Holding CORP NOR 0001440936 Smith Layle Kiplind 801 CRESCENT CENTRE DRIVE SUITE 600 FRANKLIN TN 37067 1 1 0 0 President and CEO Restricted Stock 2015-06-10 4 A 0 246 0 A Common stock 246.0 33216 D Restricted Stock 2015-06-10 4 A 0 924 0 A Common stock 924.0 124777 D Each share of restricted stock is the economic equivalent of one share of Issuer common stock. This report relates to shares of restricted stock awarded in the form of dividend equivalents on unvested underlying shares of restricted stock awarded on April 12, 2013, and on unvested underlying shares of restricted stock previously awarded as dividend equivalents thereon. Subsequent to the grant date, these shares of restricted stock will vest at the same times, and in the same proportions, as the previously awarded shares of restricted stock to which they relate. The outstanding shares of restricted stock will vest on April 12, 2016. This amendment is being filed solely to correct the number of shares of restricted stock held by the reporting person following the reported transactions. The number of shares shown does not reflect the one-for-seven stock split (the "Reverse Stock Split") of the issuer's common stock that occurred on August 25, 2015. The effect of the Reverse Stock Split will be reflected on the reporting person's Forms 4 that report transactions occurring subsequent to August 25, 2015. This report relates to shares of restricted stock awarded in the form of dividend equivalents on unvested underlying shares of restricted stock awarded on May 2, 2014, and on unvested underlying shares of restricted stock previously awarded as dividend equivalents thereon. Subsequent to the grant date, these shares of restricted stock will vest at the same times, and in the same proportions, as the previously awarded shares of restricted stock to which they relate. One-third of the outstanding shares of restricted stock will vest on May 2, 2015, and the remaining two-thirds will vest on May 2, 2016. /s/ Gail E. Lehman, Attorney-in-Fact for Layle K. Smith 2015-10-01