0001437749-20-005020.txt : 20200312 0001437749-20-005020.hdr.sgml : 20200312 20200312202739 ACCESSION NUMBER: 0001437749-20-005020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200310 FILED AS OF DATE: 20200312 DATE AS OF CHANGE: 20200312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hanstveit Arve CENTRAL INDEX KEY: 0001430122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34112 FILM NUMBER: 20710435 MAIL ADDRESS: STREET 1: C/O ENERGY RECOVERY, INC. STREET 2: 1908 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Recovery, Inc. CENTRAL INDEX KEY: 0001421517 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 010616867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 BUSINESS PHONE: (510) 483-7370 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 4 1 rdgdoc.xml FORM 4 X0306 4 2020-03-10 0001421517 Energy Recovery, Inc. ERII 0001430122 Hanstveit Arve C/O ENERGY RECOVERY, INC. 1717 DOOLITTLE DRIVE SAN LEANDRO CA 94577 1 Common Stock 2020-03-10 4 M 0 14818 3.53 A 1110618 D Common Stock 2020-03-10 4 S 0 14818 8.6125 D 1095800 D Common Stock 2020-03-11 4 M 0 14818 3.53 A 1110618 D Common Stock 2020-03-11 4 S 0 14818 8.6852 D 1095800 D Common Stock 2020-03-12 4 M 0 14820 3.53 A 1110620 D Common Stock 2020-03-12 4 S 0 14820 7.221 D 1095800 D Stock Option (Right to Buy) 3.53 2020-03-10 4 M 0 14818 0 D 2025-02-06 Common Stock 14818 29638 D Stock Option (Right to Buy) 3.53 2020-03-11 4 M 0 14818 0 D 2025-02-06 Common Stock 14818 14820 D Stock Option (Right to Buy) 3.53 2020-03-12 4 M 0 14820 0 D 2025-02-06 Common Stock 14820 0 D This figure is the weighted average sales price of multiple trades ranging from $8.50 to $9.0918 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. This figure is the weighted average sales price of multiple trades ranging from $8.50 to $9.02 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. This employee stock option was granted on February 6, 2015. All of the options are fully vested and exercisable. /s/ William Yeung, Attorney-in-Fact for Arve Hanstveit 2020-03-12