0001437749-19-011738.txt : 20190610
0001437749-19-011738.hdr.sgml : 20190610
20190610181932
ACCESSION NUMBER: 0001437749-19-011738
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190606
FILED AS OF DATE: 20190610
DATE AS OF CHANGE: 20190610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Michelet Hans Peter
CENTRAL INDEX KEY: 0001432628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34112
FILM NUMBER: 19889559
MAIL ADDRESS:
STREET 1: C/O ENERGY RECOVERY, INC.
STREET 2: 1908 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Recovery, Inc.
CENTRAL INDEX KEY: 0001421517
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 010616867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
BUSINESS PHONE: (510) 483-7370
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-06-06
0001421517
Energy Recovery, Inc.
ERII
0001432628
Michelet Hans Peter
C/O ENERGY RECOVERY, INC.
1717 DOOLITTLE DRIVE
SAN LEANDRO
CA
94577
1
Common Stock
2019-06-06
4
M
0
15000
7.31
A
15000
D
Common Stock
2019-06-06
4
S
0
15000
9.89970
D
0
D
Common Stock
2019-06-07
4
M
0
20000
7.31
A
20000
D
Common Stock
2019-06-07
4
S
0
20000
9.9159
D
0
D
Common Stock
2019-06-10
4
M
0
10000
7.31
A
10000
D
Common Stock
2019-06-10
4
S
0
10000
10.0624
D
0
D
Stock Option (Right to Buy)
7.31
2019-06-06
4
M
0
15000
0
D
2020-06-13
Common Stock
15000
57976
D
Stock Option (Right to Buy)
7.31
2019-06-07
4
M
0
20000
0
D
2020-06-13
Common Stock
20000
37976
D
Stock Option (Right to Buy)
7.31
2019-06-10
4
M
0
10000
0
D
2020-06-13
Common Stock
10000
27976
D
This figure is the weighted average sales price of multiple trades ranging from $9.77 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
This figure is the weighted average sales price of multiple trades ranging from $9.82 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
This figure is the weighted average sales price of multiple trades ranging from $9.92 to $10.22 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.
/s/ William Yeung, Attorney-in-Fact for Hans Peter Michelet
2019-06-10