0001140361-18-022240.txt : 20180508
0001140361-18-022240.hdr.sgml : 20180508
20180508165055
ACCESSION NUMBER: 0001140361-18-022240
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180507
FILED AS OF DATE: 20180508
DATE AS OF CHANGE: 20180508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gruseke Christopher R
CENTRAL INDEX KEY: 0001422086
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36448
FILM NUMBER: 18815411
MAIL ADDRESS:
STREET 1: C/O BANKWELL FINANCIAL GROUP, INC.
STREET 2: 220 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
FORMER NAME:
FORMER CONFORMED NAME: Gruseke Christopher
DATE OF NAME CHANGE: 20071226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bankwell Financial Group, Inc.
CENTRAL INDEX KEY: 0001505732
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 208251355
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 208 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
BUSINESS PHONE: (203) 972-3838
MAIL ADDRESS:
STREET 1: 208 ELM STREET
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
FORMER COMPANY:
FORMER CONFORMED NAME: BNC Financial Group, Inc.
DATE OF NAME CHANGE: 20101115
4
1
doc1.xml
FORM 4
X0306
4
2018-05-07
0
0001505732
Bankwell Financial Group, Inc.
BWFG
0001422086
Gruseke Christopher R
C/O BANKWELL FINANCIAL GROUP, INC.
220 ELM STREET
NEW CANAAN
CT
06840
0
1
0
0
President & CEO
Common Stock
10000
D
Common Stock
2018-05-07
4
P
0
5000
31.9789
A
96795
D
Common Stock
5000
I
IRA
Common Stock
5000
D
Common Stock
5000
D
40,000 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in four equal installments of 25%, with the first installment to vest on December 1, 2015 and an additional 25% to vest on the anniversary of the vesting date thereafter. As of the Transaction Date, 30,000 Shares have vested.
66,795 Shares reported are owned jointly with Spouse.
10,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 5,000 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 5,000 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.
Range of reported purchase price is $31.75 - $32.07. Reporting person agrees to provide individual transaction information to SEC upon request.
/s/ Christopher R. Gruseke by POA
2018-05-08