0001422105-15-000121.txt : 20150520 0001422105-15-000121.hdr.sgml : 20150520 20150520180055 ACCESSION NUMBER: 0001422105-15-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150518 FILED AS OF DATE: 20150520 DATE AS OF CHANGE: 20150520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Noranda Aluminum Holding CORP CENTRAL INDEX KEY: 0001422105 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 208908550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 CRESCENT DRIVE STREET 2: SUITE 600 CITY: FRANKLIN STATE: TN ZIP: 37067 BUSINESS PHONE: 615-771-5760 MAIL ADDRESS: STREET 1: 801 CRESCENT DRIVE STREET 2: SUITE 600 CITY: FRANKLIN STATE: TN ZIP: 37067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Layle Kiplind CENTRAL INDEX KEY: 0001440936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15880749 MAIL ADDRESS: STREET 1: 1894 SEACREST DRIVE CITY: LUMMI ISLAND STATE: WA ZIP: 98262-8624 4 1 wf-form4_143215924568431.xml FORM 4 X0306 4 2015-05-18 0 0001422105 Noranda Aluminum Holding CORP NOR 0001440936 Smith Layle Kiplind 801 CRESCENT CENTRE DRIVE SUITE 600 FRANKLIN TN 37067 1 1 0 0 President and CEO Common stock 2015-05-18 4 M 0 200000 1.14 A 682885 D Restricted Stock 2015-05-18 4 A 0 163375 0 A 2025-05-18 Common stock 163375.0 163375 D Employee stock option (right to buy) 1.14 2015-05-18 4 M 0 200000 0 A 2018-03-03 Common stock 200000.0 0 D Each share of restricted stock is the economic equivalent of one share of Issuer common stock. The restricted stock vests as to 25% of the shares on each of the first and second anniversaries of the May 18, 2015 grant date. The remaining 50% of the shares vests on the third anniversary of the grant date. The option, which was granted on March 3, 2008 and represented a right to purchase a total of 200,000 shares, became exercisable in equal annual installments on each of the first five anniversaries of the date of grant. /s/ Gail E. Lehman, Attorney-in-Fact for Layle K. Smith 2015-05-20