0001437749-19-011738.txt : 20190610 0001437749-19-011738.hdr.sgml : 20190610 20190610181932 ACCESSION NUMBER: 0001437749-19-011738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190606 FILED AS OF DATE: 20190610 DATE AS OF CHANGE: 20190610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michelet Hans Peter CENTRAL INDEX KEY: 0001432628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34112 FILM NUMBER: 19889559 MAIL ADDRESS: STREET 1: C/O ENERGY RECOVERY, INC. STREET 2: 1908 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Recovery, Inc. CENTRAL INDEX KEY: 0001421517 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 010616867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 BUSINESS PHONE: (510) 483-7370 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 4 1 rdgdoc.xml FORM 4 X0306 4 2019-06-06 0001421517 Energy Recovery, Inc. ERII 0001432628 Michelet Hans Peter C/O ENERGY RECOVERY, INC. 1717 DOOLITTLE DRIVE SAN LEANDRO CA 94577 1 Common Stock 2019-06-06 4 M 0 15000 7.31 A 15000 D Common Stock 2019-06-06 4 S 0 15000 9.89970 D 0 D Common Stock 2019-06-07 4 M 0 20000 7.31 A 20000 D Common Stock 2019-06-07 4 S 0 20000 9.9159 D 0 D Common Stock 2019-06-10 4 M 0 10000 7.31 A 10000 D Common Stock 2019-06-10 4 S 0 10000 10.0624 D 0 D Stock Option (Right to Buy) 7.31 2019-06-06 4 M 0 15000 0 D 2020-06-13 Common Stock 15000 57976 D Stock Option (Right to Buy) 7.31 2019-06-07 4 M 0 20000 0 D 2020-06-13 Common Stock 20000 37976 D Stock Option (Right to Buy) 7.31 2019-06-10 4 M 0 10000 0 D 2020-06-13 Common Stock 10000 27976 D This figure is the weighted average sales price of multiple trades ranging from $9.77 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. This figure is the weighted average sales price of multiple trades ranging from $9.82 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. This figure is the weighted average sales price of multiple trades ranging from $9.92 to $10.22 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. /s/ William Yeung, Attorney-in-Fact for Hans Peter Michelet 2019-06-10