0001547903-19-000043.txt : 20190314 0001547903-19-000043.hdr.sgml : 20190314 20190314184137 ACCESSION NUMBER: 0001547903-19-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190312 FILED AS OF DATE: 20190314 DATE AS OF CHANGE: 20190314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leatherberry William J CENTRAL INDEX KEY: 0001422024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 19682389 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wf-form4_155260328288669.xml FORM 4 X0306 4 2019-03-12 0 0001547903 NMI Holdings, Inc. NMIH 0001422024 Leatherberry William J C/O NMI HOLDINGS, INC. 2100 POWELL ST. EMERYVILLE CA 94608 0 1 0 0 EVP, General Counsel Class A Common Shares, $0.01 par value per share 2019-03-12 4 M 0 25200 8.50 A 181055 D Class A Common Shares, $0.01 par value per share 2019-03-12 4 M 0 33850 9.45 A 214905 D Class A Common Shares, $0.01 par value per share 2019-03-12 4 S 0 39897 25.9792 D 175008 D Stock Option (right to buy) 8.5 2019-03-12 4 M 0 25200 0 D 2025-02-12 Class A Common Shares, $0.01 par value per share 25200.0 25000 D Stock Option (right to buy) 9.45 2019-03-12 4 M 0 33850 0 D 2024-09-10 Class A Common Shares, $0.01 par value per share 0.0 0 D The common stock was sold by the reporting person in a series of open market transactions on the transaction date, at a volume weighted average sales price of $25.9792. The range of sale prices on the transaction date was $25.68 to $26.15. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Represents 125,404 class A common shares and 49,604 unvested restricted stock units. The option vested in full on February 12, 2018. The option vested in full on September 10, 2017. /s/ Nicole C. Sanchez as Attorney-in-Fact 2019-03-14