0001144204-17-002520.txt : 20170117
0001144204-17-002520.hdr.sgml : 20170116
20170117192136
ACCESSION NUMBER: 0001144204-17-002520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170112
FILED AS OF DATE: 20170117
DATE AS OF CHANGE: 20170117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Asset Management Inc.
CENTRAL INDEX KEY: 0001611988
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 465610118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 992-4533
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berman Bernard D
CENTRAL INDEX KEY: 0001421840
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36701
FILM NUMBER: 17531828
MAIL ADDRESS:
STREET 1: WHITE PLAINS PLAZA
STREET 2: 445 HAMILTON AVENUE, SUITE 1206
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
4
1
v457052_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-01-12
0
0001611988
Fifth Street Asset Management Inc.
FSAM
0001421840
Berman Bernard D
C/O FIFTH STREET (FSAM)
777 WEST PUTNAM AVENUE, 3RD FLOOR
GREENWICH
CT
06830
0
1
0
0
Co-President and CCO
Restricted Stock Units
2017-01-12
4
A
0
97863
0
A
Class A Common Stock
97863
97863
D
Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. No later than 60 days following each vesting date, one share of Class A common stock of the Issuer shall be issued for each restricted stock unit that becomes vested on such vesting date.
One-third of the total number of restricted stock units will vest on each of the first three anniversaries of the date of grant, which was January 12, 2017.
/s/ Kerry S. Acocella, as attorney-in-fact for Bernard M. Berman
2017-01-17