0001437749-20-005020.txt : 20200312
0001437749-20-005020.hdr.sgml : 20200312
20200312202739
ACCESSION NUMBER: 0001437749-20-005020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200310
FILED AS OF DATE: 20200312
DATE AS OF CHANGE: 20200312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hanstveit Arve
CENTRAL INDEX KEY: 0001430122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34112
FILM NUMBER: 20710435
MAIL ADDRESS:
STREET 1: C/O ENERGY RECOVERY, INC.
STREET 2: 1908 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Recovery, Inc.
CENTRAL INDEX KEY: 0001421517
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 010616867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
BUSINESS PHONE: (510) 483-7370
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-03-10
0001421517
Energy Recovery, Inc.
ERII
0001430122
Hanstveit Arve
C/O ENERGY RECOVERY, INC.
1717 DOOLITTLE DRIVE
SAN LEANDRO
CA
94577
1
Common Stock
2020-03-10
4
M
0
14818
3.53
A
1110618
D
Common Stock
2020-03-10
4
S
0
14818
8.6125
D
1095800
D
Common Stock
2020-03-11
4
M
0
14818
3.53
A
1110618
D
Common Stock
2020-03-11
4
S
0
14818
8.6852
D
1095800
D
Common Stock
2020-03-12
4
M
0
14820
3.53
A
1110620
D
Common Stock
2020-03-12
4
S
0
14820
7.221
D
1095800
D
Stock Option (Right to Buy)
3.53
2020-03-10
4
M
0
14818
0
D
2025-02-06
Common Stock
14818
29638
D
Stock Option (Right to Buy)
3.53
2020-03-11
4
M
0
14818
0
D
2025-02-06
Common Stock
14818
14820
D
Stock Option (Right to Buy)
3.53
2020-03-12
4
M
0
14820
0
D
2025-02-06
Common Stock
14820
0
D
This figure is the weighted average sales price of multiple trades ranging from $8.50 to $9.0918 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
This figure is the weighted average sales price of multiple trades ranging from $8.50 to $9.02 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
This employee stock option was granted on February 6, 2015. All of the options are fully vested and exercisable.
/s/ William Yeung, Attorney-in-Fact for Arve Hanstveit
2020-03-12