0001422105-15-000219.txt : 20151001
0001422105-15-000219.hdr.sgml : 20151001
20151001090206
ACCESSION NUMBER: 0001422105-15-000219
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150610
FILED AS OF DATE: 20151001
DATE AS OF CHANGE: 20151001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Noranda Aluminum Holding CORP
CENTRAL INDEX KEY: 0001422105
STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334]
IRS NUMBER: 208908550
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 801 CRESCENT DRIVE
STREET 2: SUITE 600
CITY: FRANKLIN
STATE: TN
ZIP: 37067
BUSINESS PHONE: 615-771-5700
MAIL ADDRESS:
STREET 1: 801 CRESCENT DRIVE
STREET 2: SUITE 600
CITY: FRANKLIN
STATE: TN
ZIP: 37067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Layle Kiplind
CENTRAL INDEX KEY: 0001440936
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34741
FILM NUMBER: 151135420
MAIL ADDRESS:
STREET 1: 1894 SEACREST DRIVE
CITY: LUMMI ISLAND
STATE: WA
ZIP: 98262-8624
4/A
1
wf-form4a_144370451662564.xml
FORM 4/A
X0306
4/A
2015-06-10
2015-06-12
0
0001422105
Noranda Aluminum Holding CORP
NOR
0001440936
Smith Layle Kiplind
801 CRESCENT CENTRE DRIVE
SUITE 600
FRANKLIN
TN
37067
1
1
0
0
President and CEO
Restricted Stock
2015-06-10
4
A
0
246
0
A
Common stock
246.0
33216
D
Restricted Stock
2015-06-10
4
A
0
924
0
A
Common stock
924.0
124777
D
Each share of restricted stock is the economic equivalent of one share of Issuer common stock.
This report relates to shares of restricted stock awarded in the form of dividend equivalents on unvested underlying shares of restricted stock awarded on April 12, 2013, and on unvested underlying shares of restricted stock previously awarded as dividend equivalents thereon. Subsequent to the grant date, these shares of restricted stock will vest at the same times, and in the same proportions, as the previously awarded shares of restricted stock to which they relate. The outstanding shares of restricted stock will vest on April 12, 2016.
This amendment is being filed solely to correct the number of shares of restricted stock held by the reporting person following the reported transactions. The number of shares shown does not reflect the one-for-seven stock split (the "Reverse Stock Split") of the issuer's common stock that occurred on August 25, 2015. The effect of the Reverse Stock Split will be reflected on the reporting person's Forms 4 that report transactions occurring subsequent to August 25, 2015.
This report relates to shares of restricted stock awarded in the form of dividend equivalents on unvested underlying shares of restricted stock awarded on May 2, 2014, and on unvested underlying shares of restricted stock previously awarded as dividend equivalents thereon. Subsequent to the grant date, these shares of restricted stock will vest at the same times, and in the same proportions, as the previously awarded shares of restricted stock to which they relate. One-third of the outstanding shares of restricted stock will vest on May 2, 2015, and the remaining two-thirds will vest on May 2, 2016.
/s/ Gail E. Lehman, Attorney-in-Fact for Layle K. Smith
2015-10-01