0001547903-20-000116.txt : 20201211 0001547903-20-000116.hdr.sgml : 20201211 20201211165437 ACCESSION NUMBER: 0001547903-20-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201211 DATE AS OF CHANGE: 20201211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leatherberry William J CENTRAL INDEX KEY: 0001422024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 201384091 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wf-form4_160772365861153.xml FORM 4 X0306 4 2020-12-10 0 0001547903 NMI Holdings, Inc. NMIH 0001422024 Leatherberry William J C/O NMI HOLDINGS, INC. 2100 POWELL ST. EMERYVILLE CA 94608 0 1 0 0 EVP, General Counsel Class A Common Shares, $0.01 par value per share 2020-12-10 4 M 0 19434 16 A 144048 D Class A Common Shares, $0.01 par value per share 2020-12-10 4 S 0 19434 24.2786 D 124614 D Stock Option (right to buy) 16.0 2020-12-10 4 M 0 19434 0 D 2028-03-15 Class A Common Shares, $0.01 par value per share 19434.0 9718 D The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.2786. The range of prices was $24.15 to $24.46. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. Represents 83,243 class A common shares and 41,371 unvested restricted stock units. The option vests in three equal annual installments beginning on March 15, 2019. /s/ Nicole C. Sanchez as Attorney-in-Fact 2020-12-11